IPO registrations (S-1, F-1) · Registrants
Alpha Natural Resources, Inc./Old
- SEC CIK
- 1310243 · filings on EDGAR ↗
- Name on the registration
- Alpha Natural Resources, Inc.
- Former names
- Alpha Natural Resources, Inc. (2004–2009)
- Registration
- Form S-1, first filed 2004-12-06, last 2006-01-09; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2005-02-15
- Industry (SIC)
- Bituminous Coal & Lignite Surface Mining 1221
- Incorporated in
- DE
- Business address
- ONE ALPHA PLACE, P.O. BOX 2345, Abingdon, VA 24212
- EDGAR entity type
- operating
- Insiders and CEO pay
- Alpha Natural Resources, Inc./Old on the corporate pages
Offering terms
- Proposed price range
- $16.00–$18.00 per share (S-1/A filed 2005-02-10)
- Final price
- $12.73 per share, below the range (424B4 filed 2005-02-15, an initial public offering)
- Shares sold
- 29,500,000
- Gross proceeds
- $375,535,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol ANR
- Lead underwriters
- Morgan Stanley (7,080,000 shares); Citigroup (7,080,000 shares)
- Syndicate
- UBS (6,785,000); Stearns & Co. Inc; Lehman Brothers (3,835,000); ABN AMRO (442,500); Natexis Bleichroeder Inc (442,500); Bear Stearns (3,835,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Alpha Natural Resources, Inc. EXACT (CIK (EXACT))
- Person page: Dr E Linn Draper Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Hans J Mende Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther))
- Person page: John W Fox Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-12-06 | S-1 | S-1 (registration) | Alpha Natural Resources, Inc. | 0000950123-04-014431 ↗ |
| 2005-01-12 | S-1/A | S-1/A (amendment) | Alpha Natural Resources, Inc. | 0000950123-05-000300 ↗ |
| 2005-02-02 | S-1/A | S-1/A (amendment) | Alpha Natural Resources, Inc. | 0000950123-05-001028 ↗ |
| 2005-02-10 | S-1/A | S-1/A (amendment) | Alpha Natural Resources, Inc. | 0000950123-05-001425 ↗ |
| 2005-02-15 | 424B4 | 424B4 (final prospectus) | Alpha Natural Resources, Inc. | 0000950123-05-001868 ↗ |
| 2005-10-14 | S-1 | S-1 (registration) | Alpha Natural Resources, Inc. | 0000950123-05-012185 ↗ |
| 2005-12-02 | S-1/A | S-1/A (amendment) | Alpha Natural Resources, Inc. | 0000950123-05-014372 ↗ |
| 2005-12-15 | S-1/A | S-1/A (amendment) | Alpha Natural Resources, Inc. | 0000950123-05-014757 ↗ |
| 2006-01-09 | S-1/A | S-1/A (amendment) | Alpha Natural Resources, Inc. | 0000950123-06-000176 ↗ |
| 2006-01-19 | 424B4 | 424B4 (final prospectus) | Alpha Natural Resources, Inc. | 0000950123-06-000495 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-02-10 | S-1/A | registration statement | $16.00–$18.00 | $12.73 | 33,925,000 | $431,865,250 | NYSE ANR | 8 | primary document; range, price line, shares headline, proceeds computed, cover names 8 | document ↗ |
| 2005-02-15 | 424B4 | final prospectus | $12.73 | 29,500,000 | $375,535,000 | NYSE ANR | 8 | primary document; price line, shares headline, proceeds computed, underwriting table 7, cover names 8 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Stuebe David C | Officer | Vice President, CFO, Treasurer | 26 | 2006–2008 | |
| Neely Eddie W | Officer | Exec. VP and CFO; Exec. VP, CFO and Controller; Vice President and Controller | 20 | 2006–2009 | |
| FOX JOHN W JR | Director | 34 | 2006–2009 | person page Fuzzy | |
| FIRST RESERVE FUND IX L P | TenPercentOwner | 1 | 2006 | ||
| FIRST RESERVE GP IX INC | TenPercentOwner | 1 | 2006 | ||
| FIRST RESERVE GP IX L P | TenPercentOwner | 1 | 2006 | ||
| MACAULAY WILLIAM E | Director | 1 | 2006 | ||
| KRUEGER ALEX T | Director | 1 | 2006 | ||
| WOOD TED G | Director | 6 | 2006–2009 | ||
| Brown Michael D | Officer | Vice President | 10 | 2006–2007 | |
| Crutchfield Kevin S | Director,Officer; Officer | Executive Vice President; President | 24 | 2006–2009 | |
| Groves Vaughn R | Officer | Senior VP, GC and Secretary; Vice President, GC, Secretary | 24 | 2006–2009 | |
| Kundrun Fritz R | Director,TenPercentOwner; Other | 3 | 2006 | ||
| Quillen Michael J | Director,Officer | Chief Executive Officer; President and CEO | 24 | 2006–2009 | |
| Kroh D Scott | Officer | Executive Vice President | 4 | 2006 | |
| Mende Hans J | DirectorOther; Director,TenPercentOwner | 2 | 2006 | person page Fuzzy | |
| DRAPER E LINN JR | Director | 33 | 2006–2009 | person page Fuzzy | |
| EISENBERG GLENN A | Director | 5 | 2006–2009 | ||
| Porco Joachim V | Officer | Senior Vice President; Vice President | 12 | 2006–2009 | |
| BRINZO JOHN S | Director | 6 | 2006–2009 | ||
| MCMILLION RANDY L | Officer | Executive VP and COO; Vice President | 9 | 2007–2009 | |
| BOWERS MARY ELLEN | Director | 5 | 2007–2009 | ||
| BUERGER HERMANN | Director | 16 | 2008–2009 | ||
| BANBURY GARY W | Officer | Senior VP-Administration; Vice President-Administration | 4 | 2008–2009 | |
| Cavatoni Philip J | Officer | Tr. & Exec. VP-Fin. & Strategy | 4 | 2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Alpha Natural Resources, Inc./Old | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Dr E Linn Draper Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Hans J Mende | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (DirectorOther) | |
| Person page | John W Fox Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Bituminous Coal & Lignite Surface Mining, VA first:
- James River Coal CO VA
- Alpha Natural Resources, Inc. VA
- COLOMBIA ENERGY RESOURCES, INC. CA
- WESTMORELAND COAL Co CO
- Westmoreland Resource Partners, LP CO
- Jinxuan Coking Coal Ltd F4
- Puda Coal, Inc. FL
- HORIZON NATURAL RESOURCES HOLDING CO LLC KY
- Rhino Resources, Inc. KY
- Rhino Resource Partners LP KY
In other datasets, the same topic (Energy) in VA:
- Lobbying client: ACEG (Federal lobbying (LDA))
Interests: Bituminous Coal & Lignite Surface Mining · Energy