IPO registrations (S-1, F-1) · Registrants
Sprott Physical Gold Trust
- SEC CIK
- 1477049 · filings on EDGAR ↗
- Registration
- Form F-1, first filed 2009-12-09, last 2010-09-16; 3 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2010-02-26; declared effective 2010-02-25
- Industry (SIC)
- Commodity Contracts Brokers & Dealers 6221
- Business address
- STE. 2700, SOUTH TOWER, ROYAL BANK PLAZA, 200 BAY STREET, Toronto, A6 M5J 2J1
- Ticker
- PHYS (NYSE)
- EDGAR entity type
- other
- Insiders and CEO pay
- Sprott Physical Gold Trust on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B1 filed 2010-02-26, an initial public offering)
- Shares sold
- 40,000,000
- Gross proceeds
- $400,000,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE Arca under the symbol PHYS
- Lead underwriters
- Morgan Stanley (17,400,000 shares); RBC Capital Markets (17,400,000 shares)
- Syndicate
- HSBC (1,560,000); BMO Capital Markets (760,000); Scotiabank (760,000); TD Securities (760,000); Canaccord Financial Ltd (600,000); GMP Securities L.P (440,000); Dundee Securities Corporation (320,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: SPROTT PHYSICAL GOLD TRUST EXACT (CIK (EXACT))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2009-12-09 | F-1 | F-1 (foreign registration) | Sprott Physical Gold Trust | 0001047469-09-010637 ↗ |
| 2010-01-25 | F-1/A | F-1/A (amendment) | Sprott Physical Gold Trust | 0001047469-10-000292 ↗ |
| 2010-02-02 | F-1/A | F-1/A (amendment) | Sprott Physical Gold Trust | 0001047469-10-000486 ↗ |
| 2010-02-22 | F-1/A | F-1/A (amendment) | Sprott Physical Gold Trust | 0001047469-10-001080 ↗ |
| 2010-02-23 | F-1/A | F-1/A (amendment) | Sprott Physical Gold Trust | 0001047469-10-001134 ↗ |
| 2010-02-25 | F-1/A | F-1/A (amendment) | Sprott Physical Gold Trust | 0001047469-10-001332 ↗ |
| 2010-02-25 | EFFECT | EFFECT (declared effective) | Sprott Physical Gold Trust | 9999999995-10-000600 ↗ |
| 2010-02-26 | 424B1 | 424B1 (final prospectus) | Sprott Physical Gold Trust | 0001047469-10-001517 ↗ |
| 2010-05-14 | F-1 | F-1 (foreign registration) | Sprott Physical Gold Trust | 0001047469-10-005344 ↗ |
| 2010-05-25 | F-1/A | F-1/A (amendment) | Sprott Physical Gold Trust | 0001047469-10-005546 ↗ |
| 2010-05-25 | EFFECT | EFFECT (declared effective) | Sprott Physical Gold Trust | 9999999995-10-001614 ↗ |
| 2010-05-26 | F-1MEF | F-1MEF (added securities) | Sprott Physical Gold Trust | 0001047469-10-005568 ↗ |
| 2010-05-27 | 424B1 | 424B1 (final prospectus) | Sprott Physical Gold Trust | 0001047469-10-005589 ↗ |
| 2010-09-03 | F-1 | F-1 (foreign registration) | Sprott Physical Gold Trust | 0001047469-10-007900 ↗ |
| 2010-09-16 | F-1/A | F-1/A (amendment) | Sprott Physical Gold Trust | 0001047469-10-008120 ↗ |
| 2010-09-16 | EFFECT | EFFECT (declared effective) | Sprott Physical Gold Trust | 9999999995-10-002719 ↗ |
| 2010-09-17 | 424B1 | 424B1 (final prospectus) | Sprott Physical Gold Trust | 0001047469-10-008145 ↗ |
| 2010-09-17 | F-1MEF | F-1MEF (added securities) | Sprott Physical Gold Trust | 0001104659-10-048926 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2010-02-25 | F-1/A | registration statement | $10.00 | 50,000,000 | $500,000,000 | NYSE Arca PHYS | 3 | primary document; price sentence, shares headline, proceeds computed, cover names 3 | document ↗ | |
| 2010-02-26 | 424B1 | final prospectus | $10.00 | 40,000,000 | $400,000,000 | NYSE Arca PHYS | 9 | primary document; price sentence, shares headline, proceeds table, underwriting table 9, cover names 3 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | SPROTT PHYSICAL GOLD TRUST | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Commodity Contracts Brokers & Dealers, A6 first:
- Sprott Physical Silver Trust A6
- APMEX Physical - 1 oz. Gold Redeemable Trust A6
- SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST A6
- Vaulted Gold Bullion Trust A6
- Sprott ESG Gold ETF A6
- ISHARES GOLD TRUST CA
- United States Oil Fund, LP CA
- iShares Silver Trust CA
- iShares S&P GSCI Commodity-Indexed Trust CA
- iShares GS Commodity Light Energy Indexed Trust CA
In other datasets, the same topic (Finance) in A6:
- Form D issuer: 1375792 Canada Inc (Form D private offerings)
Interests: Commodity Contracts Brokers & Dealers · Finance