IPO registrations (S-1, F-1) · Underwriters

Dundee Securities Corporation

Deals: 5 priced offerings as an underwriter; 3 initial public offerings
Proceeds of those deals: $18,397,200,000
Years: 2002–2010
Named in: 7 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
SEC registration: Broker-dealer registered as DUNDEE SECURITIES INC. · filings on EDGAR ↗
Named as: Dundee Securities Corporation; Dundee Securities Inc

Deals by year

Year	Deals	Proceeds of deals
2010	1	$400,000,000
2008	2	$17,916,000,000
2007	1	$20,000,000
2002	1	$61,200,000

Deals 5

Priced	Company	Role	Price	Shares	Proceeds	Listing	Kind	Syndicate	Prospectus
2010-02-26	Sprott Physical Gold Trust A6	Syndicate	$10.00	40,000,000	$400,000,000	NYSE Arca PHYS	IPO	9	424B1 ↗
2008-04-02	Hycroft Mining Corp NV	Syndicate	$4.16	12,500,000	$52,000,000	TSX ANV	Offering	7	424B4 ↗
2008-03-19	VISA INC. CA	Syndicate	$44.00	406,000,000	$17,864,000,000	NYSE V	IPO	44	424B4 ↗
2007-10-26	Stablecoin Development Corp FL	Syndicate	$4.00	5,000,000	$20,000,000	NYSE American NBY	IPO	4	424B4 ↗
2002-04-05	MAGNA ENTERTAINMENT CORP A6	Syndicate	$3.06	20,000,000	$61,200,000	Nasdaq MIEC	Offering	11	424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 1

Filed	Company	Role	Range	Shares	Listing	Status	Document
2010-06-09	Med BioGene Inc.	Syndicate	$8.00–$10.00	2,777,778	Nasdaq MBGI	Withdrawn 2012-02-02	F-1/A ↗

Works alongside

Firm	Deals together	Of which that firm led
BMO Capital Markets	2	0
CIBC World Markets	2	1
GMP Securities L.P	2	1
HSBC	2	1
National Bank Financial Inc	2	0
RBC Capital Markets	2	1
Scotiabank	2	0
TD Securities	2	0
ABN AMRO	1	0
Banco Bilbao Vizcaya Argentaria, S.A	1	0
Banco Bradesco BBI S.A	1	0
Barclays	1	0

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.