IPO registrations (S-1, F-1) · Registrants
Dougherty's Pharmacy, Inc.
- SEC CIK
- 1080029 · filings on EDGAR ↗
- Name on the registration
- ASD SYSTEMS INC
- Former names
- ASCENDANT SOLUTIONS INC (2000–2008); ASD SYSTEMS INC (1999–2000)
- Registration
- Form S-1, first filed 1999-08-26, last 1999-11-08; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1999-11-12
- Industry (SIC)
- Retail-Drug Stores and Proprietary Stores 5912
- Incorporated in
- DE
- Business address
- 5924 ROYAL LANE, SUITE 250, Dallas, TX 75230
- EIN
- 75-2900905
- EDGAR entity type
- operating
- Insiders and CEO pay
- Dougherty's Pharmacy, Inc. on the corporate pages
Offering terms
- Final price
- $8.00 per share (424B4 filed 1999-11-12, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $40,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ASDS
- Lead underwriters
- Bear Stearns
- Syndicate
- Prudential Securities (1,304,000); FBR (355,000); E*Offering; BofA Securities (100,000); Donaldson, Lufkin & Jenrette (100,000); Hambrecht & Quist (100,000); Lehman Brothers (100,000); SoundView (100,000); Axiom Partners Inc (50,000); Joseph Charles & Associates, Inc (50,000); First Southwest Company (50,000); Gaines, Berland Inc (50,000); Harris Webb & Garrison, Inc (50,000); Hoak Breedlove Wesneski & Co (50,000); Josephthal & Co. Inc (50,000); Needham & Company (50,000); Sanders Morris Mundy Inc (50,000); The Seidler Companies Incorporated (50,000); Southwest Securities, Inc (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: DOUGHERTY'S PHARMACY, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: DOUGHERTY'S PHARMACY, INC. EXACT (EIN (EXACT))
- SEC filer: ASCENDANT SOLUTIONS INC EXACT (CIK (EXACT))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-08-26 | S-1 | S-1 (registration) | ASD SYSTEMS INC | 0000930661-99-002068 ↗ |
| 1999-10-15 | S-1/A | S-1/A (amendment) | ASD SYSTEMS INC | 0000930661-99-002384 ↗ |
| 1999-11-08 | S-1/A | S-1/A (amendment) | ASD SYSTEMS INC | 0000930661-99-002511 ↗ |
| 1999-11-12 | 424B4 | 424B4 (final prospectus) | ASD SYSTEMS INC | 0000930661-99-002559 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-11-08 | S-1/A | registration statement | 5,000,000 | - | Nasdaq ASDS | 4 | from the submission text; shares headline, cover names 4 | document ↗ | ||
| 1999-11-12 | 424B4 | final prospectus | $8.00 | 5,000,000 | $40,000,000 | Nasdaq ASDS | 20 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 18, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| LEVECCHIO ANTHONY J | Director | 17 | 2006–2019 | ||
| LESLIE JAMES | Director; Director,Officer; Director,Officer,TenPercentOwner | CEO, Interim Pres., Int. CFO; Chairman | 7 | 2006–2019 | |
| BOYD GARY W | Officer | Vice President-Finance & CFO | 1 | 2006 | |
| Holtmyer Scott R | Officer | VP, Park InfusionCare, LP | 1 | 2006 | |
| CURETON WILL | Director | 14 | 2006–2019 | ||
| Gayler Michal L | Officer | Interim CFO | 1 | 2006 | |
| NONOMAQUE CURT | Director | 8 | 2006–2008 | ||
| Heil Mark S | Director,Officer; Officer; Other | President and CFO; VP Finance and CFO; VP-Finance and CFO | 6 | 2007–2018 | |
| Komuves Andrew | Officer | President, Pharmacy Operations | 1 | 2017 | |
| Phillips Troy | Director,TenPercentOwner | 5 | 2017–2019 | ||
| Edington Stewart | Director,Officer | President and CEO | 1 | 2019 | |
| FLYNN JOSEPH J | Director | 1 | 2019 | ||
| Womack Joshua | Director | 1 | 2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | DOUGHERTY'S PHARMACY, INC. | TX | State business registries | name and state |
| Plan sponsor | DOUGHERTY'S PHARMACY, INC. | TX | Form 5500 (employee benefit plans) | EIN (EXACT) |
| Plan sponsor | DOUGHERTY'S PHARMACY, INC. | TX | Form 5500 (employee benefit plans) | name and state |
| SEC filer | Dougherty's Pharmacy, Inc. | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Dougherty's Pharmacy, Inc. | TX | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | DOUGHERTY'S PHARMACY, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Retail-Drug Stores and Proprietary Stores, TX first:
- ADVANCEPCS TX
- ASSURED PHARMACY, INC. TX
- CLStv Corp. 2H
- CAREMARK RX INC AL
- MedAvail Holdings, Inc. AZ
- ENVISION DEVELOPMENT CORP /FL/ CA
- HEALTHCENTRAL COM CA
- MORE COM INC CA
- BOLDFACE GROUP, INC. CA
- Flowerkist Skin Care & Cosmetics, Inc. CA
In other datasets, the same topic (Retail) in TX:
- Form D issuer: 101 Commerce, Inc. (Form D private offerings)
Interests: Retail-Drug Stores and Proprietary Stores · Retail