IPO registrations (S-1, F-1) · Registrants
MIDWEST BANC HOLDINGS INC
- SEC CIK
- 1051379 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-12-19, last 1998-02-06; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 1998-02-24
- Industry (SIC)
- National Commercial Banks 6021
- Incorporated in
- DE
- Business address
- 501 W NORTH AVE, Melrose Park, IL 60160
- EIN
- 36-3252484
- EDGAR entity type
- operating
- Insiders and CEO pay
- MIDWEST BANC HOLDINGS INC on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 1998-02-06)
- Final price
- $15.00 per share, within the range (424B4 filed 1998-02-24, an initial public offering)
- Shares sold
- 1,100,000
- Listing
- Nasdaq under the symbol MBHI
- Lead underwriters
- Howe Barnes Investments, Inc (620,000 shares)
- Syndicate
- ABN AMRO (60,000); Baird (60,000); Fahnestock & Co., Inc (60,000); Ryan, Beck & Co., Inc (60,000); Sandler O'Neill & Partners, L.P (60,000); Stifel (60,000); Mesirow Financial, Inc (40,000); David A. Noyes & Company (40,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: MIDWEST BANC HOLDINGS, INC. EXACT (EIN (EXACT))
- SEC filer: MIDWEST BANC HOLDINGS INC EXACT (CIK (EXACT))
- Person page: Jerome J Fritz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Stephen L Eastwood Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 3
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-12-19 | S-1 | S-1 (registration) | MIDWEST BANC HOLDINGS INC | 0000950137-97-004095 ↗ |
| 1998-02-06 | S-1/A | S-1/A (amendment) | MIDWEST BANC HOLDINGS INC | 0000950137-98-000345 ↗ |
| 1998-02-24 | 424B4 | 424B4 (final prospectus) | MIDWEST BANC HOLDINGS INC | 0000950137-98-000685 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-02-06 | S-1/A | registration statement | $13.00–$15.00 | $14.00 | 1,100,000 | $15,400,000 | Nasdaq MBHI | 2 | from the submission text; range, price table, shares headline, proceeds computed, cover names 2 | document ↗ |
| 1998-02-24 | 424B4 | final prospectus | $15.00 | - | - | Nasdaq MBHI | 9 | from the submission text; price sentence, underwriting table 9, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Giancola James J | Director,Officer | President and CEO | 15 | 2006–2009 | |
| HARTLEY GERALD F | Director | 24 | 2006–2010 | ||
| SILVERI E V | Director | 8 | 2006–2008 | ||
| LIVINGSTON HOMER J JR | Director | 4 | 2006–2008 | ||
| Fritz Jerome J | Director,Officer | Executive Vice President | 7 | 2006–2008 | person page Fuzzy |
| O'Keeffe Kelly J | Officer | Executive Vice President | 5 | 2006–2008 | |
| Ptacin Brogan | Officer | Executive Vice President | 7 | 2006–2009 | |
| Forrester Barry I | Director | 2 | 2006–2007 | ||
| Rosenquist Thomas A | Director | 12 | 2006–2009 | ||
| BERNSTEIN SHELDON | Officer | Executive Vice President | 5 | 2006–2008 | |
| HENTHORN MARY M | Officer | Executive Vice President | 5 | 2006–2008 | |
| WIEST DONALD L II | Officer | Executive Vice President | 8 | 2006–2008 | |
| Caravello Thomas A | Officer | Executive Vice President | 4 | 2007–2008 | |
| CEAS MARY C | Officer | Senior Vice President | 5 | 2007–2009 | |
| Costa Bruno P | Officer | Executive Vice President | 3 | 2007–2008 | |
| Hackett Thomas H | Officer | Executive Vice President | 2 | 2007–2008 | |
| KADOLPH DANIEL R | Officer | Chief Financial Officer; Executive Vice President | 5 | 2007–2008 | |
| Motyka Dennis M | Officer | Executive Vice President | 3 | 2007–2008 | |
| Stoll William H | Officer | Executive Vice President | 7 | 2007–2008 | |
| Thiry Jan R | Officer | SVP & Chief Accounting Officer | 3 | 2007–2008 | |
| DIPAOLO ANGELO | Director | 2 | 2007–2008 | ||
| RIZZA JOSEPH | Director | 8 | 2007–2008 | ||
| Velo Kenneth | Director | 4 | 2007–2009 | ||
| Eilering John G | Officer | Area President - Midwest Bank | 4 | 2007–2008 | |
| Markovits Stephan L | Officer | Executive VP - Midwest Bank | 3 | 2007–2008 | |
| O'Hara Dennis M | Director | 4 | 2007–2008 | ||
| Lilek JoAnn S | Officer | EVP & Chief Financial Officer | 3 | 2008 | |
| Berger Percy L | Director | 4 | 2008–2010 | ||
| Gilfillan Jonathan P | Officer | EVP - Midwest Bank | 2 | 2008 | |
| Taylor David | Officer | Executive Vice President | 2 | 2008 | |
| Bell Thomas J III | Officer | EVP and CIO - Midwest Bank | 3 | 2008 | |
| HERENCIA ROBERTO R | Director,Officer | President and CEO | 2 | 2009 | |
| M3 Funds, LLC | TenPercentOwner | 9 | 2009 | ||
| M3 PARTNERS LP | TenPercentOwner | 9 | 2009 | ||
| Stock Jason Allen | TenPercentOwner | 9 | 2009 | ||
| Waller William Chester | TenPercentOwner | 9 | 2009 | ||
| O'Keeffe Kelly John | Officer | Executive Vice President | 1 | 2009 | |
| Eastwood Stephen L | Officer | EVP, Chief Risk Officer - MBTC | 1 | 2009 | person page Fuzzy |
| Paracchini Alberto J | Officer | EVP, Planning&Development MBTC | 1 | 2010 | |
| Bacon Darrin R | Officer | EVP, Head of C&I Lending MBTC | 1 | 2010 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Plan sponsor | MIDWEST BANC HOLDINGS, INC. | IL | Form 5500 (employee benefit plans) | name and state |
| SEC filer | MIDWEST BANC HOLDINGS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | MIDWEST BANC HOLDINGS, INC. | EIN (EXACT) | ||
| Person page | Jerome J Fritz | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) | |
| Person page | Stephen L Eastwood | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry National Commercial Banks, IL first:
- SUCCESS BANCSHARES INC IL
- CENTRUE FINANCIAL CORP IL
- SUCCESS CAPITAL TRUST I IL
- CHESTERFIELD FINANCIAL CORP IL
- MB FINANCIAL INC /MD IL
- Mercantile Bancorp, Inc. IL
- AJS Bancorp, Inc. IL
- National Commerce Corp AL
- BANCTRUST FINANCIAL GROUP INC AL
- GBB CAPITAL I CA
In other datasets, the same topic (Finance) in IL:
- Form D issuer: Adams Street Associates, L.P. (Form D private offerings)
- Lobbying client: 2020 ADVISOR LLC (Federal lobbying (LDA))
Interests: National Commercial Banks · Finance