IPO registrations (S-1, F-1) · Registrants
Vuzix Corp
- SEC CIK
- 1463972 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2009-07-02, last 2014-07-02; 3 initial registrations, 12 amendments
- Outcome
- Final prospectus filed 2009-12-11; declared effective 2009-12-08
- Industry (SIC)
- Radio & Tv Broadcasting & Communications Equipment 3663
- Incorporated in
- DE
- Business address
- 25 HENDRIX ROAD, SUITE A, West Henrietta, NY 14586
- EIN
- 04-3392453
- Ticker
- VUZI (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Vuzix Corp on the corporate pages
Offering terms
- Final price
- $0.19 per share (424B4 filed 2009-12-11, an initial public offering)
- Shares sold
- 50,000,000
- Gross proceeds
- $9,495,000 before underwriting discounts and any over-allotment option
- Listing
- TSX under the symbol VZX
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: VUZIX CORPORATION Fuzzy (name and state)
- Business registration: VUZIX CORPORATION Fuzzy (name and state)
- Form 5500 plan sponsor: VUZIX CORPORATION EXACT (EIN (EXACT))
- Federal award recipient: VUZIX CORPORATION Fuzzy (name and state)
- Form D issuer: Vuzix Corp EXACT (CIK (EXACT))
- Lobbying client: VUZIX Fuzzy (name and state)
- Lobbying client: VUZIX CORPORATION Fuzzy (name and state)
- SEC filer: Vuzix Corp EXACT (CIK (EXACT))
- Person page: Jose A Cecin Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 24
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-07-02 | S-1 | S-1 (registration) | Vuzix Corp | 0000950123-09-019891 ↗ |
| 2009-07-13 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0000950123-09-021897 ↗ |
| 2009-09-04 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0000950123-09-041357 ↗ |
| 2009-10-16 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0000950123-09-051010 ↗ |
| 2009-11-10 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0000950123-09-060448 ↗ |
| 2009-11-27 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0000950123-09-066562 ↗ |
| 2009-12-07 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0000950123-09-068636 ↗ |
| 2009-12-08 | EFFECT | EFFECT (declared effective) | Vuzix Corp | 9999999995-09-003399 ↗ |
| 2009-12-11 | 424B4 | 424B4 (final prospectus) | Vuzix Corp | 0000950123-09-070259 ↗ |
| 2009-12-11 | 424B4 | 424B4 (final prospectus) | Vuzix Corp | 0000950123-09-070261 ↗ |
| 2012-12-21 | S-1 | S-1 (registration) | Vuzix Corp | 0001144204-12-069379 ↗ |
| 2013-04-11 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0001144204-13-021376 ↗ |
| 2013-05-21 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0001144204-13-030797 ↗ |
| 2013-06-03 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0001144204-13-032967 ↗ |
| 2013-06-10 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0001144204-13-034163 ↗ |
| 2013-07-29 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0001144204-13-041732 ↗ |
| 2013-07-30 | S-1/A | S-1/A (amendment) | Vuzix Corp | 0001144204-13-041821 ↗ |
| 2013-07-30 | S-1MEF | S-1MEF (added securities) | Vuzix Corp | 0001144204-13-042053 ↗ |
| 2013-07-30 | EFFECT | EFFECT (declared effective) | Vuzix Corp | 9999999995-13-002244 ↗ |
| 2014-07-02 | S-1 | S-1 (registration) | Vuzix Corp | 0001144204-14-041096 ↗ |
| 2014-07-10 | EFFECT | EFFECT (declared effective) | Vuzix Corp | 9999999995-14-002107 ↗ |
| 2014-12-08 | EFFECT | EFFECT (declared effective) | Vuzix Corp | 9999999995-14-003606 ↗ |
| 2015-02-17 | EFFECT | EFFECT (declared effective) | Vuzix Corp | 9999999995-15-000441 ↗ |
| 2016-02-04 | EFFECT | EFFECT (declared effective) | Vuzix Corp | 9999999995-16-003681 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2009-12-07 | S-1/A | registration statement | 50,000,000 | - | TSX VZX | 0 | primary document; shares headline | document ↗ | ||
| 2009-12-11 | 424B4 | final prospectus | $0.19 | 50,000,000 | $9,495,000 | TSX VZX | 0 | primary document; price sentence, shares headline, proceeds computed | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Lee William | Director | 14 | 2009–2015 | ||
| Perrine Bernard | Director | 3 | 2009–2011 | ||
| Russell Grant | Director,Officer | CFO; CFO and Executive VP; CFO and Exec. VP | 23 | 2009–2026 | |
| Sayko Kathryn | Director | 3 | 2009–2011 | ||
| Travers Paul J | Director,Officer; Director,Officer,TenPercentOwner | President; President and CEO | 41 | 2009–2026 | |
| Zammataro Frank | Director | 3 | 2009–2011 | ||
| CONWAY RICHARD F | TenPercentOwner | 2 | 2011–2013 | ||
| LAMPE, CONWAY & CO. LLC | TenPercentOwner | 2 | 2011–2013 | ||
| LAMPE STEVEN | TenPercentOwner | 2 | 2011–2013 | ||
| LC CAPITAL MASTER FUND LTD | TenPercentOwner | 2 | 2011–2013 | ||
| Cecin Jose A Jr | Director | 2 | 2011 | person page Fuzzy | |
| MCCRACKAN MICHAEL EDWARDS | Officer | Vice President of Operations | 1 | 2013 | |
| SCOTT MICHAEL DENNIS | Director | 7 | 2013–2018 | ||
| RUCKDAESCHEL ALEXANDER | Director | 11 | 2015–2020 | ||
| INTEL CORP | TenPercentOwner | 2 | 2015–2021 | ||
| Kay Edward William Jr. | Director | 22 | 2016–2025 | ||
| Boris Paul A | Director,Officer | Chief Operating Officer; COO | 9 | 2017–2018 | |
| Harned Timothy Heydenreich | Director | 25 | 2017–2026 | ||
| Arvani Azita | Director | 4 | 2021–2023 | ||
| Green Emily Nagle | Director | 4 | 2021–2023 | ||
| Rajgopal Raj | Director | 7 | 2021–2023 | ||
| Jameson Peter Hamilton | Officer | Chief Operating Officer | 7 | 2022–2025 | |
| Whitten-Doolin Paula Beck | Director | 5 | 2024–2026 | ||
| Quanta Computer Inc. | TenPercentOwner | 3 | 2024–2025 | ||
| Parkinson Christopher Iain | Officer; Other | See remarks; See Remarks | 5 | 2025–2026 | |
| MacKinnon Alasdair John | Director | 3 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2024-09-12 | Vuzix Corp | Other Technology | $20,000,000 | $20,000,000 | 1 | 1 |
| 2015-01-07 | Vuzix Corp | Other Technology | $24,813,000 | $24,813,000 | 1 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Vuzix Corp | NY | Form D private offerings | CIK (EXACT) |
| SEC filer | Vuzix Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | VUZIX CORPORATION | State business registries | name and state | |
| Business registration | VUZIX CORPORATION | State business registries | name and state | |
| Form 5500 plan sponsor | VUZIX CORPORATION | EIN (EXACT) | ||
| Federal award recipient | VUZIX CORPORATION | Federal spending (USAspending) | name and state | |
| Lobbying client | VUZIX | Federal lobbying (LDA) | name and state | |
| Lobbying client | VUZIX CORPORATION | Federal lobbying (LDA) | name and state | |
| Person page | Jose A Cecin Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Radio & Tv Broadcasting & Communications Equipment, NY first:
- GLOBECOMM SYSTEMS INC NY
- L3 TECHNOLOGIES, INC. NY
- L 3 COMMUNICATIONS HOLDINGS INC NY
- L 3 COMMUNICATIONS ILEX SYSTEMS INC NY
- HYGIENETICS ENVIRONMENTAL SERVICES INC NY
- SOUTHERN CALIFORNIA MICROWAVE INC NY
- SS/L Holdings, Inc. NY
- Ubiquiti Inc. NY
- ACTV INC /DE/ NY
- MITEL NETWORKS CORP A6
In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Radio & Tv Broadcasting & Communications Equipment · Technology