IPO registrations (S-1, F-1) · Registrants

L 3 COMMUNICATIONS HOLDINGS INC

SEC CIK
1056239 · filings on EDGAR ↗
Registration
Form S-1, first filed 1998-02-27, last 2001-08-07; 5 initial registrations, 13 amendments
Outcome
Final prospectus filed 1998-05-20
Industry (SIC)
Radio & Tv Broadcasting & Communications Equipment 3663
Incorporated in
DE
Business address
600 THIRD AVENUE, 34TH FLOOR, New York, NY 10016
EIN
13-3937434
EDGAR entity type
operating
Insiders and CEO pay
L 3 COMMUNICATIONS HOLDINGS INC on the corporate pages

Offering terms

Final price
$22.00 per share (424B1 filed 1998-05-20, an initial public offering)
Shares sold
6,000,000
Gross proceeds
$132,000,000 before underwriting discounts and any over-allotment option
Listing
NYSE under the symbol LLL
Lead underwriters
Lehman Brothers (828,500 shares); Bear Stearns (828,500 shares); Credit Suisse (828,500 shares); Morgan Stanley (828,500 shares); C.e. Unterberg, Towbin (175,000 shares)
Syndicate
Oppenheimer (109,000); Donaldson, Lufkin & Jenrette (109,000); A.G. Edwards (109,000); Goldman Sachs (109,000); Merrill Lynch (109,000); PaineWebber (109,000); SBC Warburg Dillon Read Inc (109,000); Citigroup (109,000); Societe Generale Securities Corp (109,000); Cowen (55,000); Fahnestock & Co. Inc (55,000); Edward D. Jones & Co., L.P (55,000); C.L. King & Associates (55,000); Raymond James (55,000); Sands Brothers & Co. Ltd (55,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 23

FiledFormWhat it isName as filedEDGAR
1998-02-27S-1S-1 (registration)L 3 COMMUNICATIONS HOLDINGS INC0000950136-98-000394 ↗
1998-04-06S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-98-000643 ↗
1998-04-27S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-98-000754 ↗
1998-04-30S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-98-000782 ↗
1998-05-15S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-98-000973 ↗
1998-05-18S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-98-000988 ↗
1998-05-19S-1MEFS-1MEF (added securities)L 3 COMMUNICATIONS HOLDINGS INC0000950136-98-000998 ↗
1998-05-20S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-98-001005 ↗
1998-05-20424B1424B1 (final prospectus)L 3 COMMUNICATIONS HOLDINGS INC0000950136-98-001006 ↗
1999-01-05S-1S-1 (registration)L 3 COMMUNICATIONS HOLDINGS INC0000950136-99-000001 ↗
1999-01-14S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-99-000022 ↗
1999-02-04S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-99-000117 ↗
1999-02-05S-1MEFS-1MEF (added securities)L 3 COMMUNICATIONS HOLDINGS INC0000950136-99-000135 ↗
1999-02-08424B1424B1 (final prospectus)L 3 COMMUNICATIONS HOLDINGS INC0000950136-99-000151 ↗
2001-04-05S-1S-1 (registration)L 3 COMMUNICATIONS HOLDINGS INC0000950136-01-000650 ↗
2001-04-06S-1S-1 (registration)L 3 COMMUNICATIONS HOLDINGS INC0000950136-01-000663 ↗
2001-04-10S-1S-1 (registration)L 3 COMMUNICATIONS HOLDINGS INC0000950136-01-000684 ↗
2001-04-11S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-01-000693 ↗
2001-04-11S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-01-000694 ↗
2001-04-16S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-01-000717 ↗
2001-04-25S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-01-500026 ↗
2001-04-26424B1424B1 (final prospectus)L 3 COMMUNICATIONS HOLDINGS INC0000950136-01-500038 ↗
2001-08-07S-1/AS-1/A (amendment)L 3 COMMUNICATIONS HOLDINGS INC0000950136-01-501080 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1998-05-20S-1/Aregistration statement10,020,000-0from the submission text; shares headlinedocument ↗
1998-05-20424B1final prospectus$22.006,000,000$132,000,000NYSE LLL20from the submission text; price sentence, shares headline, proceeds computed, underwriting table 20, cover names 5document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
WASHKOWITZ ALAN HDirector742006–2015
LANZA FRANK CDirector,OfficerChairman and CEO52006
SCHAFER CHARLES JOfficerPres./COO of Prod. Grp; Pres. & COO of Products Grp; Pres./COO Prod. Grp; See Remarks; SR VP and Pres. -- Prods. Grp.; Sr. VP - Business Operations; Sr. VP & Pres./COO Prod. Grp; Sr. VP & Pres. - Prod. Grp; SVP & President of Prod. Grp.152006–2011
STRIANESE MICHAEL TDirector,Officer; OfficerCEO, President and CFO; CEO, President & CFO; Chairman and CEO; Chairman, President and CEO; Interim CEO and CFO; President and CEO; President & CEO; See remarks; See Remarks; SEE REMARKS; Senior Vice President-CFO362006–2016
COHEN PETER ADirector212006–2009
CANIZARES CLAUDE RDirector542006–2016
CORCORAN THOMAS ADirector592006–2016
MILLARD ROBERT BDirector1012006–2016
SHALIKASHVILI JOHN MDirector232006–2011
SIMON ARTHUR LDirector542006–2016
White John PDirector372006–2014
CAMBRIA CHRISTOPHER COfficerSr. VP, Sec. and Gen. Counsel22006
Dambrosio RalphOfficerSee General Remarks; See remarks; See Remarks; Senior Vice President and CFO; Senior VP and CFO; SVP and CFO; SVP & Chief Financial Officer; Vice President and CFO; VP and CFO; VP and Chief Financial Officer; VP & CFO; VP -- Finance; VP of Fin. and Prin. Acct. Off352006–2016
Drewes Robert WOfficerPres/COO of Integrated Sys Grp; SR VP & PRES, INT SYS GP; SVP & Pres./COO L3 Int Sys Grp42006–2007
DUNN JAMES WOfficerPres/COO Sens & Sim Grp; See General Remarks; SEE REMARKS; Senior Vice President; Sr VP & Pres - Sens & Sim Grp; SVP & Pres/COO Sens & Sim Grp; SVP & Pres. of S. & S. Group; SVP & Pres. of S.&S. Group162006–2012
Adams Jimmie VOfficerSEE REMARKS; Senior Vice President; Senior VP - Washington OPS; SVP of Washington Operations; VP - Washington OPS112006–2009
LAPENTA ROBERT VDirector,OfficerPresident and CFO12006person page Fuzzy
Paresi JosephOfficerVP - Product Devel22006
RISCASSI ROBERT WOfficerSenior Vice President; SVP; Vice President92006–2009
Vuono Carl EOfficerPresident/COO of L-3 Svcs Grp; SEE REMARKS; Sr VP; Sr VP, Grp Pres/COO; SVP & President - L-3 Serv Grp92006–2010
Karelis Kathleen EOfficerSVP, GC & Sec.32006–2007
Brunson CurtisOfficerSee General Remarks; See Remarks; SEE REMARKS; Senior Vice President; SVP of Corp Strat & Dev; SVP of Corp. Strategy & Dev.252007–2016
Butler David T IIIOfficerSee Remarks; Senior Vice President; Sr. VP & Bus. Operations; Sr. VP of Business Operations; SVP of Business Operations92007–2010
Kantor StevenOfficerSee General Remarks; SEE REMARK; See Remarks; SEE REMARKS; SVP & Pres, Marine & Power; SVP & Pres.of Marine & Power302008–2016
Azmon DanOfficerCntrollr & Prncpl Accntng Off; Controller & PAO; See General Remarks; SEE REMARK; See Remarks; SEE REMARKS282008–2016
Post Steven MOfficerSee General Remarks; See remarks; See Remarks; SEE REMARKS; S.V.P., Gen. Counsel, Corp Sec; SVP, Gen.Counsel & Corp. Sec.342008–2016
McNellis JohnOfficerSee General Remarks; SEE REMARK; See Remarks; SEE REMARKS; Sr VP & Pres of Integrated Sys212008–2015
Kramer LewisDirector412009–2016
Cody Richard A.OfficerSee General Remarks; See Remarks; Sr VP of Washington Operations; SVP of Washington Operations; SVP, Washington Operations; V P of Washington Operations; VP of Washington Operations232010–2016
Leskow Robert E.OfficerSee General Remarks; SEE REMARKS82010–2013
Mega John SOfficerSee General Remarks; See remarks; See Remarks; SEE REMARKS212011–2016
Opp SusanOfficerSee General Remarks; See Remarks; SEE REMARKS102011–2013
SHELTON GENERAL HENRY HUGHDirector292011–2016
Rose LeslieOfficerSee Remarks92012–2015
NEWTON LLOYD WDirector232012–2016person page Fuzzy
PAGANO VINCENT JRDirector232013–2016person page Fuzzy
Dunwoody Ann E.Director262013–2016
Von Schwarz MarkOfficerSee Remarks42015–2016
KUBASIK CHRISTOPHER EOfficerPresident and COO32015–2016person page Fuzzy
Davidson Ann DOfficerSee Remarks22016

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerL 3 COMMUNICATIONS HOLDINGS INCSEC filers (EDGAR)CIK (EXACT)
Person pageChristopher E KubasikPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageLloyd W NewtonPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageRobert V LapentaPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer)
Person pageVincent Pagano JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Radio & Tv Broadcasting & Communications Equipment, NY first:

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In other datasets, the same topic (Technology) in NY:

Interests: Radio & Tv Broadcasting & Communications Equipment · Technology