IPO registrations (S-1, F-1) · Registrants
US LEC LLC
- SEC CIK
- 1054290 · filings on EDGAR ↗
- Name on the registration
- US LEC CORP
- Former names
- US LEC CORP. (2009–2009); US LEC CORP (1998–2008)
- Registration
- Form S-1, first filed 1998-02-13, last 1998-04-22; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1998-04-27
- Industry (SIC)
- Telephone Communications (No Radiotelephone) 4813
- Incorporated in
- DE
- Business address
- 6801 MORRISON BOULEVARD, MORROCROFT III, Charlotte, NC 28211
- EIN
- 56-2065535
- EDGAR entity type
- operating
- Insiders and CEO pay
- US LEC LLC on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per share (S-1/A filed 1998-04-22)
- Final price
- $10.00 per share, below the range (424B4 filed 1998-04-27, an initial public offering)
- Shares sold
- 5,500,000
- Gross proceeds
- $55,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CLEC
- Lead underwriters
- Citigroup (1,808,000 shares)
- Syndicate
- Bear Stearns (1,808,000); Wheat First Union; Wheat First Securities, Inc (904,000); BT Alex. Brown (100,000); Credit Lyonnais Securities (USA), Inc (100,000); Deutsche Bank (100,000); Donaldson, Lufkin & Jenrette (100,000); PaineWebber (100,000); Essex Capital Markets Inc (60,000); Interstate/Johnson Lane Corporation (60,000); Janney Montgomery Scott (60,000); Kaufman Bros., L.P (60,000); Ragen Mackenzie Incorporated (60,000); Redwine & Company, Inc (60,000); Truist Securities (60,000); Scott & Stringfellow, Inc (60,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Lobbying client: US LEC Fuzzy (name and state)
- Lobbying client: US LEC CORP Fuzzy (name and state)
- SEC filer: US LEC CORP EXACT (CIK (EXACT))
- Person page: Richard T Aab Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner))
- Person page: Tansukh V Ganatra Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-02-13 | S-1 | S-1 (registration) | US LEC CORP | 0000950168-98-000454 ↗ |
| 1998-03-25 | S-1/A | S-1/A (amendment) | US LEC CORP | 0000950168-98-000846 ↗ |
| 1998-04-06 | S-1/A | S-1/A (amendment) | US LEC CORP | 0000950168-98-001103 ↗ |
| 1998-04-07 | S-1/A | S-1/A (amendment) | US LEC CORP | 0000950168-98-001128 ↗ |
| 1998-04-22 | S-1/A | S-1/A (amendment) | US LEC CORP | 0000950168-98-001306 ↗ |
| 1998-04-27 | 424B4 | 424B4 (final prospectus) | US LEC CORP | 0000950168-98-001367 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-04-22 | S-1/A | registration statement | $13.00–$15.00 | $10.00 | 5,500,000 | $55,000,000 | Nasdaq CLEC | 5 | from the submission text; range, price line, shares headline, proceeds computed, cover names 5 | document ↗ |
| 1998-04-27 | 424B4 | final prospectus | $10.00 | 5,500,000 | $55,000,000 | Nasdaq CLEC | 17 | from the submission text; price line, shares headline, proceeds computed, underwriting table 16, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Patrick James Lyle | Officer | Executive VP and CFO | 12 | 2006–2007 | |
| COWELL AARON D JR | Director,Officer | President & CEO | 8 | 2006 | |
| BLACKEY JEFFREY | Officer; Other | SVP Mktg -Bus. Development | 9 | 2006–2007 | |
| FABBRICATORE THOMAS | Officer | SVP Chief Information Officer | 4 | 2006 | |
| FITZPATRICK ALAN | Officer | Senior VP, Engineering | 8 | 2006–2007 | |
| FLAUM DAVID M | Director | 2 | 2006–2007 | ||
| GOOLEY THOMAS R | Officer | VP, Treasury | 6 | 2006–2007 | |
| HVISDAS JAMES M | Officer | Senior VP, Operations | 5 | 2006–2007 | |
| MACDONALD MICHAEL C | Director; Officer | VP | 2 | 2006–2007 | |
| MANNARA FRED | Officer | Senior VP, Sales | 3 | 2006–2007 | |
| RUFFALO DANIEL R | Officer | Senior VP, Customer Relations | 6 | 2006–2007 | |
| SCHOONOVER STEVEN L | Director | 2 | 2006–2007 | ||
| THAELER DAVID A | Officer | VP Human Resources | 1 | 2006 | |
| WOTTA AMY | Officer | VP, Controller; VP, Financial Controls | 4 | 2006–2007 | |
| Romine Terry J | Officer | Deputy General Counsel/Reg; Deputy Senior Counsel/Reg. | 4 | 2006–2007 | |
| Turley S Shane | Officer; OfficerOther | Secretary | 5 | 2006–2007 | |
| WILLIAMS WILBUR | Officer | Senior Vice President | 1 | 2006 | |
| Lori L Engel | Officer | VP of Human Resources | 2 | 2006 | |
| AAB RICHARD T | Director,Officer,TenPercentOwner | Chairman of the Board | 1 | 2007 | person page Fuzzy |
| GANATRA TANSUKH V | Director,Officer | Chief Executive Officer | 1 | 2007 | person page Fuzzy |
| BAIN CAPITAL FUND VI LP | TenPercentOwner | 1 | 2007 | ||
| BAIN CAPITAL INVESTORS LLC | TenPercentOwner | 1 | 2007 | ||
| BAIN CAPITAL PARTNERS VI LP | TenPercentOwner | 1 | 2007 | ||
| Bain Capital VI Coinvestment Fund, L.P. | TenPercentOwner | 1 | 2007 | ||
| DINOVI ANTHONY | Director | 1 | 2007 | ||
| KRUPKA MICHAEL A | Director,TenPercentOwner | 1 | 2007 | ||
| LEE THOMAS H EQUITY FUND IV LP | TenPercentOwner | 1 | 2007 | ||
| THL EQUITY ADVISORS IV LLC | TenPercentOwner | 1 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Lobbying client | US LEC | NC | Federal lobbying (LDA) | name and state |
| Lobbying client | US LEC CORP | NC | Federal lobbying (LDA) | name and state |
| SEC filer | US LEC CORP | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | Richard T Aab | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer,TenPercentOwner) | |
| Person page | Tansukh V Ganatra | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director,Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Telephone Communications (No Radiotelephone), NC first:
- BTI TELECOM CORP NC
- FAIRPOINT COMMUNICATIONS INC NC
- Madison River Discovery Corp. NC
- Madison River Communications Corp. NC
- New Telephone Company, Inc. NC
- TOWER ONE WIRELESS CORP. A1
- GT GROUP TELECOM INC A6
- SPOT MOBILE INTERNATIONAL LTD. A6
- ALASKA COMMUNICATIONS SYSTEMS HOLDINGS INC AK
- ALASKA COMMUNICATIONS SYSTEMS GROUP INC AK
In other datasets, the same topic (Telecommunications) in NC:
- Form D issuer: Akoustis, Inc. (Form D private offerings)
Interests: Telephone Communications (No Radiotelephone) · Telecommunications