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IPO registrations (S-1, F-1) · Registrants

WESTMORELAND COAL Co

SEC CIK
106455 · filings on EDGAR ↗
Registration
Form S-1, first filed 2004-07-28, last 2011-08-05; 4 initial registrations, 2 amendments
Outcome
Declared effective 2009-05-22; withdrawal requested 2007-08-02
Industry (SIC)
Bituminous Coal & Lignite Surface Mining 1221
Incorporated in
DE
Business address
9540 SOUTH MAROON CIRCLE, SUITE 300, Englewood, CO 80112
EIN
23-1128670
EDGAR entity type
operating
Insiders and CEO pay
WESTMORELAND COAL Co on the corporate pages

Offering terms

Shares offered
425,000
Listing
Nasdaq under the symbol WLB

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 17

FiledFormWhat it isName as filedEDGAR
2004-07-28S-1S-1 (registration)WESTMORELAND COAL CO0000106455-04-000067 ↗
2007-06-25S-1S-1 (registration)WESTMORELAND COAL CO0000950134-07-013931 ↗
2007-08-02RWRW (withdrawal request)WESTMORELAND COAL CO0000106455-07-000041 ↗
2008-03-17RWRW (withdrawal request)WESTMORELAND COAL CO0000950134-08-004939 ↗
2009-04-14S-1S-1 (registration)WESTMORELAND COAL CO0000950134-09-007531 ↗
2009-05-20S-1/AS-1/A (amendment)WESTMORELAND COAL CO0000950134-09-011182 ↗
2009-05-22EFFECTEFFECT (declared effective)WESTMORELAND COAL CO9999999995-09-001495 ↗
2010-05-07EFFECTEFFECT (declared effective)WESTMORELAND COAL Co9999999995-10-001422 ↗
2011-04-21EFFECTEFFECT (declared effective)WESTMORELAND COAL Co9999999995-11-001110 ↗
2011-06-30S-1S-1 (registration)WESTMORELAND COAL Co0000950123-11-063232 ↗
2011-07-28EFFECTEFFECT (declared effective)WESTMORELAND COAL Co9999999995-11-002315 ↗
2011-08-05S-1/AS-1/A (amendment)WESTMORELAND COAL Co0000950123-11-073815 ↗
2011-08-23EFFECTEFFECT (declared effective)WESTMORELAND COAL Co9999999995-11-002559 ↗
2012-05-08EFFECTEFFECT (declared effective)WESTMORELAND COAL Co9999999995-12-001452 ↗
2012-05-08EFFECTEFFECT (declared effective)WESTMORELAND COAL Co9999999995-12-001455 ↗
2012-05-09EFFECTEFFECT (declared effective)WESTMORELAND COAL Co9999999995-12-001493 ↗
2012-06-20EFFECTEFFECT (declared effective)WESTMORELAND COAL Co9999999995-12-001896 ↗

Prospectus pages read 1

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2011-08-05S-1/Aregistration statement$14.64425,000$6,222,000Nasdaq WLB0primary document; price line, shares headline, proceeds computeddocument ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
DURHAM THOMAS GOfficerVP - Planning and Engineering; VP, Planning and Engineering; VP-Planning and Engineering72006–2007
JONES DIANE SOfficerVP, Corporate Relations; VP-Corporate Relations132006–2007
TORTORICE DONALD ADirector42006
COFFEY THOMAS JDirector102006–2011
Klingaman Richard MDirector142006–2016
SIGHT JAMES WDirector32006
STERN WILLIAM MDirector92006–2010
SEGLEM CHRISTOPHER KDirector,OfficerChairman, President and CEO32006–2007
MYERS TODD AOfficerVice President - Coal Sales; V.P. Coal Sales; VP Coal Sales; VP, Coal Sales; VP- Sales & Marketing82006–2010
OSTRANDER THOMAS WDirector52006–2007
Seglem Mark KOfficerVP, Strategic Planning & Admin22006
ARMSTRONG MICHAELDirector32006
Paprzycki Kevin ADirector,Officer; OfficerCEO; CFO; CFO and Treasurer; Chief Financial Officer; Controller282006–2017
KILLEN ROBERT EDirector32006–2007
BECK RONALD HOfficerVice President, Finance; VP, Finance and Treasurer; VP-Finance and Treasurer42006–2007
Holzwarth Robert WOfficerSr. VP, Power12006
OLaughlin JohnOfficerVice President-Coal Operations; V.P. Coal Operations; VP - Coal Operations; VP, Coal Operations42006–2010
Wiegley Roger DOfficerGeneral Counsel and Secretary22006–2007
Blair David JOfficerChief Financial Officer12006
Cirillo Thomas MOfficerVP, Administration12006
Kathol Douglas POfficerExecutive Vice President; Vice President- Development; VP, Development162006–2014
ALESSI KEITH EDirector; Director,Officer; OfficerCEO; CEO, President, and Director; Chief Executive Officer; Executive Chairman; interim CEO/interim President; President and CEO272007–2015
Kegley Morris WOfficerGeneral Counsel; General Counsel and Secretary; General Counsel - Mining62007–2011
GENDELL JEFFREY L ET ALTenPercentOwner202008–2014
TONTINE CAPITAL MANAGEMENT LLCTenPercentOwner202008–2014
TONTINE CAPITAL PARTNERS L PTenPercentOwner202008–2014
TONTINE MANAGEMENT LLCTenPercentOwner202008–2014
TONTINE PARTNERS L PTenPercentOwner202008–2014
Lobb Delbert L JrOfficerPresident and CEO; President & CEO32008
DAPPOLONIA MICHAEL RDirector; Other92008–2013
BLASE ALLEN ANATOLETenPercentOwner42009
KLAMARUS DEBORAH VINCINOTenPercentOwner42009
KLAMARUS KYLETenPercentOwner42009
VICINO DEBORAH DEETenPercentOwner42009
VICINO FAMILY HOLDINGS INCTenPercentOwner42009
VICINO FRANK JRDirector,TenPercentOwner; TenPercentOwner; TenPercentOwnerOther152009–2013person page Fuzzy
VICINO FRANK SRTenPercentOwner52009
VICINO ROSEMARYTenPercentOwner42009
VICINO FAMILY LPTenPercentOwner62009
WESTMORELAND COAL COOfficerVP Coal Sales12009
DEBORAH KLAMERUS TRUSTEE UA 6/24/98TenPercentOwner22009
DEBORAH KLAMERUS TTEE FOR KAITLYN R KLAMERUS UA JUL 23 2003TenPercentOwner22009
FT VICINO TTEE FOR HANNAH UNDER AGREEMENT DATED 09/26/1997TenPercentOwner32009
FT VICINO TTEE FOR SHELBY UNDER AGREEMENT DATED 09/26/1997TenPercentOwner32009
TONTINE ASSET ASSOCIATES, L.L.C.TenPercentOwner212010–2014
TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P.TenPercentOwner212010–2014
TONTINE OVERSEAS ASSOCIATES LLCTenPercentOwner192010–2014
HAMILTON GAILDirector112011–2017
PACKWOOD JAN BDirector112011–2017person page Fuzzy
Scharp Robert CDirector122011–2018person page Fuzzy
Grafton Jennifer SOfficerCAO, CLO & Secretary; General Counsel and Secretary; General Counsel - Compliance; General Counsel & Secretary; SVP, CAO & Secretary242011–2018
Micheletti Joseph EarlOfficerChief Operating Officer; Executive Vice President; Sr VP - Coal Operations; Sr. VP - Coal Operations; SR VP - Coal Operations; SVP - Coal Operations202011–2018
King Robert PaulDirector,Officer; OfficerPresident and COO; President - U.S. Operations72012–2014
Werner Russell HOfficerCorporate Controller & PAO102012–2015
Hutchinson Michael GDirector112012–2017
Mackus Craig RDirector72013–2017
Tontine Associates, LLCTenPercentOwner42013–2014
Schadan John AlexanderOfficerChief Operating Officer; President - Canada Operations; Sr. VP - Coal Operations92014–2017
Bachynski TerryDirector62014–2017
Troup Nathan M.OfficerPrincipal Accounting Officer92015–2018
Veenstra Jason WilliamOfficerChief Financial Officer32015–2016
AUGUST NATHANIEL H.TenPercentOwner32016
MANGROVE CAPITALTenPercentOwner32016
MANGROVE PARTNERSTenPercentOwner32016
Mangrove Partners Fund (Cayman), Ltd.TenPercentOwner32016
Mangrove Partners Fund, L.P.TenPercentOwner32016
Mangrove Partners Master Fund, Ltd.TenPercentOwner32016
FLEXON ROBERT CDirector42016–2017
TINSTMAN ROBERT ADirector42016–2017
Stein Jeffrey ScottDirector42016–2017
Kohn Gary AlanOfficerCFO - Interim; Chief Financial Officer52016–2018
Henry Scott AlanOfficerPrincipal Accounting Officer12018

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationWestmoreland Coal CompanyCOState business registriesname and state
Political committeeWESTMORELAND COAL COMPANY POLITICAL ACTION COMMITTEE (connected to WESTMORELAND COAL COMPANY)COCampaign finance (FEC)name and state
IPO registrantWestmoreland Resource Partners, LPCOIPO registrations (S-1, F-1)same street address and ZIP code, 9540 S MAROON CIR STE 300 80112 (FUZZY: a shared address, not proof of a shared organization)
Lobbying clientWESTMORELAND COAL COMPANYCOFederal lobbying (LDA)name and state
Lobbying clientWESTMORELAND COAL COMPANYCOFederal lobbying (LDA)name and state
Lobbying clientWESTMORELAND COAL COMPANYCOFederal lobbying (LDA)name and state
Lobbying clientWESTMORELAND COAL COMPANYCOFederal lobbying (LDA)name and state
Lobbying clientWESTMORELAND COAL COMPANYCOFederal lobbying (LDA)name and state
Lobbying clientWESTMORELAND COAL COMPANYCOFederal lobbying (LDA)name and state
Lobbying clientWESTMORELAND COAL COMPANYCOFederal lobbying (LDA)name and state
Lobbying registrantWESTMORELAND COAL COMPANYCOFederal lobbying (LDA)name and state
SEC filerWESTMORELAND COAL CoSEC filers (EDGAR)CIK (EXACT)
Form 5500 plan sponsorWESTMORELAND COAL COMPANYEIN (EXACT)
Person pageFrank Vicino JrPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner)
Person pageJan B PackwoodPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageRobert C ScharpPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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SIC industry Bituminous Coal & Lignite Surface Mining, CO first:

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In other datasets, the same topic (Energy) in CO:

Interests: Bituminous Coal & Lignite Surface Mining · Energy