IPO registrations (S-1, F-1) · Registrants

Alpha Natural Resources, Inc.

SEC CIK
1301063 · filings on EDGAR ↗
Name on the registration
Foundation Coal Holdings, Inc.
Former names
Foundation Coal Holdings, Inc. (2004–2009)
Registration
Form S-1, first filed 2004-08-20, last 2005-09-13; 2 initial registrations, 7 amendments
Outcome
Final prospectus filed 2004-12-10
Industry (SIC)
Bituminous Coal & Lignite Surface Mining 1221
Incorporated in
DE
Business address
ONE ALPHA PLACE, P.O. BOX 16429, Bristol, VA 24209
EIN
42-1638663
EDGAR entity type
operating
Insiders and CEO pay
Alpha Natural Resources, Inc. on the corporate pages

Offering terms

Proposed price range
$19.00–$21.00 per share (S-1/A filed 2004-12-07)
Shares offered
23,610,000
Listing
NYSE under the symbol FCL
Lead underwriters
Morgan Stanley (6,870,510 shares); Citigroup (6,870,510 shares)
Syndicate
UBS (2,856,810); Bear Stearns (2,101,290); Credit Suisse (2,101,290); Lehman Brothers (2,101,290); ABN AMRO (354,150); Natexis Bleichroeder Inc (354,150)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 11

FiledFormWhat it isName as filedEDGAR
2004-08-20S-1S-1 (registration)Foundation Coal Holdings, Inc.0000950136-04-002701 ↗
2004-09-29S-1/AS-1/A (amendment)Foundation Coal Holdings, Inc.0000950136-04-003161 ↗
2004-10-22S-1/AS-1/A (amendment)Foundation Coal Holdings, Inc.0001047469-04-031874 ↗
2004-11-15S-1/AS-1/A (amendment)Foundation Coal Holdings, Inc.0001047469-04-034236 ↗
2004-11-19S-1/AS-1/A (amendment)Foundation Coal Holdings, Inc.0001047469-04-034875 ↗
2004-12-07S-1/AS-1/A (amendment)Foundation Coal Holdings, Inc.0001047469-04-036277 ↗
2004-12-10424B4424B4 (final prospectus)Foundation Coal Holdings, Inc.0001047469-04-036692 ↗
2005-08-25S-1S-1 (registration)Foundation Coal Holdings, Inc.0001047469-05-022020 ↗
2005-09-07S-1/AS-1/A (amendment)Foundation Coal Holdings, Inc.0001047469-05-022555 ↗
2005-09-13S-1/AS-1/A (amendment)Foundation Coal Holdings, Inc.0001047469-05-022838 ↗
2005-09-15424B1424B1 (final prospectus)Foundation Coal Holdings, Inc.0001047469-05-022950 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2004-12-07S-1/Aregistration statement$19.00–$21.0023,610,000-NYSE FCL10primary document; range, shares headline, cover names 10document ↗
2004-12-10424B4final prospectus23,610,000-NYSE FCL8primary document; shares headline, underwriting table 8, cover names 8document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
CROWLEY WILLIAM J JRDirector132006–2015
GIFTOS P MICHAELDirector132006–2015
RICHARDS JOEL IIIDirector152006–2015
Scharp Robert CDirector62006–2009person page Fuzzy
Beck Klaus-DieterOfficerSVP, Planning & Engineering; SVP,Planning&Engineering182006–2007
Bryja James JOfficerSr. VP, Operations; SVP, Eastern Operations; SVP, Eastern Operatons; SVP, Operations222006–2009
Olsen James AOfficerSr. Vice Pres. & CIO; Sr. VP and CIO; SVP, Development & IT212006–2009
Peelish Michael ROfficerEVP & Chief Admin. Officer; EVP & Chief Sustainability Off; EVP & Chief Sustainabiliy Off; Sr.VP Safety & Human Resources; SVP, Safety & Human Resources; SVP,Safety&Human Resources302006–2011person page Fuzzy
Roberts James FDirector; Director,OfficerCEO and Chairman; CEO and Chairman of the Board; Chairman, President and CEO; President & CEO682006–2012
Walker Greg AOfficerSr.VP, Gen.Counsel & Secretary; SVP, GC and Secretary; SVP,GC & Secretary332006–2009
Wood Frank JOfficerEVP and CFO; EVP, CFO, and Treas; EVP & Chief Financial Officer; Former EVP & CFO; Sr. VP and CFO; SVP & CFO392006–2015
Tellmann John ROfficerSVP,Sales&Marketing62006
FIRST RESERVE FUND IX L POther12006
KRUEGER ALEX TDirector52006–2009
MACAULAY WILLIAM EDirector12006
SHOCKLEY THOMAS V IIIDirector62006–2009
Foley DavidDirector82006–2009
Pack A Scott JrOfficerEVP, Sales; Sr. VP, Sales and Marketing; SVP, Sales and Marketing222006–2011
Kost Kurt DDirector,Officer; OfficerExecutive Vice President; President; President and COO182007–2012person page Fuzzy
Cavatoni Philip JOfficerEVP & Chief Fin & Strategy Off; EVP & Chief Strategy Officer282009–2016
Crutchfield Kevin SDirector; Director,OfficerChairman and CEO; Chief Executive Officer322009–2015
DRAPER E LINN JRDirector332009–2015person page Fuzzy
EISENBERG GLENN ADirector82009–2014
FOX JOHN W JRDirector112009–2011person page Fuzzy
Groves Vaughn ROfficerEVP, GC & Corporate Secretary242009–2014
MCMILLION RANDY LOfficerEVP, Business Excellence; EVP & Chief Admin. Officer; EVP & Running Right Officer222009–2012
Neely Eddie WOfficerEVP; EVP & Chief Risk Officer232009–2012
Porco Joachim VOfficerEVP & Chief Commercial Officer22009
Quillen Michael JDirector172009–2012
WOOD TED GDirector52009–2012
Vining Paul HOfficerEVP & Chief Commercial Officer; President142011–2014
FRETZ DEBORAH MDirector102012–2015
HASSEY L PATRICKDirector52012–2015
Sullivan Brian DOfficerEVP & Chief Commercial Officer122012–2015
BRISIMITZAKIS ANGELO CDirector42013–2014person page Fuzzy
BANBURY GARY WOfficerEVP?Admin and Support Services; EVP & Chief Admin Officer82013–2015
VERHEIJ RICHARD HOfficerEVP, GC & Corporate Secretary32014–2015
Hainer Victor KOfficerEVP - Mining Operations52015
Manno Mark MatthewOfficerSVP - Chief Info & Sourcing32015
Jones Alan W JrOfficerSVP, Chief Acct Off & Control32015
Hartshorn Bruce AOfficerSVP - Sales and Marketing12015
Eidson AndrewOfficerEVP & Chief Financial Officer12016

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationAlpha Natural Resources, Inc.VAState business registriesname and state
Business registrationALPHA NATURAL RESOURCES, LLCVAState business registriesname and state
Lobbying clientALPHA NATURAL RESOURCESVAFederal lobbying (LDA)name and state
Lobbying clientALPHA NATURAL RESOURCES, INC.VAFederal lobbying (LDA)name and state
Lobbying registrantALPHA NATURAL RESOURCES, INC.VAFederal lobbying (LDA)name and state
SEC filerAlpha Natural Resources, Inc.SEC filers (EDGAR)CIK (EXACT)
Trademark ownerAlpha Natural Resources, Inc.VATrademarks (USPTO)name and state
Form 5500 plan sponsorALPHA NATURAL RESOURCES, INC.EIN (EXACT)
Person pageAngelo C BrisimitzakisPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageDr E Linn Draper JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageJohn W Fox JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageKurt D KostPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageMr Michael R PeelishPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)
Person pageRobert C ScharpPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Bituminous Coal & Lignite Surface Mining · Energy