IPO registrations (S-1, F-1) · Registrants
ALLIANCE RESOURCE PARTNERS LP
- SEC CIK
- 1086600 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-05-20, last 1999-08-12; 1 initial registration, 5 amendments
- Outcome
- Final prospectus filed 1999-08-18
- Industry (SIC)
- Bituminous Coal & Lignite Surface Mining 1221
- Incorporated in
- DE
- Business address
- 1717 SOUTH BOULDER AVENUE, SUITE 400, Tulsa, OK 74119
- EIN
- 73-1564280
- Ticker
- ARLP (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- ALLIANCE RESOURCE PARTNERS LP on the corporate pages
Offering terms
- Proposed price range
- $19.00–$21.00 per share (S-1/A filed 1999-08-09)
- Final price
- $19.00 per share, within the range (424B4 filed 1999-08-18, an initial public offering)
- Gross proceeds
- $147,250,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ARLP
- Lead underwriters
- Citigroup; Morgan Stanley
- Syndicate
- A.G. Edwards; Lehman Brothers
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: ALLIANCE RESOURCE PARTNERS LP EXACT (CIK (EXACT))
- Person page: Gary J Rathburn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Kathleen S Craft Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 7
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-05-20 | S-1 | S-1 (registration) | ALLIANCE RESOURCE PARTNERS LP | 0000950129-99-002354 ↗ |
| 1999-06-30 | S-1/A | S-1/A (amendment) | ALLIANCE RESOURCE PARTNERS LP | 0000950129-99-002920 ↗ |
| 1999-07-20 | S-1/A | S-1/A (amendment) | ALLIANCE RESOURCE PARTNERS LP | 0000950129-99-003227 ↗ |
| 1999-07-23 | S-1/A | S-1/A (amendment) | ALLIANCE RESOURCE PARTNERS LP | 0000950129-99-003270 ↗ |
| 1999-08-09 | S-1/A | S-1/A (amendment) | ALLIANCE RESOURCE PARTNERS LP | 0000950129-99-003513 ↗ |
| 1999-08-12 | S-1/A | S-1/A (amendment) | ALLIANCE RESOURCE PARTNERS LP | 0000950129-99-003591 ↗ |
| 1999-08-18 | 424B4 | 424B4 (final prospectus) | ALLIANCE RESOURCE PARTNERS LP | 0000950129-99-003778 ↗ |
Prospectus pages read 3
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-08-09 | S-1/A | registration statement | $19.00–$21.00 | - | - | Nasdaq ARLP | 4 | from the submission text; range, cover names 4 | document ↗ | |
| 1999-08-12 | S-1/A | registration statement | - | - | 0 | from the submission text; no terms found | document ↗ | |||
| 1999-08-18 | 424B4 | final prospectus | $19.00 | - | $147,250,000 | Nasdaq ARLP | 4 | from the submission text; price table, proceeds table, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| HALL MICHAEL J | Director | 60 | 2006–2015 | ||
| MACWILLIAMS JOHN J | Director | 10 | 2006–2007 | ||
| MILLER PRESTON R JR | Director | 10 | 2006–2007 | ||
| NEAFSEY JOHN P | Director | 106 | 2006–2019 | ||
| ROBINSON JOHN H | Director | 55 | 2006–2022 | ||
| SACHSE ROBERT G | Director,Officer; Officer | Excutive Vice President; Executive Vice President; EXECUTIVE VICE PRESIDENT | 130 | 2006–2024 | |
| CANTRELL BRIAN L | Officer | Senior VP and CFO; SENIOR VP AND CFO | 103 | 2006–2023 | |
| CRAFT JOSEPH W III | Director,Officer,TenPercentOwner | President and CEO; President and Chief Executive; PRESIDENT AND CHIEF EXECUTIVE | 99 | 2006–2024 | |
| GILBERT DAVE A | Officer | VP of Info Tech Services | 28 | 2006–2010 | |
| MARSHALL CARY P | Officer | SENIOR VP AND CFO; VP Corporate Finance | 89 | 2006–2026 | |
| PEARSON THOMAS L | Officer | Senior VP-Law and Admin | 7 | 2006–2007 | |
| RATHBURN GARY J | Officer | Senior VP-Marketing | 5 | 2006 | person page Fuzzy |
| WESLEY CHARLES R | Director,Officer; Officer | Executive Vice President; Senior VP-Operations | 84 | 2006–2021 | |
| WILKERSON DALE G | Officer | Vice President and Controller | 5 | 2006 | |
| WYNNE THOMAS M | Officer | Senior Vice President and COO; SENIOR VICE PRESIDENT AND COO; Sen VP-Chief Operating Officer; Vice President of Operations | 129 | 2006–2026 | |
| Fouch Robert J | Officer | Vice President and Controller; Vice President Controller; VP, Controller and CAO | 37 | 2006–2020 | |
| Ayres Merribel S | Director | 11 | 2007–2009 | ||
| Torrence Wilson M | Director | 99 | 2007–2024 | ||
| Davis R Eberley | Officer | SVP-Law&Admin,General Counsel; SVP-LAW/ADMIN,GENERAL COUNSEL | 98 | 2007–2024 | |
| CARTER NICK | Director | 4 | 2015–2018 | ||
| Alliance GP, LLC | Director,TenPercentOwner | 2 | 2017–2018 | ||
| Alliance Holdings GP, L.P. | Director,TenPercentOwner; TenPercentOwner | 2 | 2017–2018 | ||
| Alliance Resource Management GP, LLC | TenPercentOwner | 2 | 2017 | ||
| MGP II, LLC | Director,TenPercentOwner | 2 | 2017–2018 | ||
| C-Holdings, LLC | Director,TenPercentOwner | 2 | 2017–2018 | ||
| Whelan Timothy J | Officer | Senior Vice President Sales; SENIOR VICE PRESIDENT SALES | 47 | 2018–2026 | |
| Craft Kathleen S. | TenPercentOwner | 12 | 2018–2023 | person page Fuzzy | |
| DRUTEN ROBERT J | Director | 26 | 2019–2024 | ||
| Tholen Kirk | Officer | Senior Vice President; SENIOR VICE PRESIDENT; Sr VP, Chief Strategic Officer | 29 | 2020–2026 | |
| CORDLE MEGAN J | Officer | VP, Controller and CAO; VP, CONTROLLER AND CAO | 8 | 2022–2026 | |
| Woodward D Andrew | Officer | Senior VP, New Ventures; SENIOR VP, NEW VENTURES | 2 | 2022–2024 | |
| Schnitzer Steven C. | Officer | SVP, Gen Counsel, Secretary | 1 | 2024 | |
| Vining Paul H | Director | 1 | 2024 | ||
| Watson Mark Allen | Officer | SrVP - Operations & Technology | 5 | 2024–2026 | |
| McDaniel Ronna R. | Director | 3 | 2024–2026 | ||
| Parrish Jesse M. | Officer | Sr VP & CCO of Alliance Coal | 1 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Nonprofit | JOSEPH W CRAFT III FOUNDATION | OK | Nonprofits (IRS Form 990) | same street address and ZIP code, 1717 S BOULDER AVE STE 400 74119 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | ALLIANCE RESOURCE PARTNERS LP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Gary J Rathburn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Kathleen S Craft | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Bituminous Coal & Lignite Surface Mining, OK first:
- Alliance Holdings GP, L.P. OK
- COLOMBIA ENERGY RESOURCES, INC. CA
- WESTMORELAND COAL Co CO
- Westmoreland Resource Partners, LP CO
- Jinxuan Coking Coal Ltd F4
- Puda Coal, Inc. FL
- HORIZON NATURAL RESOURCES HOLDING CO LLC KY
- Rhino Resources, Inc. KY
- Rhino Resource Partners LP KY
- PEABODY ENERGY CORP MO
In other datasets, the same topic (Energy) in OK:
- Form D issuer: Armada Capital, LLC / OK (Form D private offerings)
- Lobbying client: ALLIANCE RESOURCE PARTNERS, L.P. (Federal lobbying (LDA))
Interests: Bituminous Coal & Lignite Surface Mining · Energy