IPO registrations (S-1, F-1) · Registrants
CATALYTICA ENERGY SYSTEMS INC
- SEC CIK
- 1053361 · filings on EDGAR ↗
- Former names
- CATALYTICA COMBUSTION SYSTEMS INC (2000–2000)
- Registration
- Form S-1, first filed 2000-08-29, last 2001-08-06; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 2001-08-08
- Industry (SIC)
- Engines & Turbines 3510
- Incorporated in
- DE
- Business address
- 430 FERGUSON DRIVE, ., Mountain View, CA 94043
- EIN
- 77-0410420
- EDGAR entity type
- operating
- Insiders and CEO pay
- CATALYTICA ENERGY SYSTEMS INC on the corporate pages
Offering terms
- Final price
- $12.18 per share (424B4 filed 2001-08-08)
- Shares sold
- 5,000,000 (4,250,000 by the company, 750,000 by selling holders)
- Gross proceeds
- $60,900,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol CESI
- Lead underwriters
- Goldman Sachs (2,252,500 shares); Merrill Lynch (1,351,500 shares); Credit Suisse (901,000 shares)
- Syndicate
- CIBC World Markets (82,500); Epoch Securities, Inc (82,500); Prudential Securities (82,500); Raymond James (82,500); Stephens (82,500); Wells Fargo Van Kasper, LLC (82,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: CATALYTICA ENERGY SYSTEMS INC EXACT (CIK (EXACT))
- Person page: David I Cohen Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
- Person page: Stephen L Millham Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
- Person page: William F Mellin Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther))
Filings 9
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2000-08-29 | S-1 | S-1 (registration) | CATALYTICA COMBUSTION SYSTEMS INC | 0000898430-00-002550 ↗ |
| 2000-09-06 | S-1/A | S-1/A (amendment) | CATALYTICA COMBUSTION SYSTEMS INC | 0001012870-00-004677 ↗ |
| 2000-10-16 | S-1/A | S-1/A (amendment) | CATALYTICA ENERGY SYSTEMS INC | 0001012870-00-005259 ↗ |
| 2000-11-01 | S-1/A | S-1/A (amendment) | CATALYTICA ENERGY SYSTEMS INC | 0001012870-00-005482 ↗ |
| 2000-11-16 | S-1/A | S-1/A (amendment) | CATALYTICA ENERGY SYSTEMS INC | 0001012870-00-005851 ↗ |
| 2001-07-06 | S-1 | S-1 (registration) | CATALYTICA ENERGY SYSTEMS INC | 0001012870-01-501440 ↗ |
| 2001-07-20 | S-1/A | S-1/A (amendment) | CATALYTICA ENERGY SYSTEMS INC | 0001021408-01-503618 ↗ |
| 2001-08-06 | S-1/A | S-1/A (amendment) | CATALYTICA ENERGY SYSTEMS INC | 0000950109-01-502604 ↗ |
| 2001-08-08 | 424B4 | 424B4 (final prospectus) | CATALYTICA ENERGY SYSTEMS INC | 0000898430-01-501640 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2001-08-06 | S-1/A | registration statement | 1,339,286 | - | 0 | primary document; shares headline | document ↗ | |||
| 2001-08-08 | 424B4 | final prospectus | $12.18 | 5,000,000 | $60,900,000 | Nasdaq CESI | 9 | primary document; price sentence, shares headline, proceeds table, underwriting table 9, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Moment Jason E | TenPercentOwnerOther | 2 | 2006–2007 | ||
| MCMAHON WILLIAM J | Officer | President, SCR-Tech LLC; President, SCR-Tech, LLC | 6 | 2006–2007 | |
| ABDOO RICHARD A | Director | 4 | 2006–2007 | ||
| DALLA BETTA RALPH A | Officer | VP & Chief Technology Officer | 2 | 2006 | |
| ELLIS WILLIAM B | Director | 3 | 2006–2007 | ||
| HOFFEN HOWARD I | Director | 3 | 2006–2007 | ||
| LEVY RICARDO B | Director | 3 | 2006–2007 | ||
| MERRION DAVID F | Director | 3 | 2006–2007 | ||
| O SUCH FREDERICK M | Director | 1 | 2006 | ||
| TIERNEY SUSAN F | Director | 3 | 2006–2007 | ||
| URQUHART JOHN A | Director | 1 | 2006 | ||
| ZACK ROBERT W | Director,Officer; Officer | President & CEO; President, CEO and CFO; President, CEO, CFO & Director | 13 | 2006–2007 | |
| MARXE AUSTIN W & GREENHOUSE DAVID M | TenPercentOwner | 8 | 2006–2007 | ||
| MacMahon Douglas M | TenPercentOwnerOther | 2 | 2007 | ||
| Pant Ashish H | TenPercentOwnerOther | 2 | 2007 | ||
| Spokes Andrew J M | TenPercentOwnerOther | 2 | 2007 | ||
| DING CHUN R | TenPercentOwnerOther | 1 | 2007 | ||
| COHEN DAVID I | TenPercentOwnerOther | 1 | 2007 | person page Fuzzy | |
| DUHAMEL WILLIAM F | TenPercentOwnerOther | 1 | 2007 | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS III LP | TenPercentOwnerOther | 1 | 2007 | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS II LP | TenPercentOwnerOther | 1 | 2007 | ||
| FARALLON CAPITAL INSTITUTIONAL PARTNERS L P | TenPercentOwnerOther | 1 | 2007 | ||
| FARALLON CAPITAL MANAGEMENT LLC | TenPercentOwnerOther | 1 | 2007 | ||
| FARALLON CAPITAL PARTNERS LP | TenPercentOwnerOther | 1 | 2007 | ||
| FARALLON PARTNERS L L C/CA | TenPercentOwnerOther | 1 | 2007 | ||
| FRIED RICHARD B | TenPercentOwnerOther | 1 | 2007 | ||
| LANDRY MONICA R | TenPercentOwnerOther | 1 | 2007 | ||
| MELLIN WILLIAM F | TenPercentOwnerOther | 1 | 2007 | person page Fuzzy | |
| MILLHAM STEPHEN L | TenPercentOwnerOther | 1 | 2007 | person page Fuzzy | |
| Mittal Saurabh | TenPercentOwnerOther | 1 | 2007 | ||
| Noonday Asset Management, L.P. | TenPercentOwnerOther | 1 | 2007 | ||
| Noonday Capital, L.L.C. | TenPercentOwnerOther | 1 | 2007 | ||
| Noonday G.P. (U.S.), L.L.C. | TenPercentOwnerOther | 1 | 2007 | ||
| PATEL RAJIV A | TenPercentOwnerOther | 1 | 2007 | ||
| SCHRIER DEREK C | TenPercentOwnerOther | 1 | 2007 | ||
| STEYER THOMAS F | TenPercentOwnerOther | 1 | 2007 | ||
| TINICUM PARTNERS LP FARALLON | TenPercentOwnerOther | 1 | 2007 | ||
| WEHRLY MARK C | TenPercentOwnerOther | 1 | 2007 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | CATALYTICA ENERGY SYSTEMS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | David I Cohen | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) | |
| Person page | Stephen L Millham | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) | |
| Person page | William F Mellin | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwnerOther) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Engines & Turbines, CA first:
- Capstone Energy Plus, Inc. CA
- Helix Wind, Corp. CA
- SAUER ENERGY, INC. CA
- MANTHEY REDMOND Corp CA
- Wildcap Energy Inc. CA
- CLEAN POWER TECHNOLOGIES INC. A0
- TPI COMPOSITES, INC AZ
- GC China Turbine Corp. F4
- CHINA MING YANG WIND POWER GROUP LTD F4
- HYDROGEN ENGINE CENTER, INC. IA
In other datasets, the same topic (Manufacturing) in CA:
- Form D issuer: 3 DAY BLINDS Corp (Form D private offerings)
- Lobbying client: 1776 PHARMACEUTICALS LLC (Federal lobbying (LDA))
Interests: Engines & Turbines · Manufacturing