IPO registrations (S-1, F-1) · Registrants
National Bank Holdings Corp
- SEC CIK
- 1475841 · filings on EDGAR ↗
- Former names
- NBH Holdings Corp. (2009–2011)
- Registration
- Form S-1, first filed 2011-11-14, last 2012-09-25; 3 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2012-09-21; declared effective 2012-09-19; withdrawal requested 2012-09-24
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- DE
- Business address
- 7800 EAST ORCHARD ROAD, SUITE 300, Greenwood Village, CO 80111
- EIN
- 27-0563799
- Ticker
- NBHC (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- National Bank Holdings Corp on the corporate pages
Offering terms
- Proposed price range
- $20.00–$22.00 per share (S-1/A filed 2012-09-17)
- Final price
- $19.25 per share, below the range (424B4 filed 2012-09-21, an initial public offering)
- Shares sold
- 7,150,000
- Gross proceeds
- $137,637,500 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol NBHC
- Lead underwriters
- Goldman Sachs; KBW
- Syndicate
- FBR; Piper Sandler; Stephens; Sterne Agee; Stifel
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: National Bank Holdings Corporation Fuzzy (name and state)
- Form 5500 plan sponsor: NATIONAL BANK HOLDINGS CORP EXACT (EIN (EXACT))
- SEC filer: National Bank Holdings Corp EXACT (CIK (EXACT))
- Person page: Mark W Yonkman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mr Ralph W Clermont Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-11-14 | S-1 | S-1 (registration) | NBH Holdings Corp. | 0001193125-11-311444 ↗ |
| 2011-12-23 | S-1/A | S-1/A (amendment) | NBH Holdings Corp. | 0001193125-11-351273 ↗ |
| 2012-03-30 | S-1 | S-1 (registration) | National Bank Holdings Corp | 0001193125-12-144039 ↗ |
| 2012-04-02 | S-1/A | S-1/A (amendment) | National Bank Holdings Corp | 0001193125-12-144388 ↗ |
| 2012-08-22 | S-1/A | S-1/A (amendment) | National Bank Holdings Corp | 0001193125-12-363920 ↗ |
| 2012-09-10 | S-1/A | S-1/A (amendment) | National Bank Holdings Corp | 0001193125-12-385597 ↗ |
| 2012-09-11 | S-1/A | S-1/A (amendment) | National Bank Holdings Corp | 0001193125-12-387686 ↗ |
| 2012-09-17 | S-1/A | S-1/A (amendment) | National Bank Holdings Corp | 0001193125-12-393166 ↗ |
| 2012-09-19 | EFFECT | EFFECT (declared effective) | National Bank Holdings Corp | 9999999995-12-002763 ↗ |
| 2012-09-21 | 424B4 | 424B4 (final prospectus) | National Bank Holdings Corp | 0001193125-12-399933 ↗ |
| 2012-09-24 | RW | RW (withdrawal request) | National Bank Holdings Corp | 0001193125-12-401259 ↗ |
| 2012-09-24 | S-1 | S-1 (registration) | National Bank Holdings Corp | 0001193125-12-401264 ↗ |
| 2012-09-25 | S-1/A | S-1/A (amendment) | National Bank Holdings Corp | 0001193125-12-403359 ↗ |
| 2012-09-26 | EFFECT | EFFECT (declared effective) | National Bank Holdings Corp | 9999999995-12-002827 ↗ |
| 2013-10-30 | EFFECT | EFFECT (declared effective) | National Bank Holdings Corp | 9999999995-13-003110 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2012-09-17 | S-1/A | registration statement | $20.00–$22.00 | $21.00 | 7,150,000 | $150,150,000 | NYSE NBHC | 7 | primary document; range, price sentence, shares headline, proceeds computed, cover names 7 | document ↗ |
| 2012-09-21 | 424B4 | final prospectus | $19.25 | 7,150,000 | $137,637,500 | NYSE NBHC | 7 | primary document; price sentence, shares headline, proceeds table, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Birkans Aldis | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER; PRESIDENT; Treasurer | 35 | 2012–2026 | |
| Bonner Joseph C | Officer | See Remarks | 1 | 2012 | |
| CAHOUET FRANK V | Director | 11 | 2012–2016 | ||
| Clermont Ralph W | Director | 33 | 2012–2026 | person page Fuzzy | |
| Dean Robert E | Director | 45 | 2012–2026 | ||
| FISH LAWRENCE K | Director | 8 | 2012–2014 | ||
| Gaiter Donald | Officer | Ch. of Acquisitions & Strategy; See Remarks | 3 | 2012–2013 | |
| Hinderhofer Kathryn M | Officer | Chief of Integrations | 2 | 2012 | |
| LANEY G. TIMOTHY | Director,Officer | Chairman, President and CEO; Chief Executive Officer; CHIEF EXECUTIVE OFFICER; President, CEO | 59 | 2012–2026 | |
| LILLY BRIAN F | Officer | Chief Financial Officer | 20 | 2012–2018 | |
| McGaugh Hervey Wayne | Officer | Ch. Acct. Off. & Controller; Controller | 5 | 2012–2014 | |
| Metzger Thomas M | Officer | Bank Midwest Regional Pres.; Chief Ent. Tech. & Integration | 5 | 2012–2015 | |
| Monteleone Lisa R | Officer | Chief Human Resources Officer; Director of Human Resources | 3 | 2012–2013 | |
| Newfield Richard U Jr. | Officer | CHIEF RISK MGMT OFFICER; Chief Risk Mngmt Officer; CHIEF RISK MNGMT OFFICER; Chief Risk Officer | 50 | 2012–2026 | |
| Spring Maria F | Director | 42 | 2012–2026 | ||
| Warren Burney S. III | Director | 34 | 2012–2023 | ||
| Yonkman Mark W | Officer | General Counsel and Secretary | 1 | 2012 | person page Fuzzy |
| Bessko Zsolt K | Officer | Chief Administrative Officer; Chief Admin Officer | 22 | 2013–2020 | |
| Joseph Fred J. | Director | 26 | 2014–2026 | ||
| ELLIOTT ASSOCIATES, L.P. | TenPercentOwner | 2 | 2015 | ||
| ELLIOTT INTERNATIONAL, L.P. | TenPercentOwner | 2 | 2015 | ||
| Daley Michael John | Officer | Chief Accounting Officer | 6 | 2016–2018 | |
| ZEILE ART | Director | 23 | 2016–2026 | ||
| Bartelli Whitney A. | Officer | Chief Marketing Officer | 19 | 2017–2020 | |
| Randall Christopher S. | Officer | EVP, Comm. & Specialty Banking; EVP, COMM. & SPECIALTY BANKING | 28 | 2017–2024 | |
| Sobers Patrick G. | Director; Officer | EVP, Bus. & Consumer Bnkg; EVP, Consumer & Smll Bus. Bnkg | 33 | 2017–2026 | |
| Zahl Brendan W | Officer | EVP NBH PERSONAL BANKING; EVP NBH Residential Banking; EVP NBH RESIDENTIAL BANKING | 21 | 2018–2024 | |
| Van Denabeele Nicole | Officer | Chief Accounting Officer; CHIEF ACCOUNTING OFFICER; CHIEF FINANCIAL OFFICER | 33 | 2018–2026 | |
| Stevenson Ruth | Officer | Chief Client Executive; CHIEF CLIENT EXECUTIVE | 17 | 2019–2024 | |
| PETRUCCI ANGELA NICOLE | Officer | Chief Admin Officer; CHIEF ADMIN OFFICER | 25 | 2020–2026 | |
| Gupta Alka | Director | 10 | 2021–2026 | ||
| Doyle Robin Ann | Director | 6 | 2024–2026 | ||
| Kramer Valerie D. | Officer | Chief Digital Officer | 5 | 2024–2025 | |
| Gooden Emily | Officer | CHIEF ACCOUNTING OFFICER | 7 | 2024–2026 | |
| Sznewajs Daniel L | Officer | CHIEF CORP DEV OFFICER & TREAS | 5 | 2025–2026 | |
| McLaughlin Kirk | Director | 3 | 2026 | ||
| Steinmetz John | Officer | Exec Mng Dir of Strategic Init; Fmr Exec Mng Dir of Strat Init | 6 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | National Bank Holdings Corporation | CO | State business registries | name and state |
| Plan sponsor | NATIONAL BANK HOLDINGS CORP | MO | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Nonprofit | NBH CHARITABLE FOUNDATION | CO | Nonprofits (IRS Form 990) | same street address and ZIP code, 7800 E ORCHARD RD STE 300 80111 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | National Bank Holdings Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | National Bank Holdings Corporation | CO | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | NATIONAL BANK HOLDINGS CORP | EIN (EXACT) | ||
| Person page | Mark W Yonkman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mr Ralph W Clermont | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, CO first:
- COBIZ FINANCIAL INC CO
- COLORADO BUSINESS BANKSHARES CAPITAL TRUST I CO
- OCEANFIRST FINANCIAL CORP NJ
- CONSUMERS BANCORP INC /OH/ OH
- SUCCESS BANCSHARES INC IL
- NATIONAL COMMERCE FINANCIAL CORP TN
- CENTRUE FINANCIAL CORP IL
- AMEGY BANCORPORATION, INC. TX
- GBB CAPITAL I CA
- FNCB Bancorp, Inc. PA
In other datasets, the same topic (Finance) in CO:
- Form D issuer: 361 CAPITAL LLC (Form D private offerings)
- Lobbying client: ADELPHIA COMMUNICATIONS CORP (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance