IPO registrations (S-1, F-1) · Registrants
James River Coal CO
- SEC CIK
- 1297720 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2004-08-13, last 2005-05-24; 2 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2004-11-15
- Industry (SIC)
- Bituminous Coal & Lignite Surface Mining 1221
- Incorporated in
- VA
- Business address
- 901 E. BYRD STREET, SUITE 1600, Richmond, VA 23219
- EIN
- 54-1602012
- EDGAR entity type
- operating
- Insiders and CEO pay
- James River Coal CO on the corporate pages
Offering terms
- Shares offered
- 8,462,722
- Lead underwriters
- of Contents
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: James River Coal Company Fuzzy (name and state)
- Form 5500 plan sponsor: JAMES RIVER COAL COMPANY EXACT (EIN (EXACT))
- SEC filer: James River Coal CO EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-08-13 | S-1 | S-1 (registration) | James River Coal CO | 0001167966-04-000640 ↗ |
| 2004-09-22 | S-1/A | S-1/A (amendment) | James River Coal CO | 0001145443-04-001484 ↗ |
| 2004-10-19 | S-1/A | S-1/A (amendment) | James River Coal CO | 0001145443-04-001567 ↗ |
| 2004-11-15 | 424B4 | 424B4 (final prospectus) | James River Coal CO | 0001167966-04-001120 ↗ |
| 2005-04-19 | S-1 | S-1 (registration) | James River Coal CO | 0001145443-05-000934 ↗ |
| 2005-05-09 | S-1/A | S-1/A (amendment) | James River Coal CO | 0001145443-05-001149 ↗ |
| 2005-05-20 | S-1/A | S-1/A (amendment) | James River Coal CO | 0001145443-05-001206 ↗ |
| 2005-05-24 | S-1/A | S-1/A (amendment) | James River Coal CO | 0001145443-05-001220 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-10-19 | S-1/A | registration statement | 8,462,722 | - | 1 | primary document; shares headline, cover names 1 | document ↗ | |||
| 2004-11-15 | 424B4 | final prospectus | 8,462,722 | - | 1 | primary document; shares headline, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Pirate Capital LLC | TenPercentOwner | 18 | 2006 | ||
| FALCONE PHILIP | TenPercentOwner | 3 | 2006 | ||
| HARBERT RAYMOND J | TenPercentOwner | 3 | 2006 | ||
| HMC INVESTORS LLC | TenPercentOwner | 3 | 2006 | ||
| LUCE MICHAEL D | TenPercentOwner | 3 | 2006 | ||
| Hudson Thomas R Jr | TenPercentOwner | 12 | 2006 | ||
| HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. | TenPercentOwner | 2 | 2006 | ||
| HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. | TenPercentOwner | 2 | 2006 | ||
| CROWN ALAN F | Director | 9 | 2006–2014 | ||
| VIPPERMAN JOSEPH H | Director | 12 | 2006–2014 | ||
| Wilson James Forbes | Director | 2 | 2006 | ||
| KUJAWA LEONARD J | Director | 12 | 2006–2014 | ||
| Hopkins II Samuel M | Officer | VP and Chf. Acct. Off.; VP and Chief Accounting Off.; VP & Chief Accounting Officer; VP/Chief Accounting Officer; VP & Chief Acctg. Off. | 16 | 2006–2014 | |
| Lane Coy K Jr | Officer | Sr. VP and Chief Operating Off; Sr. VP and COO; SVP and COO | 23 | 2006–2014 | |
| SOCHA PETER T | Director,Officer | Chairman, Pres and CEO; Chairman, Pres. and CEO | 16 | 2006–2014 | |
| Blackburn W Douglas Jr | Director | 4 | 2006–2007 | ||
| FlorJancic Ronald J | Director | 10 | 2006–2014 | ||
| Goldfarb Matthew | Director | 3 | 2006 | ||
| Weber Michael E | Officer | SVP and Chief Commercial Off; SVP and COO; SVP & Chief Commercial Officer | 18 | 2006–2014 | |
| GLENCORE FINANCE AG | TenPercentOwner | 1 | 2007 | ||
| GLENCORE HOLDING AG | TenPercentOwner | 1 | 2007 | ||
| GLENCORE INTERNATIONAL AG | TenPercentOwner | 1 | 2007 | ||
| aAd Capital Management LP | TenPercentOwner | 3 | 2007 | ||
| Jungfrau Fund LTD | TenPercentOwner | 2 | 2007 | ||
| Man Investments LTD | TenPercentOwner | 2 | 2007 | ||
| JOHNSTON JAMES MICHAEL | Other | 35 | 2007–2011 | ||
| KLEIN BRIAN KATZ | Other | 35 | 2007–2011 | ||
| STEELHEAD PARTNERS LLC | Other | 35 | 2007–2011 | ||
| STEELHEAD NAVIGATOR MASTER, L.P. | TenPercentOwner | 23 | 2008–2011 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | James River Coal Company | VA | State business registries | name and state |
| SEC filer | James River Coal CO | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | JAMES RIVER COAL COMPANY | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Bituminous Coal & Lignite Surface Mining, VA first:
- Alpha Natural Resources, Inc. VA
- Alpha Natural Resources, Inc./Old VA
- COLOMBIA ENERGY RESOURCES, INC. CA
- WESTMORELAND COAL Co CO
- Westmoreland Resource Partners, LP CO
- Jinxuan Coking Coal Ltd F4
- Puda Coal, Inc. FL
- HORIZON NATURAL RESOURCES HOLDING CO LLC KY
- Rhino Resources, Inc. KY
- Rhino Resource Partners LP KY
In other datasets, the same topic (Energy) in VA:
- Lobbying client: ACEG (Federal lobbying (LDA))
Interests: Bituminous Coal & Lignite Surface Mining · Energy