IPO registrations (S-1, F-1) · Registrants
LOOKSMART LTD
- SEC CIK
- 1077866 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1999-06-14, last 1999-08-19; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1999-08-20
- Industry (SIC)
- Services-Computer Processing & Data Preparation 7374
- Incorporated in
- DE
- Business address
- 555 CALIFORNIA STREET, #324, San Francisco, CA 94105
- EIN
- 13-3904355
- EDGAR entity type
- operating
- Insiders and CEO pay
- LOOKSMART LTD on the corporate pages
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 1999-08-19)
- Final price
- $12.00 per share, within the range (424B1 filed 1999-08-20, an initial public offering)
- Shares sold
- 7,700,000
- Gross proceeds
- $92,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol LOOK
- Lead underwriters
- Goldman Sachs (3,130,000 shares); Robertson Stephens (1,565,000 shares); Hambrecht & Quist (1,565,000 shares)
- Syndicate
- BofA Securities (160,000); Deutsche Bank (160,000); Edward D. Jones & Co., L.P (160,000); J.P. Morgan (160,000); Piper Sandler (160,000); William Blair (80,000); Wachovia (80,000); Gruntal & Co., L.L.C (80,000); Guzman & Company (80,000); Muriel Siebert & Co. (80,000); SoundView (80,000); C.E. Unterberg, Towbin (80,000); Wit Capital (80,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: LOOKSMART LTD., INC. Fuzzy (name and state)
- Form 5500 plan sponsor: LOOKSMART, LTD. EXACT (EIN (EXACT))
- SEC filer: LOOKSMART LTD EXACT (CIK (EXACT))
- Person page: Scott L Kauffman Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1999-06-14 | S-1 | S-1 (registration) | LOOKSMART LTD | 0000950109-99-002126 ↗ |
| 1999-07-27 | S-1/A | S-1/A (amendment) | LOOKSMART LTD | 0001012870-99-002528 ↗ |
| 1999-08-10 | S-1/A | S-1/A (amendment) | LOOKSMART LTD | 0001012870-99-002699 ↗ |
| 1999-08-19 | S-1/A | S-1/A (amendment) | LOOKSMART LTD | 0001012870-99-002934 ↗ |
| 1999-08-19 | S-1/A | S-1/A (amendment) | LOOKSMART LTD | 0001012870-99-002950 ↗ |
| 1999-08-20 | 424B1 | 424B1 (final prospectus) | LOOKSMART LTD | 0001012870-99-002960 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1999-08-19 | S-1/A | registration statement | $11.00–$13.00 | 9,000,000 | - | Nasdaq LOOK | 3 | from the submission text; range, shares headline, cover names 3 | document ↗ | |
| 1999-08-20 | 424B1 | final prospectus | $12.00 | 7,700,000 | $92,400,000 | Nasdaq LOOK | 16 | from the submission text; price sentence, shares headline, proceeds table, underwriting table 16, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CASTAGNA ANTHONY | Director | 19 | 2006–2011 | ||
| DIAL TERRI A | Director | 32 | 2006–2012 | ||
| Kelly Thomas J | Officer | VP, Marketing | 4 | 2006–2007 | |
| HILLS DAVID B | Director,Officer | CEO | 4 | 2006–2007 | |
| WETSEL GARY | Director | 2 | 2006 | ||
| Everett Bryan | Officer | Sr. Vice President, Sales; SVP, Sales | 2 | 2006 | |
| Giamalis Stacey | Officer | General Counsel and Sr. VP; General Counsel & SVP Legal/HR; SVP, General Counsel | 9 | 2006–2009 | |
| Grubb Michael | Officer | SVP & Chief Technology Officer | 3 | 2006–2007 | |
| Richman Deborah | Officer | SVP, Consumer Products | 2 | 2006 | |
| Simonelli John | Officer | CFO; COO/CFO | 2 | 2006–2007 | |
| Wright Timothy | Director | 27 | 2006–2011 | ||
| Schoen Michael | Officer | VP & GM, Advertising Platforms; VP, Product; VP, Product & Technology; VP, Technology | 11 | 2006–2009 | |
| SANDERS MARK L | Director | 11 | 2006–2011 | ||
| WEST EDWARD F | Director; Director,Officer | CEO and President | 9 | 2006–2009 | |
| Berry Yolanda Loh | Officer | VP, Advertising Sales | 5 | 2006–2007 | |
| Ewert Jonathan | Officer | GM, Advertising Networks; VP, East Coast Ad & Pub Svcs; VP & GM, Advertising Networks | 4 | 2007–2008 | |
| Dexmier Jean-Yves | Director | 7 | 2007–2011 | ||
| Kaufman Ari | Officer | GM, Publisher Services; VP & GM, Publisher Services; VP, Publisher Products | 4 | 2007–2008 | |
| Sidus Investment Management LLC | TenPercentOwner | 2 | 2007–2008 | ||
| Gibson Robert Brian | Officer | Acting CFO/Principal Acct Off; VP, Finance & Principal; VP, Fin. & Princ. Accountant; VP, Fin. & Principle Acct Off. | 6 | 2007–2011 | |
| Knorr Bert | Officer | Vice President, Engineering; Vice President, Technology | 5 | 2007–2011 | |
| McAllister Brian | Officer | VP, Optimization | 1 | 2007 | |
| BUSH WILLIAM JOHN | Officer | CFO; Chief Financial Officer | 4 | 2007–2008 | |
| Markowski Stephen C | Officer | Chief Financial Officer | 5 | 2008–2011 | |
| Brown Eltinge G. | Officer | VP, Advertiser Networks Sales | 4 | 2009–2011 | |
| Hauswirth Scott | Officer | VP, Distribution Network | 1 | 2010 | |
| OKelly William | Officer | SVP, Operations & CFO | 2 | 2011 | |
| Kauffman Scott L | Director | 5 | 2011 | person page Fuzzy | |
| Vatere Benoit | Officer | VP, Distribution Network | 2 | 2011 | |
| Nordlicht Mark | TenPercentOwner | 1 | 2012 | ||
| Platinum Management (NY) LLC | TenPercentOwner | 1 | 2012 | ||
| Platinum Partners Value Arbitrage Fund, LP | TenPercentOwner | 1 | 2012 | ||
| Snowy August Management LLC | TenPercentOwner | 3 | 2012–2014 | ||
| Onghai Michael | Director,Officer,TenPercentOwner; TenPercentOwner | CEO; President, CEO and Secretary | 3 | 2012–2015 | |
| Chan Christian Jason | Director | 1 | 2013 | ||
| Weigl Thorsten | Director | 4 | 2013–2015 | ||
| Pelosi Paul JR | Director | 1 | 2013 | ||
| House Lori | Officer | Principal Fin & Acctg Officer | 1 | 2014 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | LOOKSMART LTD., INC. | CA | State business registries | name and state |
| Patent assignee | LookSmart, Ltd. | CA | Patents (USPTO) | name and state |
| SEC filer | LOOKSMART LTD | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Looksmart, Ltd | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | LOOKSMART, LTD. | EIN (EXACT) | ||
| Person page | Scott L Kauffman | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Technology) in CA:
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Interests: Services-Computer Processing & Data Preparation · Technology