IPO registrations (S-1, F-1) · Registrants
COSI INC
- SEC CIK
- 1171014 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2002-04-17, last 2015-05-29; 5 initial registrations, 13 amendments
- Outcome
- Final prospectus filed 2002-11-25; declared effective 2009-12-08
- Industry (SIC)
- Retail-Eating Places 5812
- Incorporated in
- DE
- Business address
- COSI INC, 294 WASHINGTON STREET SUITE 510, Boston, MA 02108
- EIN
- 06-1393745
- EDGAR entity type
- operating
- Insiders and CEO pay
- COSI INC on the corporate pages
Offering terms
- Final price
- $7.00 per share (424B4 filed 2002-11-25, an initial public offering)
- Shares sold
- 108,665
- Gross proceeds
- $760,655 before underwriting discounts and any over-allotment option
- Lead underwriters
- Inventory (910,873 shares)
- Syndicate
- September 30 (2,001)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: COSI, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: PUB CULTURE LLC EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: XANDO, INCORPORATED EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: Cosi, Inc. Fuzzy (name and state)
- Form 5500 plan sponsor: COSI, INC. EXACT (EIN (EXACT))
- SEC filer: COSI INC EXACT (CIK (EXACT))
- Person page: Christopher P Ames Md Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 24
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2002-04-17 | S-1 | S-1 (registration) | COSI INC | 0000950123-02-003869 ↗ |
| 2002-05-21 | S-1/A | S-1/A (amendment) | COSI INC | 0000950123-02-005522 ↗ |
| 2002-06-04 | S-1/A | S-1/A (amendment) | COSI INC | 0000950123-02-005915 ↗ |
| 2002-08-13 | S-1/A | S-1/A (amendment) | COSI INC | 0000950123-02-007754 ↗ |
| 2002-10-25 | S-1/A | S-1/A (amendment) | COSI INC | 0000950123-02-009960 ↗ |
| 2002-11-13 | S-1/A | S-1/A (amendment) | COSI INC | 0000950123-02-010645 ↗ |
| 2002-11-25 | 424B4 | 424B4 (final prospectus) | COSI INC | 0000950123-02-011323 ↗ |
| 2003-08-06 | S-1 | S-1 (registration) | COSI INC | 0000914121-03-001022 ↗ |
| 2003-11-10 | S-1/A | S-1/A (amendment) | COSI INC | 0000950123-03-012399 ↗ |
| 2003-11-19 | S-1/A | S-1/A (amendment) | COSI INC | 0000950123-03-012932 ↗ |
| 2003-11-25 | S-1/A | S-1/A (amendment) | COSI INC | 0000950123-03-013140 ↗ |
| 2005-06-15 | 424B4 | 424B4 (final prospectus) | COSI INC | 0000950137-05-007391 ↗ |
| 2009-12-08 | EFFECT | EFFECT (declared effective) | COSI INC | 9999999995-09-003402 ↗ |
| 2012-04-12 | S-1 | S-1 (registration) | COSI INC | 0000930413-12-002205 ↗ |
| 2012-05-24 | S-1/A | S-1/A (amendment) | COSI INC | 0000930413-12-003286 ↗ |
| 2012-05-25 | S-1/A | S-1/A (amendment) | COSI INC | 0000930413-12-003301 ↗ |
| 2012-05-30 | S-1/A | S-1/A (amendment) | COSI INC | 0000930413-12-003369 ↗ |
| 2012-06-01 | EFFECT | EFFECT (declared effective) | COSI INC | 9999999995-12-001710 ↗ |
| 2014-09-26 | S-1 | S-1 (registration) | COSI INC | 0001567619-14-000497 ↗ |
| 2014-11-05 | S-1/A | S-1/A (amendment) | COSI INC | 0001567619-14-000539 ↗ |
| 2014-11-07 | EFFECT | EFFECT (declared effective) | COSI INC | 9999999995-14-003277 ↗ |
| 2015-05-13 | S-1 | S-1 (registration) | COSI INC | 0001567619-15-000697 ↗ |
| 2015-05-29 | S-1/A | S-1/A (amendment) | COSI INC | 0001567619-15-000782 ↗ |
| 2015-06-02 | EFFECT | EFFECT (declared effective) | COSI INC | 9999999995-15-001503 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-11-13 | S-1/A | registration statement | 108,665 | - | 2 | primary document; shares headline, underwriting table 2 | document ↗ | |||
| 2002-11-25 | 424B4 | final prospectus | $7.00 | 108,665 | $760,655 | 2 | primary document; price sentence, shares headline, proceeds computed, underwriting table 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| FORREST WILLIAM D | Director; Director,Officer; DirectorOther | Executive Chairman | 20 | 2006–2007 | |
| DONNELLAN PATRICK J | Officer | V.P. Business Development; V.P. Business Development/; VP Strategy & Int'l Bus Dev; VP Strategy & Int'l Bus. Dev.; VP Strat & Int'l Bus Develop | 6 | 2006–2007 | |
| Iliff Becky | Officer | VP people; VP People | 8 | 2006–2012 | |
| Martensen Magdalena | Officer | Controller; CONTROLLER | 7 | 2006–2010 | |
| ARMSTRONG KEVIN | Director,Officer | CEO and President; CEO and PRESIDENT; CEO & President | 11 | 2006 | |
| ODONNELL MICHAEL P | Director | 12 | 2006–2014 | ||
| BAUE VICKI J | Officer | General Counsel; General Cousel /; V.P. & General Counsel; V.P. & General Counsel, CCO | 18 | 2006–2015 | |
| KOZIEL WILLIAM E | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER; Controller | 14 | 2006–2013 | |
| MELOTT GILBERT A | Officer | Chief People Officer; Exec. VP Operations & People | 6 | 2006–2007 | |
| SEIDMAN PAUL J | Officer | VP Food & Beverage; VP Food & Beverage / | 3 | 2006 | |
| DEMILIO MARK S | Director | 18 | 2006–2016 | ||
| FORD CREED L III | Director | 10 | 2006–2012 | ||
| MERRITT ROBERT STEPHEN | Director; Director,Officer | Interim CEO and President; INTERIM CEO AND PRESIDENT | 11 | 2006–2013 | |
| Carroll Christopher Joseph | Officer | EVP & Chief Marketing Officer | 5 | 2006–2008 | |
| Vardon Focus Fund II, L.P. | TenPercentOwner | 2 | 2006 | ||
| Vardon Focus Fund International, Ltd. | TenPercentOwner | 2 | 2006 | ||
| VARDON FOCUS FUND LP | TenPercentOwner | 4 | 2006–2007 | ||
| VARDON FOCUS INTERNATIONAL BP LTD | TenPercentOwner | 3 | 2006–2007 | ||
| Vardon Hybrid Fund LP | TenPercentOwner | 2 | 2006 | ||
| VARDON INTERNATIONAL BP LTD | TenPercentOwner | 3 | 2006–2007 | ||
| VARDON INTERNATIONAL LTD | TenPercentOwner | 1 | 2006 | ||
| VARDON PARTNERS II LP | TenPercentOwner | 4 | 2006–2007 | ||
| VARDON PARTNERS LP | TenPercentOwner | 3 | 2006–2007 | ||
| VARDON CAPITAL MANAGEMENT LLC | TenPercentOwner | 7 | 2006–2007 | ||
| KORSANT PHILIP B | TenPercentOwner | 1 | 2006 | ||
| PBK HOLDINGS INC | TenPercentOwner | 1 | 2006 | ||
| ZAM HOLDINGS L P | TenPercentOwner | 1 | 2006 | ||
| BACKUS EDWARD F | Officer | EVP and Chief Development Offi; EVP &Chief Development Officer; EVP & Chief Dev. Officer | 3 | 2006 | |
| AMES CHRISTOPHER P | Officer | Chief Operating Officer | 3 | 2006–2008 | person page Fuzzy |
| Vardon Continuum International, Ltd. | TenPercentOwner | 1 | 2007 | ||
| Hyatt II James F | Director,Officer | CEO and President; CEO & President | 6 | 2007–2011 | |
| Okamoto Karl | Director | 10 | 2007–2013 | ||
| JUVONEN RONALD | Other; TenPercentOwner | 9 | 2007–2011 | ||
| GALLEN JONATHAN | Other; TenPercentOwner | 12 | 2008–2009 | ||
| Bower Paul C | Officer | Snr VP and CDO; SVP and Chief Devel. Officer; SVP & CDO | 6 | 2008–2011 | |
| Gohde John F | Officer | Vice President of Development | 3 | 2011–2012 | |
| EDWARDS STEPHEN F | Director; Director,Officer | CEO & PRESIDENT; Executive Chair | 10 | 2011–2014 | |
| STUTZ CARIN | Director,Officer | CEO and President; CEO and PRESIDENT; CEO AND PRESIDENT | 5 | 2012 | |
| MILLER LLOYD I III | Other; TenPercentOwner | 35 | 2013–2015 | ||
| Birch Jean | Director | 7 | 2013–2016 | ||
| Collins Michael | Director | 8 | 2013–2016 | ||
| DOURNEY ROBERT J | Director,Officer | CEO and President; CEO & President; President & CEO | 7 | 2014–2016 | |
| BENNETT PATRICK | Director | 9 | 2014–2016 | ||
| Carlock Scott A. | Officer | CHIEF FINANCIAL OFFICER | 3 | 2014 | |
| PLAISANCE FUND LP | TenPercentOwner | 9 | 2014–2016 | ||
| Janus Capital Institutional Advisors | TenPercentOwner | 8 | 2014–2016 | ||
| Marks Bryan | Officer | Vice President Operations; VICE PRESIDENT OPERATIONS | 4 | 2014–2015 | |
| Lloyd David G | Director | 5 | 2015–2016 | ||
| Bagge Richard | Officer | Interim CFO | 2 | 2015 | |
| Rossy-Donovan Miguel | Officer | Chief Financial Officer | 3 | 2015 | |
| Nicolini William | Officer | Vice President Operations | 2 | 2015 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | COSI, INC. | IL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | PUB CULTURE LLC | FL | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | XANDO, INCORPORATED | CT | State business registries | EIN (EXACT, as the state registration reports it) |
| SEC filer | COSI INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | Cosi, Inc. | State business registries | name and state | |
| Form 5500 plan sponsor | COSI, INC. | EIN (EXACT) | ||
| Person page | Christopher P Ames Md | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Eating Places, MA first:
- FRIENDLYS RESTAURANTS FRANCHISE INC MA
- UFood Restaurant Group, Inc. MA
- FRIENDLY ICE CREAM CORP MA
- Blue Water Global Group, Inc. A0
- Tim Hortons Inc. A6
- PJ AMERICA INC AL
- P F CHANGS CHINA BISTRO INC AZ
- STAR BUFFET INC AZ
- KONA GRILL INC AZ
- BOSTON CHICKEN PLAN TRUST AZ
In other datasets, the same topic (Food and agriculture) in MA:
- Nonprofit: ABOUT FRESH INC (Nonprofits (IRS Form 990))
Interests: Retail-Eating Places · Food and agriculture