IPO registrations (S-1, F-1) · Registrants
FAIRPOINT COMMUNICATIONS INC
- SEC CIK
- 1062613 · filings on EDGAR ↗
- Former names
- MJD COMMUNICATIONS INC (1998–2000)
- Registration
- Form S-1, first filed 2000-05-11, last 2005-02-03; 2 initial registrations, 10 amendments
- Outcome
- Final prospectus filed 2005-02-04; withdrawal requested 2000-11-09
- Industry (SIC)
- Telephone Communications (No Radiotelephone) 4813
- Incorporated in
- DE
- Business address
- 521 EAST MOREHEAD ST, STE 250, Charlotte, NC 28202
- EIN
- 13-3725229
- EDGAR entity type
- operating
- Insiders and CEO pay
- FAIRPOINT COMMUNICATIONS INC on the corporate pages
Offering terms
- Proposed price range
- $18.00–$20.00 per share (S-1/A filed 2005-02-03)
- Final price
- $18.50 per share, within the range (424B4 filed 2005-02-04, an initial public offering)
- Shares sold
- 25,000,000
- Gross proceeds
- $462,500,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol FRP
- Lead underwriters
- Morgan Stanley (7,750,000 shares); Goldman Sachs (7,750,000 shares); BofA Securities (4,125,000 shares); Deutsche Bank (4,125,000 shares); Credit Suisse (625,000 shares); Wachovia (625,000 shares)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: FAIRPOINT COMMUNICATIONS, INC. EXACT (EIN (EXACT))
- Political committee (FEC): FAIRPOINT COMMUNICATIONS, INC. POLITCAL ACTION COMMITTEE (connected to FAIRPOINT COMMUNICATIONS, INC.) Fuzzy (name and state)
- Lobbying client: FAIRPOINT COMMUNICATIONS, INC. Fuzzy (name and state)
- SEC filer: FAIRPOINT COMMUNICATIONS INC EXACT (CIK (EXACT))
- Person page: Frank T Nickell Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Michael R Tuttle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
- Person page: Mr Kenneth W Amburn Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
- Person page: Robert S Lilien Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-05-11 | S-1 | S-1 (registration) | FAIRPOINT COMMUNICATIONS INC | 0000950109-00-002112 ↗ |
| 2000-11-09 | RW | RW (withdrawal request) | FAIRPOINT COMMUNICATIONS INC | 0000912057-00-048110 ↗ |
| 2004-03-25 | S-1 | S-1 (registration) | FAIRPOINT COMMUNICATIONS INC | 0001047469-04-009325 ↗ |
| 2004-05-20 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-04-017959 ↗ |
| 2004-06-14 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-04-020180 ↗ |
| 2004-07-13 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-04-023200 ↗ |
| 2004-08-12 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-04-026363 ↗ |
| 2004-09-30 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-04-030088 ↗ |
| 2004-11-09 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-04-033475 ↗ |
| 2004-12-16 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-04-037424 ↗ |
| 2005-01-18 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-05-000987 ↗ |
| 2005-01-31 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-05-001863 ↗ |
| 2005-02-03 | S-1/A | S-1/A (amendment) | FAIRPOINT COMMUNICATIONS INC | 0001047469-05-002202 ↗ |
| 2005-02-04 | 424B4 | 424B4 (final prospectus) | FAIRPOINT COMMUNICATIONS INC | 0001047469-05-002423 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-02-03 | S-1/A | registration statement | $18.00–$20.00 | 25,000,000 | - | NYSE FRP | 6 | primary document; range, shares headline, cover names 6 | document ↗ | |
| 2005-02-04 | 424B4 | final prospectus | $18.50 | 25,000,000 | $462,500,000 | NYSE FRP | 6 | primary document; price table, shares headline, proceeds table, underwriting table 6, cover names 6 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Garrison-Corbin Patricia | Director | 18 | 2006–2009 | ||
| HAUSER DAVID L | Director; Director,Officer; Other | Chairman of the Board and CEO | 22 | 2006–2010 | |
| Lilly Claude C | Director; Other | 20 | 2006–2011 | ||
| BERNEY PHILIP E | TenPercentOwner | 1 | 2006 | ||
| BYNUM FRANK K | Director,TenPercentOwner | 2 | 2006 | ||
| GOLDBERG MICHAEL B | TenPercentOwner | 1 | 2006 | ||
| KELSO EQUITY PARTNERS V L P | TenPercentOwner | 1 | 2006 | ||
| KELSO INVESTMENT ASSOC V L P | TenPercentOwner | 1 | 2006 | ||
| KELSO PARTNERS V L P | TenPercentOwner | 1 | 2006 | ||
| Lazar Michael B | Other | 1 | 2006 | ||
| Lilien Robert S | Director; Other | 22 | 2006–2011 | person page Fuzzy | |
| Loverro Frank J | TenPercentOwner | 1 | 2006 | ||
| MATELICH GEORGE E | TenPercentOwner | 1 | 2006 | ||
| NICKELL FRANK T | TenPercentOwner | 1 | 2006 | person page Fuzzy | |
| SCHUCHERT JOSEPH S | Other; TenPercentOwner | 2 | 2006 | ||
| WAHRHAFTIG DAVID I | TenPercentOwner | 1 | 2006 | ||
| WALL THOMAS R IV | TenPercentOwner | 1 | 2006 | ||
| Crowley John P | Officer | Executive VP & CFO | 9 | 2006–2008 | |
| Johnson Eugene B | Director,Officer; Officer; Other | Chairman of the Board and CEO; Chairman of the Board & CEO | 14 | 2006–2009 | |
| Hood Lisa R | Officer; Other | COO - FairPoint Telecom Group; See Exhibit 99.2; Senior V.P. and Controller; Senior VP and Controller; Senior VP & Controller; SR VP & Controller | 14 | 2006–2011 | |
| Leach Walter E Jr | Officer | EVP, Corporate Development; Executive VP, Corp. Develop.; Executive VP, Corp Development | 10 | 2006–2008 | |
| Linn Shirley J | Officer | EVP, Gen. Counsel & Secretary; Exec VP, Gen Counsel & Sec; Exec VP, Gen Counsel & Sec'y; Exec. VP & General Counsel; Exec.VP,General Counsel & Sec.; Ex VP General Counsel & Sec; Ex. VP, General Counsel & Sec; Ex. VP, General Counsel & Sec.; Ex. VP,General Counsel & Sec; EX. VP, General Counsel & SEC; Senior VP, Gen Counsel & Sec'y | 24 | 2006–2016 | |
| Nixon Peter G | Officer | Chief Operating Officer; COO; EVP, Ext. Affairs & Op. Supp.; EVP, Revenue & Ext. Affairs; President | 24 | 2006–2017 | |
| THL EQUITY ADVISORS IV LLC | TenPercentOwner | 3 | 2006–2007 | ||
| Griffin Thomas | Officer | Treasurer; Vice President and Treasurer; Vice President & Treasurer; V.P. and Treasurer | 9 | 2006–2011 | |
| LEE THOMAS H ADVISORS LLC | TenPercentOwner | 1 | 2007 | ||
| LEHMAN BROTHERS HOLDINGS INC | TenPercentOwner | 1 | 2007 | ||
| Hogan Pat | Officer | SVP and Controller | 1 | 2007 | |
| Newman Jane E | Director; Other | 11 | 2007–2011 | ||
| Gilbane Thomas F Jr | Director; Other | 11 | 2008–2011 | ||
| Kennedy Robert Alan | Director | 7 | 2008–2009 | ||
| TUTTLE MICHAEL R | Director; Other | 8 | 2008–2011 | person page Fuzzy | |
| Giammarino Alfred C | Officer | Executive Vice Pres. and CFO; Executive VP & CFO; Exec. Vice President & CFO | 5 | 2008–2010 | |
| Allen Jeffrey W. | Officer | Exec VP, N. New England Ops; Exec. VP, Sales | 4 | 2009–2011 | |
| Cummings Rose B. | Officer; Other | VP, Corp. Comm./Chief of Staff; VP, Integrated Mktg. Comms. | 3 | 2009–2011 | |
| Garvey Gary C. | Officer; Other | Senior VP, Human Resources; Sr. VP, Human Relations | 4 | 2009–2011 | |
| Weatherwax Vicky L. | Officer; Other | VP,Internal Business Solution | 2 | 2009–2010 | |
| Weigert James K. | Officer; Other | VP, Marketing & Product Dev. | 2 | 2009–2010 | |
| Allieri Raymond C. | Officer | Exec. VP & Chief Strategy Off. | 1 | 2010 | |
| McLean Kathleen | Officer | Exec. VP & Chief Info. Officer; Exec. VP & Chief Rev. Officer | 5 | 2010–2012 | |
| SABHERWAL AJAY | Officer | EVP & CFO; Exec. VP & CFO; EXEC. VP & CFO | 9 | 2010–2016 | |
| Sunu Paul | Director,Officer | CEO; Chief Executive Officer | 13 | 2010–2017 | |
| Hogshire John | Officer | SVP & Controller; Vice President and Controller; Vice President & Controller; VP & Controller | 13 | 2010–2017 | |
| Amburn Kenneth W. | Officer | Exec. VP, Ops. & Engineering | 6 | 2011–2015 | person page Fuzzy |
| Arden Todd | Director; Other | 2 | 2011–2012 | ||
| Austin Dennis J | Director | 9 | 2011–2017 | ||
| HOROWITZ EDWARD D | Director | 12 | 2011–2017 | ||
| Imbriani Rod | Officer | Exec. VP, Prod. & Mktg. Mgmt. | 3 | 2011 | |
| MAHONEY MICHAEL J | Director | 8 | 2011–2017 | ||
| ROBINSON MICHAEL K | Director | 8 | 2011–2017 | ||
| TREADWELL DAVID L | Director | 9 | 2011–2017 | ||
| WILSON WAYNE | Director | 8 | 2011–2017 | ||
| ANGELO GORDON & CO LP/NY | TenPercentOwner | 2 | 2011 | ||
| ANGELO JOHN M | TenPercentOwner | Sr. V.P. | 2 | 2011 | |
| GORDON MICHAEL L | TenPercentOwner | 2 | 2011 | ||
| MARATHON ASSET MANAGEMENT LP | TenPercentOwner | 5 | 2011 | ||
| Castle Gregory W | Officer | Exec. VP, Human Resources; Senior VP, Human Resources; VP, Human Resources | 4 | 2011–2013 | |
| Hauser Rose M | Officer | Exec. VP & CIO; Senior VP & CIO; Sr. VP and Chief Info. Officer | 4 | 2011–2013 | |
| Tomae Anthony A | Officer | Exec. VP & Chief Rev. Officer | 8 | 2012–2016 | |
| Gingold Peter C | Director | 2 | 2012–2017 | ||
| Lunny John Joseph | Officer | EVP & Chief Technology Officer; SVP & Chief Technology Officer | 7 | 2013–2017 | |
| Turner Karen Dickerson | Officer | EVP & CFO; EVP, Operational Support; SVP, Strategy & Bus. Support; VP, Strategy & Bus. Support | 8 | 2014–2017 | |
| AQUINO PETER D | Director | 6 | 2014–2017 | ||
| Rush Steven G | Officer | EVP, Northern New England Ops; SVP, Northern New England Ops | 5 | 2014–2017 | |
| METGE BRUCE F | Officer | EVP, Chief Legal Officer | 3 | 2016–2017 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Political committee | FAIRPOINT COMMUNICATIONS, INC. POLITCAL ACTION COMMITTEE (connected to FAIRPOINT COMMUNICATIONS, INC.) | NC | Campaign finance (FEC) | name and state |
| Lobbying client | FAIRPOINT COMMUNICATIONS, INC. | NC | Federal lobbying (LDA) | name and state |
| SEC filer | FAIRPOINT COMMUNICATIONS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | FairPoint Communications, Inc. | NC | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | FAIRPOINT COMMUNICATIONS, INC. | EIN (EXACT) | ||
| Person page | Frank T Nickell | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Michael R Tuttle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) | |
| Person page | Mr Kenneth W Amburn | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) | |
| Person page | Robert S Lilien | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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In other datasets, the same topic (Telecommunications) in NC:
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Interests: Telephone Communications (No Radiotelephone) · Telecommunications