IPO registrations (S-1, F-1) · Registrants
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST
- SEC CIK
- 1539190 · filings on EDGAR ↗
- Registration
- Form F-1, first filed 2012-01-13, last 2012-12-17; 1 initial registration, 7 amendments
- Outcome
- Final prospectus filed 2012-12-19; declared effective 2012-12-18
- Industry (SIC)
- Commodity Contracts Brokers & Dealers 6221
- Incorporated in
- A6
- Business address
- 200 BAY STREET, 200 BAY ST. #2600, Toronto, A6 M5J 2J1
- Ticker
- SPPP (NYSE)
- EDGAR entity type
- other
- Insiders and CEO pay
- SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST on the corporate pages
Offering terms
- Final price
- $10.00 per share (424B1 filed 2012-12-19, an initial public offering)
- Shares sold
- 28,000,000
- Gross proceeds
- $280,000,000 before underwriting discounts and any over-allotment option
- Listing
- TSX under the symbol SPPP
- Lead underwriters
- Morgan Stanley (14,414,400 shares); RBC Capital Markets (7,738,920 shares)
- Syndicate
- BofA Securities; UBS (2,263,240); Merrill Lynch (661,080); BMO Capital Markets (477,120); Canaccord Genuity (477,120); CIBC World Markets (477,120); National Bank Financial Inc (477,120); TD Securities (477,120); Scotiabank (238,560); GMP Securities L.P (119,280); Desjardins Securities Inc (59,640); Macquarie Private Wealth Inc (59,640); Raymond James (59,640)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST EXACT (CIK (EXACT))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2012-01-13 | F-1 | F-1 (foreign registration) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 0001047469-12-000184 ↗ |
| 2012-03-02 | F-1/A | F-1/A (amendment) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 0001047469-12-002008 ↗ |
| 2012-04-20 | F-1/A | F-1/A (amendment) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 0001047469-12-004572 ↗ |
| 2012-06-13 | F-1/A | F-1/A (amendment) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 0001047469-12-006626 ↗ |
| 2012-09-04 | F-1/A | F-1/A (amendment) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 0001047469-12-008645 ↗ |
| 2012-10-29 | F-1/A | F-1/A (amendment) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 0001047469-12-009861 ↗ |
| 2012-11-30 | F-1/A | F-1/A (amendment) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 0001047469-12-010896 ↗ |
| 2012-12-17 | F-1/A | F-1/A (amendment) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 0001047469-12-011288 ↗ |
| 2012-12-18 | EFFECT | EFFECT (declared effective) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 9999999995-12-003562 ↗ |
| 2012-12-19 | 424B1 | 424B1 (final prospectus) | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | 0001047469-12-011315 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-11-30 | F-1/A | registration statement | 35,000,000 | - | NYSE Arca SPPP | 4 | primary document; shares headline, cover names 4 | document ↗ | ||
| 2012-12-17 | F-1/A | registration statement | - | - | 0 | primary document; no terms found | document ↗ | |||
| 2012-12-19 | 424B1 | final prospectus | $10.00 | 28,000,000 | $280,000,000 | TSX SPPP | 15 | primary document; price table, shares headline, proceeds table, underwriting table 14, cover names 4 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Commodity Contracts Brokers & Dealers, A6 first:
- Sprott Physical Gold Trust A6
- Sprott Physical Silver Trust A6
- APMEX Physical - 1 oz. Gold Redeemable Trust A6
- Vaulted Gold Bullion Trust A6
- Sprott ESG Gold ETF A6
- ISHARES GOLD TRUST CA
- United States Oil Fund, LP CA
- iShares Silver Trust CA
- iShares S&P GSCI Commodity-Indexed Trust CA
- iShares GS Commodity Light Energy Indexed Trust CA
In other datasets, the same topic (Finance) in A6:
- Form D issuer: 1375792 Canada Inc (Form D private offerings)
Interests: Commodity Contracts Brokers & Dealers · Finance