IPO registrations (S-1, F-1) · Registrants
L 3 COMMUNICATIONS HOLDINGS INC
- SEC CIK
- 1056239 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1998-02-27, last 2001-08-07; 5 initial registrations, 13 amendments
- Outcome
- Final prospectus filed 1998-05-20
- Industry (SIC)
- Radio & Tv Broadcasting & Communications Equipment 3663
- Incorporated in
- DE
- Business address
- 600 THIRD AVENUE, 34TH FLOOR, New York, NY 10016
- EIN
- 13-3937434
- EDGAR entity type
- operating
- Insiders and CEO pay
- L 3 COMMUNICATIONS HOLDINGS INC on the corporate pages
Offering terms
- Final price
- $22.00 per share (424B1 filed 1998-05-20, an initial public offering)
- Shares sold
- 6,000,000
- Gross proceeds
- $132,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol LLL
- Lead underwriters
- Lehman Brothers (828,500 shares); Bear Stearns (828,500 shares); Credit Suisse (828,500 shares); Morgan Stanley (828,500 shares); C.e. Unterberg, Towbin (175,000 shares)
- Syndicate
- Oppenheimer (109,000); Donaldson, Lufkin & Jenrette (109,000); A.G. Edwards (109,000); Goldman Sachs (109,000); Merrill Lynch (109,000); PaineWebber (109,000); SBC Warburg Dillon Read Inc (109,000); Citigroup (109,000); Societe Generale Securities Corp (109,000); Cowen (55,000); Fahnestock & Co. Inc (55,000); Edward D. Jones & Co., L.P (55,000); C.L. King & Associates (55,000); Raymond James (55,000); Sands Brothers & Co. Ltd (55,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: L 3 COMMUNICATIONS HOLDINGS INC EXACT (CIK (EXACT))
- Person page: Christopher E Kubasik Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Lloyd W Newton Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Robert V Lapenta Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Vincent Pagano Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 23
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-02-27 | S-1 | S-1 (registration) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-98-000394 ↗ |
| 1998-04-06 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-98-000643 ↗ |
| 1998-04-27 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-98-000754 ↗ |
| 1998-04-30 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-98-000782 ↗ |
| 1998-05-15 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-98-000973 ↗ |
| 1998-05-18 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-98-000988 ↗ |
| 1998-05-19 | S-1MEF | S-1MEF (added securities) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-98-000998 ↗ |
| 1998-05-20 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-98-001005 ↗ |
| 1998-05-20 | 424B1 | 424B1 (final prospectus) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-98-001006 ↗ |
| 1999-01-05 | S-1 | S-1 (registration) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-99-000001 ↗ |
| 1999-01-14 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-99-000022 ↗ |
| 1999-02-04 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-99-000117 ↗ |
| 1999-02-05 | S-1MEF | S-1MEF (added securities) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-99-000135 ↗ |
| 1999-02-08 | 424B1 | 424B1 (final prospectus) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-99-000151 ↗ |
| 2001-04-05 | S-1 | S-1 (registration) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-01-000650 ↗ |
| 2001-04-06 | S-1 | S-1 (registration) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-01-000663 ↗ |
| 2001-04-10 | S-1 | S-1 (registration) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-01-000684 ↗ |
| 2001-04-11 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-01-000693 ↗ |
| 2001-04-11 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-01-000694 ↗ |
| 2001-04-16 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-01-000717 ↗ |
| 2001-04-25 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-01-500026 ↗ |
| 2001-04-26 | 424B1 | 424B1 (final prospectus) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-01-500038 ↗ |
| 2001-08-07 | S-1/A | S-1/A (amendment) | L 3 COMMUNICATIONS HOLDINGS INC | 0000950136-01-501080 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-05-20 | S-1/A | registration statement | 10,020,000 | - | 0 | from the submission text; shares headline | document ↗ | |||
| 1998-05-20 | 424B1 | final prospectus | $22.00 | 6,000,000 | $132,000,000 | NYSE LLL | 20 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 20, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| WASHKOWITZ ALAN H | Director | 74 | 2006–2015 | ||
| LANZA FRANK C | Director,Officer | Chairman and CEO | 5 | 2006 | |
| SCHAFER CHARLES J | Officer | Pres./COO of Prod. Grp; Pres. & COO of Products Grp; Pres./COO Prod. Grp; See Remarks; SR VP and Pres. -- Prods. Grp.; Sr. VP - Business Operations; Sr. VP & Pres./COO Prod. Grp; Sr. VP & Pres. - Prod. Grp; SVP & President of Prod. Grp. | 15 | 2006–2011 | |
| STRIANESE MICHAEL T | Director,Officer; Officer | CEO, President and CFO; CEO, President & CFO; Chairman and CEO; Chairman, President and CEO; Interim CEO and CFO; President and CEO; President & CEO; See remarks; See Remarks; SEE REMARKS; Senior Vice President-CFO | 36 | 2006–2016 | |
| COHEN PETER A | Director | 21 | 2006–2009 | ||
| CANIZARES CLAUDE R | Director | 54 | 2006–2016 | ||
| CORCORAN THOMAS A | Director | 59 | 2006–2016 | ||
| MILLARD ROBERT B | Director | 101 | 2006–2016 | ||
| SHALIKASHVILI JOHN M | Director | 23 | 2006–2011 | ||
| SIMON ARTHUR L | Director | 54 | 2006–2016 | ||
| White John P | Director | 37 | 2006–2014 | ||
| CAMBRIA CHRISTOPHER C | Officer | Sr. VP, Sec. and Gen. Counsel | 2 | 2006 | |
| Dambrosio Ralph | Officer | See General Remarks; See remarks; See Remarks; Senior Vice President and CFO; Senior VP and CFO; SVP and CFO; SVP & Chief Financial Officer; Vice President and CFO; VP and CFO; VP and Chief Financial Officer; VP & CFO; VP -- Finance; VP of Fin. and Prin. Acct. Off | 35 | 2006–2016 | |
| Drewes Robert W | Officer | Pres/COO of Integrated Sys Grp; SR VP & PRES, INT SYS GP; SVP & Pres./COO L3 Int Sys Grp | 4 | 2006–2007 | |
| DUNN JAMES W | Officer | Pres/COO Sens & Sim Grp; See General Remarks; SEE REMARKS; Senior Vice President; Sr VP & Pres - Sens & Sim Grp; SVP & Pres/COO Sens & Sim Grp; SVP & Pres. of S. & S. Group; SVP & Pres. of S.&S. Group | 16 | 2006–2012 | |
| Adams Jimmie V | Officer | SEE REMARKS; Senior Vice President; Senior VP - Washington OPS; SVP of Washington Operations; VP - Washington OPS | 11 | 2006–2009 | |
| LAPENTA ROBERT V | Director,Officer | President and CFO | 1 | 2006 | person page Fuzzy |
| Paresi Joseph | Officer | VP - Product Devel | 2 | 2006 | |
| RISCASSI ROBERT W | Officer | Senior Vice President; SVP; Vice President | 9 | 2006–2009 | |
| Vuono Carl E | Officer | President/COO of L-3 Svcs Grp; SEE REMARKS; Sr VP; Sr VP, Grp Pres/COO; SVP & President - L-3 Serv Grp | 9 | 2006–2010 | |
| Karelis Kathleen E | Officer | SVP, GC & Sec. | 3 | 2006–2007 | |
| Brunson Curtis | Officer | See General Remarks; See Remarks; SEE REMARKS; Senior Vice President; SVP of Corp Strat & Dev; SVP of Corp. Strategy & Dev. | 25 | 2007–2016 | |
| Butler David T III | Officer | See Remarks; Senior Vice President; Sr. VP & Bus. Operations; Sr. VP of Business Operations; SVP of Business Operations | 9 | 2007–2010 | |
| Kantor Steven | Officer | See General Remarks; SEE REMARK; See Remarks; SEE REMARKS; SVP & Pres, Marine & Power; SVP & Pres.of Marine & Power | 30 | 2008–2016 | |
| Azmon Dan | Officer | Cntrollr & Prncpl Accntng Off; Controller & PAO; See General Remarks; SEE REMARK; See Remarks; SEE REMARKS | 28 | 2008–2016 | |
| Post Steven M | Officer | See General Remarks; See remarks; See Remarks; SEE REMARKS; S.V.P., Gen. Counsel, Corp Sec; SVP, Gen.Counsel & Corp. Sec. | 34 | 2008–2016 | |
| McNellis John | Officer | See General Remarks; SEE REMARK; See Remarks; SEE REMARKS; Sr VP & Pres of Integrated Sys | 21 | 2008–2015 | |
| Kramer Lewis | Director | 41 | 2009–2016 | ||
| Cody Richard A. | Officer | See General Remarks; See Remarks; Sr VP of Washington Operations; SVP of Washington Operations; SVP, Washington Operations; V P of Washington Operations; VP of Washington Operations | 23 | 2010–2016 | |
| Leskow Robert E. | Officer | See General Remarks; SEE REMARKS | 8 | 2010–2013 | |
| Mega John S | Officer | See General Remarks; See remarks; See Remarks; SEE REMARKS | 21 | 2011–2016 | |
| Opp Susan | Officer | See General Remarks; See Remarks; SEE REMARKS | 10 | 2011–2013 | |
| SHELTON GENERAL HENRY HUGH | Director | 29 | 2011–2016 | ||
| Rose Leslie | Officer | See Remarks | 9 | 2012–2015 | |
| NEWTON LLOYD W | Director | 23 | 2012–2016 | person page Fuzzy | |
| PAGANO VINCENT JR | Director | 23 | 2013–2016 | person page Fuzzy | |
| Dunwoody Ann E. | Director | 26 | 2013–2016 | ||
| Von Schwarz Mark | Officer | See Remarks | 4 | 2015–2016 | |
| KUBASIK CHRISTOPHER E | Officer | President and COO | 3 | 2015–2016 | person page Fuzzy |
| Davidson Ann D | Officer | See Remarks | 2 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | L 3 COMMUNICATIONS HOLDINGS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Christopher E Kubasik | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Lloyd W Newton | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Robert V Lapenta | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Vincent Pagano Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Radio & Tv Broadcasting & Communications Equipment, NY first:
- GLOBECOMM SYSTEMS INC NY
- L3 TECHNOLOGIES, INC. NY
- L 3 COMMUNICATIONS ILEX SYSTEMS INC NY
- HYGIENETICS ENVIRONMENTAL SERVICES INC NY
- SOUTHERN CALIFORNIA MICROWAVE INC NY
- Vuzix Corp NY
- SS/L Holdings, Inc. NY
- Ubiquiti Inc. NY
- ACTV INC /DE/ NY
- MITEL NETWORKS CORP A6
In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Radio & Tv Broadcasting & Communications Equipment · Technology