IPO registrations (S-1, F-1) · Underwriters

September 30

Deals
4 priced offerings as an underwriter; 4 initial public offerings
Proceeds of those deals
$332,760,655
Years
1997–2022
Named in
17 prospectuses and registration statements in all, including offerings not yet priced or withdrawn

Deals by year

YearDealsAs leadProceeds of deals
202210$200,000,000
202010$100,000,000
200210$760,655
199710$32,000,000

Deals 4

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
2022-01-14Zapata Quantum, Inc. MASyndicate$10.0020,000,000$200,000,000NYSE WNNRIPO2424B4 ↗
2020-11-24Breeze Holdings Acquisition Corp. TXSyndicate$10.0010,000,000$100,000,000Nasdaq BREZIPO4424B4 ↗
2002-11-25COSI INC MASyndicate$7.00108,665$760,655IPO2424B4 ↗
1997-12-12POWER INTEGRATIONS INC CASyndicate$8.004,000,000$32,000,000Nasdaq POWIIPO4424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 5

FiledCompanyRoleRangeSharesListingStatusDocument
2022-12-08Felicitex Therapeutics Inc.Syndicate2,480,000Nasdaq FLCTPendingS-1/A ↗
2018-01-25Rekor Systems, Inc.Syndicate-Nasdaq NVMMWithdrawn 2018-11-26S-1/A ↗
2016-10-14Natural Destiny Inc.Lead229,775Effective 2016-10-20S-1/A ↗
2015-02-19Tiluro, Inc.Lead1,147,000PendingS-1/A ↗
2008-02-05Orsus Xelent Technologies IncLead-NYSE American ORSPendingS-1 ↗

Works alongside

FirmDeals togetherOf which that firm led
Hambrecht & Quist11
I-Bankers Securities, Inc11
Inventory11
June 3010
Montgomery Securities10
Northland Securities10
RBC Capital Markets11
Robertson Stephens10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.