IPO registrations (S-1, F-1) · Underwriters
GMP Securities
- Deals
- 8 priced offerings as an underwriter, 1 as lead manager or representative; 7 initial public offerings
- Proceeds of those deals
- $3,230,176,684 ($52,000,000 as lead)
- Years
- 2006–2015
- Named in
- 12 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as GMP SECURITIES, LLC · filings on EDGAR ↗
- Named as
- GMP Securities; GMP Securities L.P
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2015 | 1 | 0 | $150,000,000 |
| 2012 | 1 | 0 | $280,000,000 |
| 2010 | 3 | 0 | $1,293,750,000 |
| 2008 | 1 | 1 | $52,000,000 |
| 2006 | 2 | 0 | $1,454,426,684 |
Deals 8
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2015-10-09 | CPI Card Group Inc. CO | Syndicate | $10.00 | 15,000,000 | $150,000,000 | Nasdaq PMTS | IPO | 9 | 424B4 ↗ | |
| 2012-12-19 | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST A6 | Syndicate | $10.00 | 28,000,000 | $280,000,000 | TSX SPPP | IPO | 15 | 424B1 ↗ | |
| 2010-10-29 | Sprott Physical Silver Trust A6 | Syndicate | $10.00 | 50,000,000 | $500,000,000 | NYSE Arca PSLV | IPO | 10 | 424B1 ↗ | |
| 2010-08-02 | Molycorp, Inc. CO | Syndicate | $14.00 | 28,125,000 | $393,750,000 | NYSE MCP | IPO | 14 | 424B4 ↗ | |
| 2010-02-26 | Sprott Physical Gold Trust A6 | Syndicate | $10.00 | 40,000,000 | $400,000,000 | NYSE Arca PHYS | IPO | 9 | 424B1 ↗ | |
| 2008-04-02 | Hycroft Mining Corp NV | Lead | $4.16 | 12,500,000 | $52,000,000 | TSX ANV | Offering | 7 | 424B4 ↗ | |
| 2006-11-22 | Spirit AeroSystems Holdings, Inc. KS | Syndicate | $26.00 | 55,083,334 | $1,432,166,684 | NYSE SPR | IPO | 15 | 424B1 ↗ | |
| 2006-11-03 | Hostopia.com Inc. FL | Syndicate | $5.30 | 4,200,000 | $22,260,000 | TSX H | IPO | 4 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2015-06-26 | OVERSEAS SHIPHOLDING GROUP INC | Syndicate | - | NYSE OSG | Withdrawn 2015-05-04 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Morgan Stanley | 5 | 4 |
| RBC Capital Markets | 5 | 4 |
| BMO Capital Markets | 4 | 1 |
| Scotiabank | 4 | 1 |
| TD Securities | 4 | 0 |
| CIBC World Markets | 3 | 1 |
| Griffiths McBurney | 3 | 1 |
| National Bank Financial Inc | 3 | 0 |
| BofA Securities | 2 | 0 |
| Canaccord Genuity | 2 | 0 |
| Credit Suisse | 2 | 1 |
| Dundee Securities Corporation | 2 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.