IPO registrations (S-1, F-1) · Registrants
CENTRUE FINANCIAL CORP
- SEC CIK
- 1019650 · filings on EDGAR ↗
- Former names
- UNIONBANCORP INC (1996–2006)
- Registration
- Form S-1, first filed 1996-08-09, last 2015-10-15; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 1996-10-01; declared effective 2006-10-05
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- DE
- Business address
- 122 WEST MADISON ST., --, Ottawa, IL 61350
- EIN
- 36-3145350
- EDGAR entity type
- operating
- Insiders and CEO pay
- CENTRUE FINANCIAL CORP on the corporate pages
Offering terms
- Proposed price range
- $11.00–$12.00 per share (S-1/A filed 1996-09-25)
- Final price
- $11.50 per share, within the range (424B4 filed 1996-10-01, an initial public offering)
- Shares sold
- 1,100,000
- Listing
- Nasdaq under the symbol UBCD
- Lead underwriters
- Hoefer & Arnett
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: CENTRUE FINANCIAL CORPORATION EXACT (EIN (EXACT))
- Form D issuer: CENTRUE FINANCIAL CORP EXACT (CIK (EXACT))
- SEC filer: CENTRUE FINANCIAL CORP EXACT (CIK (EXACT))
- Person page: Richard C Peterson Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-08-09 | S-1 | S-1 (registration) | UNIONBANCORP INC | 0000950124-96-003455 ↗ |
| 1996-09-13 | S-1/A | S-1/A (amendment) | UNIONBANCORP INC | 0000950124-96-003997 ↗ |
| 1996-09-25 | S-1/A | S-1/A (amendment) | UNIONBANCORP INC | 0000950124-96-004145 ↗ |
| 1996-10-01 | 424B4 | 424B4 (final prospectus) | UNIONBANCORP INC | 0000950137-96-001842 ↗ |
| 1996-10-04 | 424B4 | 424B4 (final prospectus) | UNIONBANCORP INC | 0000950137-96-001871 ↗ |
| 2006-10-05 | EFFECT | EFFECT (declared effective) | UNIONBANCORP INC | 9999999995-06-001795 ↗ |
| 2009-03-12 | EFFECT | EFFECT (declared effective) | CENTRUE FINANCIAL CORP | 9999999995-09-000585 ↗ |
| 2015-09-25 | S-1 | S-1 (registration) | CENTRUE FINANCIAL CORP | 0001019056-15-000780 ↗ |
| 2015-10-02 | S-1/A | S-1/A (amendment) | CENTRUE FINANCIAL CORP | 0001019056-15-000796 ↗ |
| 2015-10-15 | S-1/A | S-1/A (amendment) | CENTRUE FINANCIAL CORP | 0001019056-15-000813 ↗ |
| 2015-10-23 | EFFECT | EFFECT (declared effective) | CENTRUE FINANCIAL CORP | 9999999995-15-002857 ↗ |
| 2017-06-12 | EFFECT | EFFECT (declared effective) | CENTRUE FINANCIAL CORP | 9999999995-17-001500 ↗ |
| 2017-06-12 | EFFECT | EFFECT (declared effective) | CENTRUE FINANCIAL CORP | 9999999995-17-001501 ↗ |
| 2017-06-12 | EFFECT | EFFECT (declared effective) | CENTRUE FINANCIAL CORP | 9999999995-17-001502 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-09-25 | S-1/A | registration statement | $11.00–$12.00 | $11.50 | 1,100,000 | $12,650,000 | Nasdaq UBCD | 4 | from the submission text; range, price sentence, shares headline, proceeds computed, cover names 4 | document ↗ |
| 1996-10-01 | 424B4 | final prospectus | $11.50 | - | - | Nasdaq UBCD | 1 | from the submission text; price sentence, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DAVIDSON ROBERT L | Officer | EXECUTIVE VICE PRESIDENT | 38 | 2006–2012 | |
| STEVENSON KURT R | Director,Officer; Officer | President / CEO; PRESIDENT/CEO; SR EXEC VICE PRES/CFO; SR EXEC VICE PRESIDENT/CFO; SR EXEC. VICE PRESIDENT/CFO | 44 | 2006–2017 | |
| REINHARDT I J JR | Director | 2 | 2006 | ||
| BERRY RICHARD J | Director | 6 | 2006–2009 | ||
| BREIPOHL WALTER E | Director | 9 | 2006–2009 | ||
| WHALEN WAYNE W | TenPercentOwner | 4 | 2006–2012 | ||
| WOLFF PAULA | TenPercentOwner | 4 | 2006–2012 | ||
| YEOMAN SCOTT A | Director,Officer | PRESIDENT/CEO | 1 | 2006 | |
| TRAINOR JOHN A | Director | 3 | 2006 | ||
| DOTY ROBERT J | Director | 1 | 2006 | ||
| Brown Donald L | Officer | MARKET PRESIDENT | 2 | 2006 | |
| CONTERIO JAMES D | Officer | EXECUTIVE VICE PRESIDENT | 2 | 2006–2007 | |
| DAIBER THOMAS A | Director,Officer; Officer | PRESIDENT & CEO; PRESIDENT/CEO; PRESIDENT/CHIEF EXEC OFFICER; PRESIDENT/CHIEF EXECUTIVE OFFI | 76 | 2006–2011 | |
| Dotson Roger D | Officer | EXECUTIVE VICE PRESIDENT | 9 | 2006–2011 | |
| FLAHAVEN STEVEN E | Officer | EXECUTIVE VICE PRESIDENT | 38 | 2006–2010 | |
| Ganim Randall E | Director | 81 | 2006–2017 | ||
| GRIFFITH MICHAEL A | Director | 9 | 2006–2009 | ||
| HAMMITT HEATHER M | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT | 16 | 2006–2017 | |
| HEJNA MICHAEL J | Director | 28 | 2006–2009 | ||
| JONES KENNETH A | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT; EXECUTIVE VICE PRESIDNET | 38 | 2006–2017 | |
| KINGRY MARC N | Officer | SENIOR VICE PRESIDENT | 37 | 2006–2010 | |
| LETO DIANE F | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT | 40 | 2006–2017 | |
| MCDONNELL DENNIS J | Director; Director,Officer,TenPercentOwner; Director,TenPercentOwner | CHAIRMAN OF THE BOARD | 15 | 2006–2015 | |
| NONA LAWRENCE J | Officer | EXECUTIVE VICE PRESIDENT | 2 | 2006–2007 | |
| OGORMAN MICHAEL A | Officer | MARKET PRESIDENT | 3 | 2006–2008 | |
| PARKS RICKY R | Officer | MARKET PRESIDENT | 78 | 2006–2011 | |
| SHINKLE JOHN A | Director | 12 | 2006–2012 | ||
| SMITH MARK LESLIE | Director | 32 | 2006–2009 | ||
| SOLON EVERETT J | Officer | Market President; MARKET PRESIDENT | 45 | 2006–2017 | |
| SULLIVAN SCOTT C | Director | 32 | 2006–2017 | ||
| DAVIS DONALD M | Officer | MARKET PRESIDENT | 9 | 2007–2009 | |
| KERLEY JAMES J JR | Officer | EXECUTIVE VICE PRESIDENT | 1 | 2009 | |
| RAYMOND MARY JANE | Officer | EXECUTIVE VICE PRESIDENT | 1 | 2009 | |
| ALSVIG KEVIN W. | Officer | VICE PRESIDENT | 3 | 2010–2012 | |
| PETERSON RICHARD C | Director | 4 | 2011–2017 | person page Fuzzy | |
| KADOLPH DANIEL R | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER; INTERIM CHF FINANCIAL OFFICER | 5 | 2011–2017 | |
| YAEGER DEWEY R | Officer | INTERIM SENIOR LENDER | 3 | 2011 | |
| SABOL DANIEL J | Officer | SENIOR VICE PRESIDENT | 1 | 2011 | |
| DALLMAN SCOTT A | Officer | SENIOR VICE PRESIDENT | 2 | 2011–2012 | |
| JONES JAMES C | Officer | EXECUTIVE VICE PRESIDENT | 1 | 2012 | |
| Battles Dennis O | Director | 4 | 2012–2017 | ||
| Steele Dena L | Officer | SVP/Director of Marketing | 1 | 2012 | |
| Butler David James | Director | 5 | 2015–2017 | ||
| Capital Z Partners Centrue AIV, L.P. | TenPercentOwner | 2 | 2015–2016 | ||
| Capital Z Partners III GP, L.P. | TenPercentOwner | 3 | 2015–2017 | ||
| Capital Z Partners III GP, Ltd. | TenPercentOwner | 3 | 2015–2017 | ||
| CHRISTY JOHN E | Officer | Executive Vice President; EXECUTIVE VICE PRESIDENT | 4 | 2015–2017 | |
| COOPER BRADLEY E | Director,TenPercentOwner | 3 | 2015–2017 | ||
| Guidici Gene A. | Officer | Executive Market President; EXECUTIVE MARKET PRESIDENT | 4 | 2015–2017 | |
| Ferber Derek | Director | 3 | 2015–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2014-08-13 | CENTRUE FINANCIAL CORP | Commercial Banking | $76,000,000 | $76,000,000 | 72 | 3 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | CENTRUE FINANCIAL CORPORATION | IL | Form 5500 (employee benefit plans) | name and state |
| Form D issuer | CENTRUE FINANCIAL CORP | IL | Form D private offerings | CIK (EXACT) |
| SEC filer | CENTRUE FINANCIAL CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | CENTRUE FINANCIAL CORPORATION | IL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | CENTRUE FINANCIAL CORPORATION | EIN (EXACT) | ||
| Person page | Richard C Peterson | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, IL first:
- SUCCESS BANCSHARES INC IL
- MIDWEST BANC HOLDINGS INC IL
- SUCCESS CAPITAL TRUST I IL
- CHESTERFIELD FINANCIAL CORP IL
- MB FINANCIAL INC /MD IL
- Mercantile Bancorp, Inc. IL
- AJS Bancorp, Inc. IL
- National Commerce Corp AL
- BANCTRUST FINANCIAL GROUP INC AL
- GBB CAPITAL I CA
In other datasets, the same topic (Finance) in IL:
- Form D issuer: Adams Street Associates, L.P. (Form D private offerings)
- Lobbying client: 2020 ADVISOR LLC (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance