IPO registrations (S-1, F-1) · Registrants
ShoreTel Inc
- SEC CIK
- 1388133 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2007-02-12, last 2007-11-19; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2007-07-03; declared effective 2007-06-27; withdrawal requested 2007-11-29
- Industry (SIC)
- Telephone & Telegraph Apparatus 3661
- Incorporated in
- CA
- Business address
- 960 STEWART DRIVE, Sunnyvale, CA 94085
- EIN
- 77-0443568
- EDGAR entity type
- operating
- Insiders and CEO pay
- ShoreTel Inc on the corporate pages
Offering terms
- Proposed price range
- $8.50–$10.50 per share (S-1/A filed 2007-06-25)
- Final price
- $9.50 per share, within the range (424B4 filed 2007-07-03, an initial public offering)
- Shares sold
- 7,900,000
- Gross proceeds
- $75,050,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol SHOR
- Lead underwriters
- Lehman Brothers (2,765,000 shares); J.P. Morgan (2,765,000 shares)
- Syndicate
- Wedbush Securities (592,500); Morgan Securities; Piper Sandler (1,185,000); JMP Securities (592,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: MITEL NETWORKS, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: ShoreTel, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: SHORE TEL, INC. EXACT (EIN (EXACT))
- Federal award recipient: SHORETEL, INC. Fuzzy (name and state)
- SEC filer: ShoreTel Inc EXACT (CIK (EXACT))
- Person page: Michael P Gregoire Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2007-02-12 | S-1 | S-1 (registration) | ShoreTel Inc | 0000891618-07-000066 ↗ |
| 2007-05-01 | S-1/A | S-1/A (amendment) | ShoreTel Inc | 0000950134-07-009752 ↗ |
| 2007-05-25 | S-1/A | S-1/A (amendment) | ShoreTel Inc | 0000891618-07-000340 ↗ |
| 2007-06-11 | S-1/A | S-1/A (amendment) | ShoreTel Inc | 0000950134-07-013196 ↗ |
| 2007-06-13 | S-1/A | S-1/A (amendment) | ShoreTel Inc | 0000950134-07-013351 ↗ |
| 2007-06-25 | S-1/A | S-1/A (amendment) | ShoreTel Inc | 0000950134-07-014010 ↗ |
| 2007-06-27 | EFFECT | EFFECT (declared effective) | ShoreTel Inc | 9999999995-07-002573 ↗ |
| 2007-06-29 | EFFECT | EFFECT (declared effective) | ShoreTel Inc | 9999999995-07-002619 ↗ |
| 2007-07-03 | 424B4 | 424B4 (final prospectus) | ShoreTel Inc | 0000950134-07-014658 ↗ |
| 2007-11-19 | S-1 | S-1 (registration) | ShoreTel Inc | 0000950134-07-024194 ↗ |
| 2007-11-29 | RW | RW (withdrawal request) | ShoreTel Inc | 0000950134-07-024672 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2007-06-25 | S-1/A | registration statement | $8.50–$10.50 | 7,900,000 | - | Nasdaq SHOR | 6 | primary document; range, shares headline, cover names 6 | document ↗ | |
| 2007-07-03 | 424B4 | final prospectus | $9.50 | 7,900,000 | $75,050,000 | Nasdaq SHOR | 6 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Basart Edwin J | Director,Officer; Officer | Chief Technology Officer; CHIEF TECHNOLOGY OFFICER; CTO; Founder, CTO; Senior Fellow, Cofounder | 41 | 2007–2013 | |
| BREGMAN MARK | Director | 50 | 2007–2017 | ||
| COMBS JOHN W | Director,Officer; Officer | Chairman, President and CEO; CHIEF EXECUTIVE OFFICER; President & CEO | 16 | 2007–2010 | |
| Daichendt Gary James | Director | 55 | 2007–2015 | ||
| DENMAN KENNETH D | Director | 62 | 2007–2017 | ||
| FC LEADERSHIP MANAGEMENT CO LLC | TenPercentOwner | 5 | 2007–2010 | ||
| FINEGAN JOHN | Officer | VP, Finance | 1 | 2007 | |
| Foundation Capital Entrepreneurs Fund, LLC | TenPercentOwner | 5 | 2007–2010 | ||
| FOUNDATION CAPITAL LEADERSHIP FUND LP | TenPercentOwner | 5 | 2007–2010 | ||
| FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLC | TenPercentOwner | 5 | 2007–2010 | ||
| FOUNDATION CAPITAL LP | TenPercentOwner | 5 | 2007–2010 | ||
| FOUNDATION CAPITAL MANAGEMENT CO LLC | TenPercentOwner | 5 | 2007–2010 | ||
| HAHN AVA | Officer | General Counsel; VP, Corp Dev & General Counsel | 19 | 2007–2012 | |
| HEALY MICHAEL | Officer | CFO; Chief Financial Officer | 52 | 2007–2017 | |
| KISSNER CHARLES | Director | 64 | 2007–2017 | ||
| LEHMAN BROTHERS HOLDINGS INC | TenPercentOwner | 6 | 2007–2011 | ||
| Rump Pedro E | Officer | SVP, Engineering & Operations; VICE PRESIDENT ENGINEERING; VP, Engineering and Operations; VP, Engineering & Operations | 25 | 2007–2013 | |
| Thompson Edward F | Director | 5 | 2007–2008 | ||
| Timmerman Stephen G | Officer | VP, Marketing | 1 | 2007 | |
| van Overbeek Thomas | Director | 2 | 2007–2008 | ||
| Vitalone Joseph A | Officer | VP, Sales; VP, SALES | 3 | 2007–2008 | |
| WEISNER WALTER | Officer | VP, Global Support Services; VP, GLOBAL SUPPORT SERVICES | 15 | 2007–2010 | |
| CROSSPOINT ASSOCIATES 2000 LLC | TenPercentOwner | 7 | 2007–2010 | ||
| CROSSPOINT VENTURE PARTNERS 2000 LP | TenPercentOwner | 2 | 2007 | ||
| CROSSPOINT VENTURE PARTNERS 2000 Q LP | TenPercentOwner | 9 | 2007–2010 | ||
| CROSSPOINT VENTURE PARTNERS LS 2000 LP | TenPercentOwner | 2 | 2007 | ||
| NEIMAN SETH | TenPercentOwner | 7 | 2007–2010 | ||
| ELMORE WILLIAM B | TenPercentOwner | 4 | 2008–2010 | ||
| KOONTZ PAUL G | TenPercentOwner | 4 | 2008–2010 | ||
| Girskis Don | Officer | SVP, Worldwide Sales | 9 | 2008–2012 | |
| GARVEY WILLIAM P | Officer | VP, General Counsel &Secretary | 5 | 2008–2009 | |
| GREGOIRE MICHAEL P | Director | 29 | 2008–2014 | person page Fuzzy | |
| EDWARD THOMPSON | Director | 41 | 2009–2016 | ||
| ANDERSON JAMES C | TenPercentOwner | 3 | 2009–2010 | ||
| GOULD KATHRYN C | TenPercentOwner | 3 | 2009–2010 | ||
| GROSSER ADAM | TenPercentOwner | 3 | 2009–2010 | ||
| SCHUH MICHAEL N | TenPercentOwner | 3 | 2009–2010 | ||
| BLACKMORE PETER | Director,Officer | CEO | 10 | 2010–2013 | |
| SALZMAN ERIC | Director; Director,TenPercentOwner | 5 | 2011 | ||
| Hoffman Daniel P | Officer | President & GM, ShoreTel Cloud | 2 | 2012 | |
| Joos Donald | Director,Officer; Officer | CEO; SVP, Business Operations | 18 | 2012–2017 | |
| Petts David | Officer | SVP Worldwide Sales; SVP, Worldwide Sales | 15 | 2012–2017 | |
| Nealon Keith | Officer | President & GM, ShoreTel Cloud | 5 | 2013 | |
| Seto Allen | Officer | General Counsel | 15 | 2013–2017 | |
| Malhotra Pankaj | Officer | Chief Technical Officer; Chief Technology Officer; SVP of Engineering | 14 | 2013–2016 | |
| Oruganti Bharath | Officer | SVP Services and Operations; SVP Worldwide Business Ops; VP of Global Services & Ops; VP of of Global Services & Ops | 22 | 2014–2017 | |
| Skidmore Constance Ellen | Director | 14 | 2014–2017 | ||
| ROBISON SHANE V | Director | 8 | 2015–2017 | ||
| Corrales Eugenia | Officer | Sr. VP of Product; Sr. VP of Solutions Group | 11 | 2015–2017 | |
| Jones Keith A | Officer | Principal Accounting Officer | 8 | 2015–2017 | |
| Vejvoda Josef | Director | 4 | 2015–2017 | ||
| BOWEN MARJORIE L. | Director | 3 | 2016–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | MITEL NETWORKS, INC. | AZ | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | ShoreTel, Inc. | CA | State business registries | name and state |
| Plan sponsor | SHORE TEL, INC. | TX | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Federal award recipient | SHORETEL, INC. | CA | Federal spending (USAspending) | name and state |
| Patent assignee | Shoretel, Inc. | CA | Patents (USPTO) | name and state |
| SEC filer | ShoreTel Inc | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SHORETEL, INC. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SHORE TEL, INC. | EIN (EXACT) | ||
| Person page | Michael P Gregoire | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Telephone & Telegraph Apparatus, CA first:
- ALTIGEN COMMUNICATIONS INC CA
- OPLINK COMMUNICATIONS INC CA
- COPPER MOUNTAIN NETWORKS INC CA
- TERAYON COMMUNICATION SYSTEMS CA
- TURNSTONE SYSTEMS INC CA
- DITECH NETWORKS INC CA
- CERENT CORP CA
- NEXT LEVEL COMMUNICATIONS INC CA
- ZTI MERGER SUBSIDIARY III INC CA
- OMM INC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Telephone & Telegraph Apparatus · Technology