IPO registrations (S-1, F-1) · Registrants
PEABODY ENERGY CORP
- SEC CIK
- 1064728 · filings on EDGAR ↗
- Former names
- P&L COAL HOLDINGS CORP (1998–2001)
- Registration
- Form S-1, first filed 2001-02-12, last 2017-07-10; 2 initial registrations, 8 amendments
- Outcome
- Final prospectus filed 2001-05-22; declared effective 2012-09-18; withdrawal requested 2017-05-04
- Industry (SIC)
- Bituminous Coal & Lignite Surface Mining 1221
- Incorporated in
- DE
- Business address
- 1245 J.J. KELLEY MEMORIAL DRIVE, SUITE 700, St Louis, MO 63131
- EIN
- 13-4004153
- Ticker
- BTU (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- PEABODY ENERGY CORP on the corporate pages
On this site
- Political committee (FEC): PEABODY ENERGY CORPORATION POLITICAL ACTION COMMITTEE (PEABODY PAC) (connected to PEABODY ENERGY CORPORATION) Fuzzy (name and state)
- Form D issuer: PEABODY ENERGY CORP EXACT (CIK (EXACT))
- Lobbying client: PEABODY ENERGY Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY CORPORATION Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY CORPORATION Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY CORPORATION Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY CORPORATION Fuzzy (name and state)
- Lobbying client: PEABODY ENERGY CORPORATION Fuzzy (name and state)
- SEC filer: PEABODY ENERGY CORP EXACT (CIK (EXACT))
- Person page: Amy B Schwetz Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Brian L Kuzma Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Gregory H Boyce Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Henry Givens Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: James C Grech Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
- Person page: Jeffery L Klinger Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Michael C Crews Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Mrs Irl F Engelhardt Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Richard A Navarre Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Roger B Walcott Jr Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Sharon D Fiehler Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 17
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2001-02-12 | S-1 | S-1 (registration) | P&L COAL HOLDINGS CORP | 0000950130-01-000753 ↗ |
| 2001-03-23 | S-1/A | S-1/A (amendment) | P&L COAL HOLDINGS CORP | 0000950130-01-001454 ↗ |
| 2001-04-13 | S-1/A | S-1/A (amendment) | PEABODY ENERGY CORP | 0000950130-01-500676 ↗ |
| 2001-04-27 | S-1/A | S-1/A (amendment) | PEABODY ENERGY CORP | 0000950130-01-500997 ↗ |
| 2001-05-01 | S-1/A | S-1/A (amendment) | PEABODY ENERGY CORP | 0000950130-01-501145 ↗ |
| 2001-05-10 | S-1/A | S-1/A (amendment) | PEABODY ENERGY CORP | 0000950130-01-501469 ↗ |
| 2001-05-17 | S-1/A | S-1/A (amendment) | PEABODY ENERGY CORP | 0000950130-01-501793 ↗ |
| 2001-05-22 | 424B1 | 424B1 (final prospectus) | PEABODY ENERGY CORP | 0000950130-01-501898 ↗ |
| 2001-05-22 | 424B1 | 424B1 (final prospectus) | PEABODY ENERGY CORP | 0000950130-01-501899 ↗ |
| 2012-09-18 | EFFECT | EFFECT (declared effective) | PEABODY ENERGY CORP | 9999999995-12-002759 ↗ |
| 2017-04-11 | S-1 | S-1 (registration) | PEABODY ENERGY CORP | 0001193125-17-119247 ↗ |
| 2017-05-04 | RW | RW (withdrawal request) | PEABODY ENERGY CORP | 0001193125-17-158931 ↗ |
| 2017-05-26 | S-1/A | S-1/A (amendment) | PEABODY ENERGY CORP | 0001193125-17-185662 ↗ |
| 2017-07-10 | S-1/A | S-1/A (amendment) | PEABODY ENERGY CORP | 0001193125-17-225280 ↗ |
| 2017-07-14 | EFFECT | EFFECT (declared effective) | PEABODY ENERGY CORP | 9999999995-17-001820 ↗ |
| 2017-08-17 | EFFECT | EFFECT (declared effective) | PEABODY ENERGY CORP | 9999999995-17-002147 ↗ |
| 2018-04-04 | EFFECT | EFFECT (declared effective) | PEABODY ENERGY CORP | 9999999995-18-000747 ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BOYCE GREGORY H | Director,Officer | Chairman and CEO; President and CEO | 57 | 2006–2015 | person page Fuzzy |
| BROWN B R | Director | 2 | 2006–2007 | ||
| COLEY WILLIAM A | Director; Other | 15 | 2006–2017 | ||
| FIEHLER SHARON D | Officer | EVP - Chief Admin. Officer; EVP - Human Resources & Admin. | 27 | 2006–2014 | person page Fuzzy |
| GIVENS HENRY JR | Director | 5 | 2006–2008 | person page Fuzzy | |
| JAMES WILLIAM E | Director; Other | 23 | 2006–2017 | ||
| KARN ROBERT B III | Director; Other | 25 | 2006–2017 | ||
| KLINGER JEFFERY L | Officer | VP, GC & Sec. | 2 | 2006 | person page Fuzzy |
| LENTZ HENRY E | Director; Other | 14 | 2006–2017 | ||
| NAVARRE RICHARD A | Officer | EVP and CFO; Pres & Chief Comm. Officer | 38 | 2006–2012 | person page Fuzzy |
| PALMER FREDRICK D | Officer | Senior VP - Govt Relations | 2 | 2006 | |
| RUSNACK WILLIAM C | Director; Other | 16 | 2006–2017 | ||
| SCHLESINGER JAMES DR R | Director | 4 | 2006–2008 | ||
| TOUHILL BLANCHE M | Director | 6 | 2006–2009 | ||
| TREASE SANDRA VAN | Director; Other | 15 | 2006–2017 | ||
| Turner John F | Director; Other | 14 | 2006–2017 | ||
| WALCOTT ROGER B JR | Officer | EVP - Corporate Development; EVP - Strategy & Bus. Services | 19 | 2006–2008 | person page Fuzzy |
| WASHKOWITZ ALAN H | Director | 13 | 2006–2015 | ||
| WHITING RICHARD M | Officer | EVP - Chief Marketing Officer; EVP - Sales and Trading | 12 | 2006–2007 | |
| ENGELHARDT IRL F | Director; Director,TenPercentOwner | 23 | 2006–2007 | person page Fuzzy | |
| NEMEC JIRI | Officer | Group VP - U.S. Eastern Ops. | 6 | 2006–2007 | |
| Williamson Kemal | Officer | Former President-US Operations; Group VP - U.S. Western Ops.; President - Americas; PRESIDENT - AMERICAS; President - US Operations | 46 | 2006–2022 | |
| CRAIG IAN S | Officer | Grp. VP - Australian Ops.; Managing Dir - Australian Ops. | 15 | 2006–2008 | |
| Schoch Alexander C | Officer | Exec VP & CLO | 27 | 2006–2015 | |
| Bowen Rick A | Officer | Pres. of Gen. & Btu Conv. | 3 | 2007–2008 | |
| Ford Eric | Officer | Chairman - Australia; Exec. VP & COO | 24 | 2007–2014 | |
| Crews Michael C. | Officer | Executive Vice President & CFO | 24 | 2008–2015 | person page Fuzzy |
| Keeth Martha Frances | Director | 6 | 2009–2013 | ||
| Malone Robert A | Director | 39 | 2009–2026 | ||
| Hull Jeane L. | Officer | EVP - Chief Technical Officer; EVP - Technical Services | 18 | 2011–2015 | |
| Hagedorn Christopher J | Officer | Group Exec & Chief Dev Off; President-Asia & Coal Trading; President-Asia & Trading | 8 | 2012–2016 | |
| Meintjes Charles F | Officer | Acting President - Americas; EVP & COO; EVP - Corporate Services & CCO; EVP-Corporate Services & CCO; President - Australia | 36 | 2012–2020 | |
| Wilson Heather A | Director; Other | 6 | 2013–2017 | ||
| Kellow Glenn L | Director,Officer; Officer; Other | President and CEO; PRESIDENT AND CEO; President and CEO-Elect; President and COO | 34 | 2013–2021 | |
| SUTHERLIN MICHAEL W | Director | 15 | 2014–2021 | ||
| Slentz Andrew P | Officer | EVP - Human Resources | 4 | 2014–2016 | |
| Galli Bryan A | Officer | Group Exec & Chief Mktg Off.; Group Exec Marketing & Trading; Group Exec Markting & Trading | 7 | 2014–2017 | |
| Schwetz Amy B | Officer | EVP and CFO | 20 | 2015–2020 | person page Fuzzy |
| Dorch A. Verona | Officer | EVP,CLO,Govt Affairs&Corp Sec; EVP,CLO,Govt Affairs&Corp Secy | 22 | 2015–2020 | |
| Citrone Robert K. | TenPercentOwner | 4 | 2017 | ||
| DISCOVERY CAPITAL MANAGEMENT, LLC / CT | TenPercentOwner | 4 | 2017 | ||
| Discovery Global Opportunity Partners, L.P. | TenPercentOwner | 4 | 2017 | ||
| Schuller George John JR | Officer | PRESIDENT - AUSTRALIA | 16 | 2017–2019 | |
| ELLIOTT ASSOCIATES, L.P. | TenPercentOwner | 15 | 2017–2018 | ||
| ELLIOTT INTERNATIONAL, L.P. | TenPercentOwner | 20 | 2017–2019 | ||
| Chirekos Nicholas J. | Director | 30 | 2017–2026 | ||
| GORMAN STEPHEN E | Director | 28 | 2017–2026 | ||
| LAYMON JOE W | Director | 27 | 2017–2026 | ||
| MADDEN TERESA S | Director | 8 | 2017–2020 | ||
| Moore Kenneth W | Director | 8 | 2017–2020 | ||
| Usmar Shaun A. | Director | 7 | 2017–2019 | ||
| Richard Paul V. | Officer | Former SVP & Chief HR Officer; SVP & Chief HR Officer; SVP& Chief HR Officer; SVP & CHIEF HR OFFICER | 25 | 2017–2022 | |
| Bertone Andrea E. | Director | 29 | 2019–2026 | ||
| Hathhorn Marc E. | Director; Officer | President-Australia Operations; PRESIDENT-AUSTRALIA OPERATIONS; President-US Operations | 22 | 2019–2022 | |
| Elliott Investment Management L.P. | TenPercentOwner | 19 | 2020–2024 | ||
| Spurbeck Mark | Officer | EVP and CFO; SVP and Interim CFO | 43 | 2020–2026 | |
| Algaze Samantha | Director | 11 | 2020–2024 | ||
| Miller David J | Director | 11 | 2020–2024 | ||
| Yeates Darren Ronald | Director; Director,Officer; Officer | EVP & COO | 29 | 2020–2026 | |
| Jarboe Scott T. | Officer | CAO and Corporate Secretary; CLO and Corporate Secretary | 39 | 2020–2026 | |
| Champion William H | Director | 22 | 2020–2026 | ||
| Grech James C. | Director,Officer; Officer | President and CEO | 26 | 2021–2026 | person page Fuzzy |
| Banks Margaret Katherine | Director | 17 | 2023–2026 | ||
| Kuzma Brian L. | TenPercentOwner | 2 | 2024 | person page Fuzzy | |
| Thomist Capital, LLC | TenPercentOwner | 2 | 2024 | ||
| THOMIST CAPITAL MANAGEMENT, LP | TenPercentOwner | 2 | 2024 | ||
| Thomist Fund, LP | TenPercentOwner | 2 | 2024 | ||
| Roberts Malcolm James | Officer | EVP & Chief Commercial Officer | 8 | 2025–2026 | |
| Hodges Georganne | Director | 7 | 2025–2026 | ||
| Walker Clayton D. | Director | 7 | 2025–2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-04-18 | PEABODY ENERGY CORP | Coal Mining | $1,500,000,000 | $806,000,000 | 136 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.