IPO registrations (S-1, F-1) · Registrants

COSI INC

SEC CIK
1171014 · filings on EDGAR ↗
Registration
Form S-1, first filed 2002-04-17, last 2015-05-29; 5 initial registrations, 13 amendments
Outcome
Final prospectus filed 2002-11-25; declared effective 2009-12-08
Industry (SIC)
Retail-Eating Places 5812
Incorporated in
DE
Business address
COSI INC, 294 WASHINGTON STREET SUITE 510, Boston, MA 02108
EIN
06-1393745
EDGAR entity type
operating
Insiders and CEO pay
COSI INC on the corporate pages

Offering terms

Final price
$7.00 per share (424B4 filed 2002-11-25, an initial public offering)
Shares sold
108,665
Gross proceeds
$760,655 before underwriting discounts and any over-allotment option
Lead underwriters
Inventory (910,873 shares)
Syndicate
September 30 (2,001)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 24

FiledFormWhat it isName as filedEDGAR
2002-04-17S-1S-1 (registration)COSI INC0000950123-02-003869 ↗
2002-05-21S-1/AS-1/A (amendment)COSI INC0000950123-02-005522 ↗
2002-06-04S-1/AS-1/A (amendment)COSI INC0000950123-02-005915 ↗
2002-08-13S-1/AS-1/A (amendment)COSI INC0000950123-02-007754 ↗
2002-10-25S-1/AS-1/A (amendment)COSI INC0000950123-02-009960 ↗
2002-11-13S-1/AS-1/A (amendment)COSI INC0000950123-02-010645 ↗
2002-11-25424B4424B4 (final prospectus)COSI INC0000950123-02-011323 ↗
2003-08-06S-1S-1 (registration)COSI INC0000914121-03-001022 ↗
2003-11-10S-1/AS-1/A (amendment)COSI INC0000950123-03-012399 ↗
2003-11-19S-1/AS-1/A (amendment)COSI INC0000950123-03-012932 ↗
2003-11-25S-1/AS-1/A (amendment)COSI INC0000950123-03-013140 ↗
2005-06-15424B4424B4 (final prospectus)COSI INC0000950137-05-007391 ↗
2009-12-08EFFECTEFFECT (declared effective)COSI INC9999999995-09-003402 ↗
2012-04-12S-1S-1 (registration)COSI INC0000930413-12-002205 ↗
2012-05-24S-1/AS-1/A (amendment)COSI INC0000930413-12-003286 ↗
2012-05-25S-1/AS-1/A (amendment)COSI INC0000930413-12-003301 ↗
2012-05-30S-1/AS-1/A (amendment)COSI INC0000930413-12-003369 ↗
2012-06-01EFFECTEFFECT (declared effective)COSI INC9999999995-12-001710 ↗
2014-09-26S-1S-1 (registration)COSI INC0001567619-14-000497 ↗
2014-11-05S-1/AS-1/A (amendment)COSI INC0001567619-14-000539 ↗
2014-11-07EFFECTEFFECT (declared effective)COSI INC9999999995-14-003277 ↗
2015-05-13S-1S-1 (registration)COSI INC0001567619-15-000697 ↗
2015-05-29S-1/AS-1/A (amendment)COSI INC0001567619-15-000782 ↗
2015-06-02EFFECTEFFECT (declared effective)COSI INC9999999995-15-001503 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
2002-11-13S-1/Aregistration statement108,665-2primary document; shares headline, underwriting table 2document ↗
2002-11-25424B4final prospectus$7.00108,665$760,6552primary document; price sentence, shares headline, proceeds computed, underwriting table 2document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
FORREST WILLIAM DDirector; Director,Officer; DirectorOtherExecutive Chairman202006–2007
DONNELLAN PATRICK JOfficerV.P. Business Development; V.P. Business Development/; VP Strategy & Int'l Bus Dev; VP Strategy & Int'l Bus. Dev.; VP Strat & Int'l Bus Develop62006–2007
Iliff BeckyOfficerVP people; VP People82006–2012
Martensen MagdalenaOfficerController; CONTROLLER72006–2010
ARMSTRONG KEVINDirector,OfficerCEO and President; CEO and PRESIDENT; CEO & President112006
ODONNELL MICHAEL PDirector122006–2014
BAUE VICKI JOfficerGeneral Counsel; General Cousel /; V.P. & General Counsel; V.P. & General Counsel, CCO182006–2015
KOZIEL WILLIAM EOfficerChief Financial Officer; CHIEF FINANCIAL OFFICER; Controller142006–2013
MELOTT GILBERT AOfficerChief People Officer; Exec. VP Operations & People62006–2007
SEIDMAN PAUL JOfficerVP Food & Beverage; VP Food & Beverage /32006
DEMILIO MARK SDirector182006–2016
FORD CREED L IIIDirector102006–2012
MERRITT ROBERT STEPHENDirector; Director,OfficerInterim CEO and President; INTERIM CEO AND PRESIDENT112006–2013
Carroll Christopher JosephOfficerEVP & Chief Marketing Officer52006–2008
Vardon Focus Fund II, L.P.TenPercentOwner22006
Vardon Focus Fund International, Ltd.TenPercentOwner22006
VARDON FOCUS FUND LPTenPercentOwner42006–2007
VARDON FOCUS INTERNATIONAL BP LTDTenPercentOwner32006–2007
Vardon Hybrid Fund LPTenPercentOwner22006
VARDON INTERNATIONAL BP LTDTenPercentOwner32006–2007
VARDON INTERNATIONAL LTDTenPercentOwner12006
VARDON PARTNERS II LPTenPercentOwner42006–2007
VARDON PARTNERS LPTenPercentOwner32006–2007
VARDON CAPITAL MANAGEMENT LLCTenPercentOwner72006–2007
KORSANT PHILIP BTenPercentOwner12006
PBK HOLDINGS INCTenPercentOwner12006
ZAM HOLDINGS L PTenPercentOwner12006
BACKUS EDWARD FOfficerEVP and Chief Development Offi; EVP &Chief Development Officer; EVP & Chief Dev. Officer32006
AMES CHRISTOPHER POfficerChief Operating Officer32006–2008person page Fuzzy
Vardon Continuum International, Ltd.TenPercentOwner12007
Hyatt II James FDirector,OfficerCEO and President; CEO & President62007–2011
Okamoto KarlDirector102007–2013
JUVONEN RONALDOther; TenPercentOwner92007–2011
GALLEN JONATHANOther; TenPercentOwner122008–2009
Bower Paul COfficerSnr VP and CDO; SVP and Chief Devel. Officer; SVP & CDO62008–2011
Gohde John FOfficerVice President of Development32011–2012
EDWARDS STEPHEN FDirector; Director,OfficerCEO & PRESIDENT; Executive Chair102011–2014
STUTZ CARINDirector,OfficerCEO and President; CEO and PRESIDENT; CEO AND PRESIDENT52012
MILLER LLOYD I IIIOther; TenPercentOwner352013–2015
Birch JeanDirector72013–2016
Collins MichaelDirector82013–2016
DOURNEY ROBERT JDirector,OfficerCEO and President; CEO & President; President & CEO72014–2016
BENNETT PATRICKDirector92014–2016
Carlock Scott A.OfficerCHIEF FINANCIAL OFFICER32014
PLAISANCE FUND LPTenPercentOwner92014–2016
Janus Capital Institutional AdvisorsTenPercentOwner82014–2016
Marks BryanOfficerVice President Operations; VICE PRESIDENT OPERATIONS42014–2015
Lloyd David GDirector52015–2016
Bagge RichardOfficerInterim CFO22015
Rossy-Donovan MiguelOfficerChief Financial Officer32015
Nicolini WilliamOfficerVice President Operations22015

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationCOSI, INC.ILState business registriesEIN (EXACT, as the state registration reports it)
Business registrationPUB CULTURE LLCFLState business registriesEIN (EXACT, as the state registration reports it)
Business registrationXANDO, INCORPORATEDCTState business registriesEIN (EXACT, as the state registration reports it)
SEC filerCOSI INCSEC filers (EDGAR)CIK (EXACT)
Business registrationCosi, Inc.State business registriesname and state
Form 5500 plan sponsorCOSI, INC.EIN (EXACT)
Person pageChristopher P Ames MdPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Retail-Eating Places, MA first:

More with this interest.

In other datasets, the same topic (Food and agriculture) in MA:

Interests: Retail-Eating Places · Food and agriculture