IPO registrations (S-1, F-1) · Registrants
Alpha Natural Resources, Inc.
- SEC CIK
- 1301063 · filings on EDGAR ↗
- Name on the registration
- Foundation Coal Holdings, Inc.
- Former names
- Foundation Coal Holdings, Inc. (2004–2009)
- Registration
- Form S-1, first filed 2004-08-20, last 2005-09-13; 2 initial registrations, 7 amendments
- Outcome
- Final prospectus filed 2004-12-10
- Industry (SIC)
- Bituminous Coal & Lignite Surface Mining 1221
- Incorporated in
- DE
- Business address
- ONE ALPHA PLACE, P.O. BOX 16429, Bristol, VA 24209
- EIN
- 42-1638663
- EDGAR entity type
- operating
- Insiders and CEO pay
- Alpha Natural Resources, Inc. on the corporate pages
Offering terms
- Proposed price range
- $19.00–$21.00 per share (S-1/A filed 2004-12-07)
- Shares offered
- 23,610,000
- Listing
- NYSE under the symbol FCL
- Lead underwriters
- Morgan Stanley (6,870,510 shares); Citigroup (6,870,510 shares)
- Syndicate
- UBS (2,856,810); Bear Stearns (2,101,290); Credit Suisse (2,101,290); Lehman Brothers (2,101,290); ABN AMRO (354,150); Natexis Bleichroeder Inc (354,150)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: Alpha Natural Resources, Inc. Fuzzy (name and state)
- Business registration: ALPHA NATURAL RESOURCES, LLC Fuzzy (name and state)
- Form 5500 plan sponsor: ALPHA NATURAL RESOURCES, INC. EXACT (EIN (EXACT))
- Lobbying client: ALPHA NATURAL RESOURCES Fuzzy (name and state)
- Lobbying client: ALPHA NATURAL RESOURCES, INC. Fuzzy (name and state)
- Lobbying registrant: ALPHA NATURAL RESOURCES, INC. Fuzzy (name and state)
- SEC filer: Alpha Natural Resources, Inc. EXACT (CIK (EXACT))
- Person page: Angelo C Brisimitzakis Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Dr E Linn Draper Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: John W Fox Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Kurt D Kost Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mr Michael R Peelish Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Robert C Scharp Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-08-20 | S-1 | S-1 (registration) | Foundation Coal Holdings, Inc. | 0000950136-04-002701 ↗ |
| 2004-09-29 | S-1/A | S-1/A (amendment) | Foundation Coal Holdings, Inc. | 0000950136-04-003161 ↗ |
| 2004-10-22 | S-1/A | S-1/A (amendment) | Foundation Coal Holdings, Inc. | 0001047469-04-031874 ↗ |
| 2004-11-15 | S-1/A | S-1/A (amendment) | Foundation Coal Holdings, Inc. | 0001047469-04-034236 ↗ |
| 2004-11-19 | S-1/A | S-1/A (amendment) | Foundation Coal Holdings, Inc. | 0001047469-04-034875 ↗ |
| 2004-12-07 | S-1/A | S-1/A (amendment) | Foundation Coal Holdings, Inc. | 0001047469-04-036277 ↗ |
| 2004-12-10 | 424B4 | 424B4 (final prospectus) | Foundation Coal Holdings, Inc. | 0001047469-04-036692 ↗ |
| 2005-08-25 | S-1 | S-1 (registration) | Foundation Coal Holdings, Inc. | 0001047469-05-022020 ↗ |
| 2005-09-07 | S-1/A | S-1/A (amendment) | Foundation Coal Holdings, Inc. | 0001047469-05-022555 ↗ |
| 2005-09-13 | S-1/A | S-1/A (amendment) | Foundation Coal Holdings, Inc. | 0001047469-05-022838 ↗ |
| 2005-09-15 | 424B1 | 424B1 (final prospectus) | Foundation Coal Holdings, Inc. | 0001047469-05-022950 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-12-07 | S-1/A | registration statement | $19.00–$21.00 | 23,610,000 | - | NYSE FCL | 10 | primary document; range, shares headline, cover names 10 | document ↗ | |
| 2004-12-10 | 424B4 | final prospectus | 23,610,000 | - | NYSE FCL | 8 | primary document; shares headline, underwriting table 8, cover names 8 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CROWLEY WILLIAM J JR | Director | 13 | 2006–2015 | ||
| GIFTOS P MICHAEL | Director | 13 | 2006–2015 | ||
| RICHARDS JOEL III | Director | 15 | 2006–2015 | ||
| Scharp Robert C | Director | 6 | 2006–2009 | person page Fuzzy | |
| Beck Klaus-Dieter | Officer | SVP, Planning & Engineering; SVP,Planning&Engineering | 18 | 2006–2007 | |
| Bryja James J | Officer | Sr. VP, Operations; SVP, Eastern Operations; SVP, Eastern Operatons; SVP, Operations | 22 | 2006–2009 | |
| Olsen James A | Officer | Sr. Vice Pres. & CIO; Sr. VP and CIO; SVP, Development & IT | 21 | 2006–2009 | |
| Peelish Michael R | Officer | EVP & Chief Admin. Officer; EVP & Chief Sustainability Off; EVP & Chief Sustainabiliy Off; Sr.VP Safety & Human Resources; SVP, Safety & Human Resources; SVP,Safety&Human Resources | 30 | 2006–2011 | person page Fuzzy |
| Roberts James F | Director; Director,Officer | CEO and Chairman; CEO and Chairman of the Board; Chairman, President and CEO; President & CEO | 68 | 2006–2012 | |
| Walker Greg A | Officer | Sr.VP, Gen.Counsel & Secretary; SVP, GC and Secretary; SVP,GC & Secretary | 33 | 2006–2009 | |
| Wood Frank J | Officer | EVP and CFO; EVP, CFO, and Treas; EVP & Chief Financial Officer; Former EVP & CFO; Sr. VP and CFO; SVP & CFO | 39 | 2006–2015 | |
| Tellmann John R | Officer | SVP,Sales&Marketing | 6 | 2006 | |
| FIRST RESERVE FUND IX L P | Other | 1 | 2006 | ||
| KRUEGER ALEX T | Director | 5 | 2006–2009 | ||
| MACAULAY WILLIAM E | Director | 1 | 2006 | ||
| SHOCKLEY THOMAS V III | Director | 6 | 2006–2009 | ||
| Foley David | Director | 8 | 2006–2009 | ||
| Pack A Scott Jr | Officer | EVP, Sales; Sr. VP, Sales and Marketing; SVP, Sales and Marketing | 22 | 2006–2011 | |
| Kost Kurt D | Director,Officer; Officer | Executive Vice President; President; President and COO | 18 | 2007–2012 | person page Fuzzy |
| Cavatoni Philip J | Officer | EVP & Chief Fin & Strategy Off; EVP & Chief Strategy Officer | 28 | 2009–2016 | |
| Crutchfield Kevin S | Director; Director,Officer | Chairman and CEO; Chief Executive Officer | 32 | 2009–2015 | |
| DRAPER E LINN JR | Director | 33 | 2009–2015 | person page Fuzzy | |
| EISENBERG GLENN A | Director | 8 | 2009–2014 | ||
| FOX JOHN W JR | Director | 11 | 2009–2011 | person page Fuzzy | |
| Groves Vaughn R | Officer | EVP, GC & Corporate Secretary | 24 | 2009–2014 | |
| MCMILLION RANDY L | Officer | EVP, Business Excellence; EVP & Chief Admin. Officer; EVP & Running Right Officer | 22 | 2009–2012 | |
| Neely Eddie W | Officer | EVP; EVP & Chief Risk Officer | 23 | 2009–2012 | |
| Porco Joachim V | Officer | EVP & Chief Commercial Officer | 2 | 2009 | |
| Quillen Michael J | Director | 17 | 2009–2012 | ||
| WOOD TED G | Director | 5 | 2009–2012 | ||
| Vining Paul H | Officer | EVP & Chief Commercial Officer; President | 14 | 2011–2014 | |
| FRETZ DEBORAH M | Director | 10 | 2012–2015 | ||
| HASSEY L PATRICK | Director | 5 | 2012–2015 | ||
| Sullivan Brian D | Officer | EVP & Chief Commercial Officer | 12 | 2012–2015 | |
| BRISIMITZAKIS ANGELO C | Director | 4 | 2013–2014 | person page Fuzzy | |
| BANBURY GARY W | Officer | EVP?Admin and Support Services; EVP & Chief Admin Officer | 8 | 2013–2015 | |
| VERHEIJ RICHARD H | Officer | EVP, GC & Corporate Secretary | 3 | 2014–2015 | |
| Hainer Victor K | Officer | EVP - Mining Operations | 5 | 2015 | |
| Manno Mark Matthew | Officer | SVP - Chief Info & Sourcing | 3 | 2015 | |
| Jones Alan W Jr | Officer | SVP, Chief Acct Off & Control | 3 | 2015 | |
| Hartshorn Bruce A | Officer | SVP - Sales and Marketing | 1 | 2015 | |
| Eidson Andrew | Officer | EVP & Chief Financial Officer | 1 | 2016 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | Alpha Natural Resources, Inc. | VA | State business registries | name and state |
| Business registration | ALPHA NATURAL RESOURCES, LLC | VA | State business registries | name and state |
| Lobbying client | ALPHA NATURAL RESOURCES | VA | Federal lobbying (LDA) | name and state |
| Lobbying client | ALPHA NATURAL RESOURCES, INC. | VA | Federal lobbying (LDA) | name and state |
| Lobbying registrant | ALPHA NATURAL RESOURCES, INC. | VA | Federal lobbying (LDA) | name and state |
| SEC filer | Alpha Natural Resources, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Alpha Natural Resources, Inc. | VA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | ALPHA NATURAL RESOURCES, INC. | EIN (EXACT) | ||
| Person page | Angelo C Brisimitzakis | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Dr E Linn Draper Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | John W Fox Jr | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Kurt D Kost | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Mr Michael R Peelish | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Robert C Scharp | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Bituminous Coal & Lignite Surface Mining, VA first:
- James River Coal CO VA
- Alpha Natural Resources, Inc./Old VA
- COLOMBIA ENERGY RESOURCES, INC. CA
- WESTMORELAND COAL Co CO
- Westmoreland Resource Partners, LP CO
- Jinxuan Coking Coal Ltd F4
- Puda Coal, Inc. FL
- HORIZON NATURAL RESOURCES HOLDING CO LLC KY
- Rhino Resources, Inc. KY
- Rhino Resource Partners LP KY
In other datasets, the same topic (Energy) in VA:
- Lobbying client: ACEG (Federal lobbying (LDA))
Interests: Bituminous Coal & Lignite Surface Mining · Energy