IPO registrations (S-1, F-1) · Underwriters
Wheat First Union
- Deals
- 5 priced offerings as an underwriter, 1 as lead manager or representative; 4 initial public offerings
- Proceeds of those deals
- $127,900,000
- Years
- 1998
- Named in
- 14 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 1998 | 5 | 1 | $127,900,000 |
Deals 5
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-12-16 | MARKETING SPECIALISTS CORP TX | Syndicate | $11.25 | 4,400,000 | $49,500,000 | Nasdaq MERK | IPO | 21 | 424B4 ↗ | |
| 1998-07-31 | TOWNE SERVICES INC GA | Syndicate | $0.60 | 4,000,000 | $2,400,000 | Nasdaq TWNE | IPO | 14 | 424B1 ↗ | |
| 1998-07-14 | NATIONAL EQUIPMENT SERVICES INC IL | Syndicate | $3.00 | 7,000,000 | $21,000,000 | NYSE NSV | IPO | 19 | 424B4 ↗ | |
| 1998-06-12 | SOUTHERN BANCSHARES NC INC NC | Lead | $10.00 | - | - | Offering | 1 | 424B1 ↗ | ||
| 1998-04-27 | US LEC LLC NC | Syndicate | $10.00 | 5,500,000 | $55,000,000 | Nasdaq CLEC | IPO | 17 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 5
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 1999-01-15 | POMEROY SELECT INTEGRATION SOLUTIONS INC | Syndicate | 10,000,000 | Nasdaq PSIS | Pending | S-1 ↗ | |
| 1998-08-03 | SMITH C D HEALTHCARE INC | Syndicate | $15.00–$17.00 | 4,750,000 | NYSE CDH | Pending | S-1/A ↗ |
| 1998-07-29 | FRONT ROYAL INC | Syndicate | $14.00–$16.00 | 3,300,000 | Nasdaq FRYL | Withdrawn 1999-05-10 | S-1/A ↗ |
| 1998-07-02 | ALBECCA INC | Syndicate | - | NYSE BEK | Withdrawn 1998-07-24 | S-1/A ↗ | |
| 1998-03-06 | COMPX INTERNATIONAL INC | Syndicate | 5,980,000 | NYSE CIX | Pending | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| BT Alex. Brown | 3 | 0 |
| Citigroup | 3 | 2 |
| Legg Mason | 3 | 0 |
| Truist Securities | 3 | 0 |
| Bear Stearns | 2 | 0 |
| Deutsche Bank | 2 | 0 |
| Donaldson, Lufkin & Jenrette | 2 | 0 |
| Interstate/Johnson Lane Corporation | 2 | 0 |
| Janney Montgomery Scott | 2 | 0 |
| J.C. Bradford & Co | 2 | 1 |
| Lehman Brothers | 2 | 0 |
| Morgan Stanley | 2 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.