IPO registrations (S-1, F-1) · Registrants

PEABODY ENERGY CORP

SEC CIK
1064728 · filings on EDGAR ↗
Former names
P&L COAL HOLDINGS CORP (1998–2001)
Registration
Form S-1, first filed 2001-02-12, last 2017-07-10; 2 initial registrations, 8 amendments
Outcome
Final prospectus filed 2001-05-22; declared effective 2012-09-18; withdrawal requested 2017-05-04
Industry (SIC)
Bituminous Coal & Lignite Surface Mining 1221
Incorporated in
DE
Business address
1245 J.J. KELLEY MEMORIAL DRIVE, SUITE 700, St Louis, MO 63131
EIN
13-4004153
Ticker
BTU (NYSE)
EDGAR entity type
operating
Insiders and CEO pay
PEABODY ENERGY CORP on the corporate pages

Filings 17

FiledFormWhat it isName as filedEDGAR
2001-02-12S-1S-1 (registration)P&L COAL HOLDINGS CORP0000950130-01-000753 ↗
2001-03-23S-1/AS-1/A (amendment)P&L COAL HOLDINGS CORP0000950130-01-001454 ↗
2001-04-13S-1/AS-1/A (amendment)PEABODY ENERGY CORP0000950130-01-500676 ↗
2001-04-27S-1/AS-1/A (amendment)PEABODY ENERGY CORP0000950130-01-500997 ↗
2001-05-01S-1/AS-1/A (amendment)PEABODY ENERGY CORP0000950130-01-501145 ↗
2001-05-10S-1/AS-1/A (amendment)PEABODY ENERGY CORP0000950130-01-501469 ↗
2001-05-17S-1/AS-1/A (amendment)PEABODY ENERGY CORP0000950130-01-501793 ↗
2001-05-22424B1424B1 (final prospectus)PEABODY ENERGY CORP0000950130-01-501898 ↗
2001-05-22424B1424B1 (final prospectus)PEABODY ENERGY CORP0000950130-01-501899 ↗
2012-09-18EFFECTEFFECT (declared effective)PEABODY ENERGY CORP9999999995-12-002759 ↗
2017-04-11S-1S-1 (registration)PEABODY ENERGY CORP0001193125-17-119247 ↗
2017-05-04RWRW (withdrawal request)PEABODY ENERGY CORP0001193125-17-158931 ↗
2017-05-26S-1/AS-1/A (amendment)PEABODY ENERGY CORP0001193125-17-185662 ↗
2017-07-10S-1/AS-1/A (amendment)PEABODY ENERGY CORP0001193125-17-225280 ↗
2017-07-14EFFECTEFFECT (declared effective)PEABODY ENERGY CORP9999999995-17-001820 ↗
2017-08-17EFFECTEFFECT (declared effective)PEABODY ENERGY CORP9999999995-17-002147 ↗
2018-04-04EFFECTEFFECT (declared effective)PEABODY ENERGY CORP9999999995-18-000747 ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
BOYCE GREGORY HDirector,OfficerChairman and CEO; President and CEO572006–2015person page Fuzzy
BROWN B RDirector22006–2007
COLEY WILLIAM ADirector; Other152006–2017
FIEHLER SHARON DOfficerEVP - Chief Admin. Officer; EVP - Human Resources & Admin.272006–2014person page Fuzzy
GIVENS HENRY JRDirector52006–2008person page Fuzzy
JAMES WILLIAM EDirector; Other232006–2017
KARN ROBERT B IIIDirector; Other252006–2017
KLINGER JEFFERY LOfficerVP, GC & Sec.22006person page Fuzzy
LENTZ HENRY EDirector; Other142006–2017
NAVARRE RICHARD AOfficerEVP and CFO; Pres & Chief Comm. Officer382006–2012person page Fuzzy
PALMER FREDRICK DOfficerSenior VP - Govt Relations22006
RUSNACK WILLIAM CDirector; Other162006–2017
SCHLESINGER JAMES DR RDirector42006–2008
TOUHILL BLANCHE MDirector62006–2009
TREASE SANDRA VANDirector; Other152006–2017
Turner John FDirector; Other142006–2017
WALCOTT ROGER B JROfficerEVP - Corporate Development; EVP - Strategy & Bus. Services192006–2008person page Fuzzy
WASHKOWITZ ALAN HDirector132006–2015
WHITING RICHARD MOfficerEVP - Chief Marketing Officer; EVP - Sales and Trading122006–2007
ENGELHARDT IRL FDirector; Director,TenPercentOwner232006–2007person page Fuzzy
NEMEC JIRIOfficerGroup VP - U.S. Eastern Ops.62006–2007
Williamson KemalOfficerFormer President-US Operations; Group VP - U.S. Western Ops.; President - Americas; PRESIDENT - AMERICAS; President - US Operations462006–2022
CRAIG IAN SOfficerGrp. VP - Australian Ops.; Managing Dir - Australian Ops.152006–2008
Schoch Alexander COfficerExec VP & CLO272006–2015
Bowen Rick AOfficerPres. of Gen. & Btu Conv.32007–2008
Ford EricOfficerChairman - Australia; Exec. VP & COO242007–2014
Crews Michael C.OfficerExecutive Vice President & CFO242008–2015person page Fuzzy
Keeth Martha FrancesDirector62009–2013
Malone Robert ADirector392009–2026
Hull Jeane L.OfficerEVP - Chief Technical Officer; EVP - Technical Services182011–2015
Hagedorn Christopher JOfficerGroup Exec & Chief Dev Off; President-Asia & Coal Trading; President-Asia & Trading82012–2016
Meintjes Charles FOfficerActing President - Americas; EVP & COO; EVP - Corporate Services & CCO; EVP-Corporate Services & CCO; President - Australia362012–2020
Wilson Heather ADirector; Other62013–2017
Kellow Glenn LDirector,Officer; Officer; OtherPresident and CEO; PRESIDENT AND CEO; President and CEO-Elect; President and COO342013–2021
SUTHERLIN MICHAEL WDirector152014–2021
Slentz Andrew POfficerEVP - Human Resources42014–2016
Galli Bryan AOfficerGroup Exec & Chief Mktg Off.; Group Exec Marketing & Trading; Group Exec Markting & Trading72014–2017
Schwetz Amy BOfficerEVP and CFO202015–2020person page Fuzzy
Dorch A. VeronaOfficerEVP,CLO,Govt Affairs&Corp Sec; EVP,CLO,Govt Affairs&Corp Secy222015–2020
Citrone Robert K.TenPercentOwner42017
DISCOVERY CAPITAL MANAGEMENT, LLC / CTTenPercentOwner42017
Discovery Global Opportunity Partners, L.P.TenPercentOwner42017
Schuller George John JROfficerPRESIDENT - AUSTRALIA162017–2019
ELLIOTT ASSOCIATES, L.P.TenPercentOwner152017–2018
ELLIOTT INTERNATIONAL, L.P.TenPercentOwner202017–2019
Chirekos Nicholas J.Director302017–2026
GORMAN STEPHEN EDirector282017–2026
LAYMON JOE WDirector272017–2026
MADDEN TERESA SDirector82017–2020
Moore Kenneth WDirector82017–2020
Usmar Shaun A.Director72017–2019
Richard Paul V.OfficerFormer SVP & Chief HR Officer; SVP & Chief HR Officer; SVP& Chief HR Officer; SVP & CHIEF HR OFFICER252017–2022
Bertone Andrea E.Director292019–2026
Hathhorn Marc E.Director; OfficerPresident-Australia Operations; PRESIDENT-AUSTRALIA OPERATIONS; President-US Operations222019–2022
Elliott Investment Management L.P.TenPercentOwner192020–2024
Spurbeck MarkOfficerEVP and CFO; SVP and Interim CFO432020–2026
Algaze SamanthaDirector112020–2024
Miller David JDirector112020–2024
Yeates Darren RonaldDirector; Director,Officer; OfficerEVP & COO292020–2026
Jarboe Scott T.OfficerCAO and Corporate Secretary; CLO and Corporate Secretary392020–2026
Champion William HDirector222020–2026
Grech James C.Director,Officer; OfficerPresident and CEO262021–2026person page Fuzzy
Banks Margaret KatherineDirector172023–2026
Kuzma Brian L.TenPercentOwner22024person page Fuzzy
Thomist Capital, LLCTenPercentOwner22024
THOMIST CAPITAL MANAGEMENT, LPTenPercentOwner22024
Thomist Fund, LPTenPercentOwner22024
Roberts Malcolm JamesOfficerEVP & Chief Commercial Officer82025–2026
Hodges GeorganneDirector72025–2026
Walker Clayton D.Director72025–2026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Private offerings before or after (Form D)

First filedIssuerIndustryOfferingSoldInvestorsFilings
2017-04-18PEABODY ENERGY CORPCoal Mining$1,500,000,000$806,000,0001361

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.