IPO registrations (S-1, F-1) · Registrants
L3 TECHNOLOGIES, INC.
- SEC CIK
- 1039101 · filings on EDGAR ↗
- Name on the registration
- L 3 COMMUNICATIONS CORP
- Former names
- L 3 COMMUNICATIONS CORP (1997–2016)
- Registration
- Form S-1, first filed 1998-02-27, last 1998-05-18; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 1998-05-20
- Industry (SIC)
- Radio & Tv Broadcasting & Communications Equipment 3663
- Incorporated in
- DE
- Business address
- 600 THIRD AVENUE, 34TH FLOOR, New York, NY 10016
- EIN
- 13-3937436
- EDGAR entity type
- operating
- Insiders and CEO pay
- L3 TECHNOLOGIES, INC. on the corporate pages
Offering terms
- Final price
- $22.00 per share (424B1 filed 1998-05-20, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $132,000,000 before underwriting discounts and any over-allotment option
- Lead underwriters
- Lehman Brothers; Robertson Stephens
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: L3 TECHNOLOGIES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: L3 TECHNOLOGIES, INC EXACT (EIN (EXACT))
- Political committee (FEC): L3 TECHNOLOGIES, INC. PAC (connected to L3 TECHNOLOGIES, INC.) Fuzzy (name and state)
- Federal award recipient: L3 TECHNOLOGIES, INC. Fuzzy (name and state)
- Federal award recipient: L3 TECHNOLOGIES, INC. Fuzzy (name and state)
- Federal award recipient: L3 TECHNOLOGIES, INC. Fuzzy (name and state)
- SEC filer: L3 TECHNOLOGIES, INC. EXACT (CIK (EXACT))
- Person page: Christopher E Kubasik Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Lloyd W Newton Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Vincent Pagano Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-02-27 | S-1 | S-1 (registration) | L 3 COMMUNICATIONS CORP | 0000950136-98-000396 ↗ |
| 1998-04-06 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS CORP | 0000950136-98-000645 ↗ |
| 1998-04-06 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS CORP | 0000950136-98-000646 ↗ |
| 1998-04-27 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS CORP | 0000950136-98-000752 ↗ |
| 1998-04-30 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS CORP | 0000950136-98-000783 ↗ |
| 1998-05-15 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS CORP | 0000950136-98-000971 ↗ |
| 1998-05-18 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS CORP | 0000950136-98-000989 ↗ |
| 1998-05-19 | S-1MEF | S-1MEF (added securities) | L 3 COMMUNICATIONS CORP | 0000950136-98-000999 ↗ |
| 1998-05-20 | 424B1 | 424B1 (final prospectus) | L 3 COMMUNICATIONS CORP | 0000950136-98-001007 ↗ |
Prospectus pages read 4
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-04-30 | S-1/A | registration statement | 5,500,000 | - | 3 | from the submission text; shares headline, cover names 3 | document ↗ | |||
| 1998-05-15 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1998-05-18 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1998-05-20 | 424B1 | final prospectus | $22.00 | 6,000,000 | $132,000,000 | 2 | from the submission text; price sentence, shares headline, proceeds computed, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| STRIANESE MICHAEL T | Director,Officer | Chairman and CEO; Chairman of the Board; See Remarks | 35 | 2017–2018 | |
| Dunwoody Ann E. | Director | 19 | 2017–2019 | ||
| MILLARD ROBERT B | Director | 26 | 2017–2019 | ||
| Azmon Dan | Officer | See Remarks; VP, Controller & PAO | 11 | 2017–2019 | |
| Brunson Curtis | Officer | EVP, Corporate Strategy & Dev; See Remarks | 2 | 2017 | |
| Dambrosio Ralph | Officer | See Remarks; Senior VP & CFO | 8 | 2017–2019 | |
| Kantor Steven | Officer | See Remarks; SVP & Pres of Elect Sys Group | 2 | 2017 | |
| Mega John S | Officer | See Remarks; SVP & Pres of Comm Sys Group | 2 | 2017 | |
| Von Schwarz Mark | Officer | See Remarks; SVP & Pres of Aerospace Sys | 4 | 2017–2018 | |
| Davidson Ann D | Officer | See Remarks | 4 | 2017–2019 | |
| KUBASIK CHRISTOPHER E | Director,Officer; Officer | CEO & President; See Remarks | 7 | 2017–2019 | person page Fuzzy |
| Gautier Todd W. | Officer | See Remarks | 7 | 2017–2019 | |
| Miller Jeffrey A. | Officer | See Remarks | 6 | 2017–2019 | |
| CANIZARES CLAUDE R | Director | 15 | 2017–2019 | ||
| CORCORAN THOMAS A | Director | 18 | 2017–2019 | ||
| Kramer Lewis | Director | 14 | 2017–2019 | ||
| NEWTON LLOYD W | Director | 14 | 2017–2019 | person page Fuzzy | |
| PAGANO VINCENT JR | Director | 14 | 2017–2019 | person page Fuzzy | |
| SHELTON GENERAL HENRY HUGH | Director | 14 | 2017–2019 | ||
| SIMON ARTHUR L | Director | 6 | 2017–2018 | ||
| Ivers Andrew | Officer | See Remarks | 2 | 2018 | |
| Lane Rita S. | Director | 8 | 2018–2019 | ||
| Stackley Sean J | Officer | SVP & President, C&NS Segment | 3 | 2018–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | L3 TECHNOLOGIES, INC. | NY | State business registries | name and state |
| Political committee | L3 TECHNOLOGIES, INC. PAC (connected to L3 TECHNOLOGIES, INC.) | NY | Campaign finance (FEC) | name and state |
| Federal award recipient | L3 TECHNOLOGIES, INC. | NY | Federal spending (USAspending) | name and state |
| Federal award recipient | L3 TECHNOLOGIES, INC. | NY | Federal spending (USAspending) | name and state |
| Federal award recipient | L3 TECHNOLOGIES, INC. | NY | Federal spending (USAspending) | name and state |
| Patent assignee | L3 Technologies, Inc. | NY | Patents (USPTO) | name and state |
| SEC filer | L3 TECHNOLOGIES, INC. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | L3 TECHNOLOGIES, INC. | NY | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | L3 TECHNOLOGIES, INC | EIN (EXACT) | ||
| Person page | Christopher E Kubasik | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Lloyd W Newton | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Vincent Pagano Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Radio & Tv Broadcasting & Communications Equipment, NY first:
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- L 3 COMMUNICATIONS HOLDINGS INC NY
- L 3 COMMUNICATIONS ILEX SYSTEMS INC NY
- HYGIENETICS ENVIRONMENTAL SERVICES INC NY
- SOUTHERN CALIFORNIA MICROWAVE INC NY
- Vuzix Corp NY
- SS/L Holdings, Inc. NY
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- ACTV INC /DE/ NY
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In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Radio & Tv Broadcasting & Communications Equipment · Technology