IPO registrations (S-1, F-1) · Registrants
Ubiquiti Inc.
- SEC CIK
- 1511737 · filings on EDGAR ↗
- Name on the registration
- Ubiquiti Networks, Inc.
- Former names
- Ubiquiti Networks, Inc. (2011–2019)
- Registration
- Form S-1, first filed 2011-06-17, last 2013-06-03; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2011-10-14; declared effective 2011-10-13
- Industry (SIC)
- Radio & Tv Broadcasting & Communications Equipment 3663
- Incorporated in
- DE
- Business address
- 685 THIRD AVENUE, 27TH FLOOR, New York, NY 10017
- EIN
- 32-0097377
- Ticker
- UI (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Ubiquiti Inc. on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2011-10-13)
- Final price
- $8.97 per share, below the range (424B4 filed 2011-10-14, an initial public offering)
- Shares sold
- 7,038,230 (2,395,328 by the company, 4,642,902 by selling holders)
- Gross proceeds
- $63,132,923 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol UBNT
- Lead underwriters
- Deutsche Bank; UBS
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: UBIQUITI INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Ubiquiti Inc. Fuzzy (name and state)
- Business registration: Ubiquiti Inc. Fuzzy (name and state)
- Business registration: UBIQUITI INC. Fuzzy (name and state)
- Business registration: UBIQUITI INC. Fuzzy (name and state)
- Business registration: UBIQUITI INC. Fuzzy (name and state)
- Form 5500 plan sponsor: UBIQUITI INC. EXACT (EIN (EXACT))
- SEC filer: Ubiquiti Inc. EXACT (CIK (EXACT))
- Person page: Michael E Hurlston Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 13
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-06-17 | S-1 | S-1 (registration) | Ubiquiti Networks, Inc. | 0001193125-11-167571 ↗ |
| 2011-07-28 | S-1/A | S-1/A (amendment) | Ubiquiti Networks, Inc. | 0001193125-11-200322 ↗ |
| 2011-08-12 | S-1/A | S-1/A (amendment) | Ubiquiti Networks, Inc. | 0001193125-11-221521 ↗ |
| 2011-09-16 | S-1/A | S-1/A (amendment) | Ubiquiti Networks, Inc. | 0001193125-11-250446 ↗ |
| 2011-10-04 | S-1/A | S-1/A (amendment) | Ubiquiti Networks, Inc. | 0001193125-11-263071 ↗ |
| 2011-10-13 | S-1/A | S-1/A (amendment) | Ubiquiti Networks, Inc. | 0001193125-11-269845 ↗ |
| 2011-10-13 | EFFECT | EFFECT (declared effective) | Ubiquiti Networks, Inc. | 9999999995-11-002943 ↗ |
| 2011-10-14 | 424B4 | 424B4 (final prospectus) | Ubiquiti Networks, Inc. | 0001193125-11-271871 ↗ |
| 2013-05-17 | S-1 | S-1 (registration) | Ubiquiti Networks, Inc. | 0001193125-13-226305 ↗ |
| 2013-05-28 | S-1/A | S-1/A (amendment) | Ubiquiti Networks, Inc. | 0001193125-13-236356 ↗ |
| 2013-06-03 | S-1/A | S-1/A (amendment) | Ubiquiti Networks, Inc. | 0001193125-13-244060 ↗ |
| 2013-06-04 | EFFECT | EFFECT (declared effective) | Ubiquiti Networks, Inc. | 9999999995-13-001700 ↗ |
| 2013-06-05 | 424B4 | 424B4 (final prospectus) | Ubiquiti Networks, Inc. | 0001193125-13-247765 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-10-13 | S-1/A | registration statement | $15.00–$17.00 | $8.97 | 7,038,230 | $63,132,923 | Nasdaq UBNT | 2 | primary document; range, price sentence, shares headline, proceeds computed | document ↗ |
| 2011-10-14 | 424B4 | final prospectus | $8.97 | 7,038,230 | $63,132,923 | Nasdaq UBNT | 2 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Crespi Christopher J | Director | 1 | 2011 | ||
| Hanley Steven J | Officer | See Remarks | 1 | 2011 | |
| Moore Benjamin | Officer | See Remarks; VP Business Development; VP, Business Development; VP BUSINESS DEVELOPMENT | 15 | 2011–2018 | |
| OCAMPO JOHN L | Director | 3 | 2011–2012 | ||
| Pera Robert J | Director,Officer,TenPercentOwner | Chief Executive Officer; CHIEF EXECUTIVE OFFICER | 6 | 2011–2017 | |
| Ritchie John | Officer | Chief Financial Officer | 3 | 2011–2012 | |
| Sanford John | Officer | Chief Technology Officer | 23 | 2011–2014 | |
| VAN BUSKIRK ROBERT M | Director | 2 | 2011–2013 | ||
| CHUNG PETER Y | Director; DirectorOther | 11 | 2011–2013 | ||
| EVANS BRUCE R | Director; Other | 9 | 2011–2013 | ||
| Fitzgerald Charles James JR | Director; DirectorOther | 10 | 2011–2013 | ||
| MANNION MARTIN J | Other | 9 | 2011–2013 | ||
| Summit Investors I, LLC | TenPercentOwner | 10 | 2011–2013 | ||
| Summit Investors I (UK), L.P. | TenPercentOwner | 10 | 2011–2013 | ||
| Summit Investors Management, LLC | Other | 10 | 2011–2013 | ||
| SUMMIT PARTNERS L P | Other | 10 | 2011–2013 | ||
| Summit Partners PE VII, LLC | Other | 10 | 2011–2013 | ||
| Summit Partners PE VII, L.P. | Other | 10 | 2011–2013 | ||
| Summit Partners Private Equity Fund VII-A, L.P. | TenPercentOwner | 10 | 2011–2013 | ||
| Summit Partners Private Equity Fund VII B L P | TenPercentOwner | 10 | 2011–2013 | ||
| Zhou Jessica | Officer | General Counsel & VP | 6 | 2012–2013 | |
| GURLEY J WILLIAM | Director | 2 | 2012 | ||
| SEGE RONALD | Director | 17 | 2012–2022 | ||
| Foster Craig L | Director,Officer; Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER | 5 | 2013–2015 | |
| ALTMAN STEVEN R | Director | 5 | 2013–2014 | ||
| TORRES RAFAEL | Director | 3 | 2013–2016 | ||
| Spragg Mark | Officer | Interim CAO; INTERIM CAO | 2 | 2015–2016 | |
| Radigan Kevin | Officer | Chief Accounting Officer; CHIEF ACCOUNTING OFFICER | 20 | 2016–2026 | |
| HURLSTON MICHAEL E. | Director | 1 | 2016 | person page Fuzzy | |
| Arrindell Brandon | Director | 1 | 2021 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Ubiquiti Inc. | NY | State business registries | name and state |
| Business registration | Ubiquiti Inc. | NY | State business registries | name and state |
| Business registration | UBIQUITI INC. | NY | State business registries | name and state |
| Business registration | UBIQUITI INC. | NY | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | UBIQUITI INC. | NY | State business registries | name and state |
| Business registration | UBIQUITI INC. | NY | State business registries | name and state |
| Patent assignee | Ubiquiti Inc. | NY | Patents (USPTO) | name and state |
| SEC filer | Ubiquiti Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | UBIQUITI INC. | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | UBIQUITI INC. | EIN (EXACT) | ||
| Person page | Michael E Hurlston | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Radio & Tv Broadcasting & Communications Equipment, NY first:
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In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Radio & Tv Broadcasting & Communications Equipment · Technology