IPO registrations (S-1, F-1) · Registrants
TPI COMPOSITES, INC
- SEC CIK
- 1455684 · filings on EDGAR ↗
- Former names
- TPI COMPOSITES INC (2009–2011)
- Registration
- Form S-1, first filed 2016-06-17, last 2017-05-08; 2 initial registrations, 4 amendments
- Outcome
- Final prospectus filed 2016-07-22; declared effective 2016-07-21
- Industry (SIC)
- Engines & Turbines 3510
- Business address
- 8501 N SCOTTSDALE ROAD, GAINEY CENTER II, SUITE 100, Scottsdale, AZ 85253
- EIN
- 20-1590775
- EDGAR entity type
- operating
- Insiders and CEO pay
- TPI COMPOSITES, INC on the corporate pages
Offering terms
- Proposed price range
- $11.00–$12.00 per share (S-1/A filed 2016-07-21)
- Final price
- $11.00 per share, within the range (424B4 filed 2016-07-22, an initial public offering)
- Shares sold
- 6,250,000
- Gross proceeds
- $68,750,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol TPIC
- Lead underwriters
- J.P. Morgan; Morgan Stanley (2,031,250 shares)
- Syndicate
- Cowen (625,000); Raymond James (625,000); Canaccord Genuity (312,500)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: TPI COMPOSITES, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: TPI COMPOSITES, INC. EXACT (EIN (EXACT))
- Form D issuer: TPI COMPOSITES, INC EXACT (CIK (EXACT))
- Lobbying client: TPI COMPOSITES, INC. Fuzzy (name and state)
- SEC filer: TPI COMPOSITES, INC EXACT (CIK (EXACT))
Filings 11
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2016-06-17 | S-1 | S-1 (registration) | TPI COMPOSITES, INC | 0001193125-16-624700 ↗ |
| 2016-07-11 | S-1/A | S-1/A (amendment) | TPI COMPOSITES, INC | 0001193125-16-644847 ↗ |
| 2016-07-21 | S-1/A | S-1/A (amendment) | TPI COMPOSITES, INC | 0001193125-16-653097 ↗ |
| 2016-07-21 | EFFECT | EFFECT (declared effective) | TPI COMPOSITES, INC | 9999999995-16-005205 ↗ |
| 2016-07-22 | 424B4 | 424B4 (final prospectus) | TPI COMPOSITES, INC | 0001193125-16-655151 ↗ |
| 2017-04-21 | S-1 | S-1 (registration) | TPI COMPOSITES, INC | 0001193125-17-132597 ↗ |
| 2017-05-01 | S-1/A | S-1/A (amendment) | TPI COMPOSITES, INC | 0001193125-17-150017 ↗ |
| 2017-05-08 | S-1/A | S-1/A (amendment) | TPI COMPOSITES, INC | 0001193125-17-162817 ↗ |
| 2017-05-11 | EFFECT | EFFECT (declared effective) | TPI COMPOSITES, INC | 9999999995-17-001265 ↗ |
| 2017-05-12 | 424B4 | 424B4 (final prospectus) | TPI COMPOSITES, INC | 0001193125-17-167852 ↗ |
| 2017-09-21 | EFFECT | EFFECT (declared effective) | TPI COMPOSITES, INC | 9999999995-17-002425 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2016-07-21 | S-1/A | registration statement | $11.00–$12.00 | 6,250,000 | - | Nasdaq TPIC | 5 | primary document; range, shares headline, cover names 5 | document ↗ | |
| 2016-07-22 | 424B4 | final prospectus | $11.00 | 6,250,000 | $68,750,000 | Nasdaq TPIC | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 4, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ANGELENO GROUP, LLC | TenPercentOwner | 8 | 2016–2018 | ||
| ANGELENO GROUP MANAGEMENT II, LLC | TenPercentOwner | 8 | 2016–2018 | ||
| ANGELENO INVESTORS II L P | TenPercentOwner | 9 | 2016–2018 | ||
| Bransfield Stephen | Director | 9 | 2016–2020 | ||
| Castle Thomas J | Officer | * See Remarks; See Remarks | 17 | 2016–2021 | |
| DeRosa Michael Lawrence | Director; Director,TenPercentOwner | 49 | 2016–2020 | ||
| DEUTCH PHILIP J | Director; Director,TenPercentOwner | 21 | 2016–2024 | ||
| Element II G.P., LLC | TenPercentOwner | 31 | 2016–2018 | ||
| Element Partners II G.P., L.P. | TenPercentOwner | 31 | 2016–2018 | ||
| ELEMENT PARTNERS II INTRAFUND LP | TenPercentOwner | 31 | 2016–2018 | ||
| ELEMENT PARTNERS II LP | TenPercentOwner | 31 | 2016–2018 | ||
| Energy Technology Partners, L.L.C. | Director,TenPercentOwner; TenPercentOwner | 3 | 2016–2017 | ||
| Fishbach Steven G | Officer | General Counsel and Secretary | 28 | 2016–2025 | |
| GENERAL ELECTRIC CO | TenPercentOwner | 3 | 2016 | ||
| GE Ventures Ltd | TenPercentOwner | 3 | 2016 | ||
| GIOVACCHINI PAUL G | Director; Director,TenPercentOwner | 22 | 2016–2025 | ||
| HENRY JACK A | Director | 16 | 2016–2022 | ||
| HUGHES JAMES ALTON | Director | 16 | 2016–2024 | ||
| LANDMARK EQUITY ADVISORS LLC /ADV | TenPercentOwner | 6 | 2016–2018 | ||
| Landmark Growth Capital Partners, LLC | TenPercentOwner | 6 | 2016–2018 | ||
| LANDMARK GROWTH CAPITAL PARTNERS LP | TenPercentOwner | 6 | 2016–2018 | ||
| LANDMARK IAM GROWTH CAPITAL LP | TenPercentOwner | 6 | 2016–2018 | ||
| Lockard Steven C | Director; Director,Officer | Chief Executive Officer; President and CEO | 33 | 2016–2024 | |
| McFeely Mark R. | Officer | COO | 5 | 2016–2018 | |
| Moller Lars | Officer | EVP, Bus. Dev and Strategy | 2 | 2016–2017 | |
| Monie Wayne G | Officer | See Remarks | 4 | 2016–2017 | |
| NGP Energy Technology Partners, L.P. | Director,TenPercentOwnerOther; TenPercentOwner; TenPercentOwnerOther | 3 | 2016–2017 | ||
| NGP ETP, L.L.C. | Director,TenPercentOwner; TenPercentOwner | 3 | 2016–2017 | ||
| Siwek William E | Officer | CFO; President; President and CEO | 41 | 2016–2025 | |
| Weiss Daniel G | Director; Director,TenPercentOwner | 47 | 2016–2022 | ||
| Kishkill Joseph | Officer | Chief Commercial Officer | 3 | 2017–2019 | |
| Desai Jayshree S | Director | 14 | 2017–2025 | ||
| Jordan Tyrone Michael | Director | 11 | 2019–2024 | ||
| Gopalakrishnan Ramesh | Officer | Chief Operating Officer - Wind; President and COO Wind | 22 | 2019–2023 | |
| Schumaker Bryan Robert | Officer | Chief Financial Officer | 6 | 2019–2021 | |
| Gossar Adan | Officer | Chief Accounting Officer; * See Remarks | 12 | 2020–2025 | |
| Hilderhoff James | Officer | Chief Commercial Officer | 3 | 2020–2021 | |
| HUDSON LINDA P | Director | 6 | 2020–2024 | ||
| Holloway Bavan | Director | 7 | 2020–2025 | ||
| Lavine Jerrold I | Officer | President, Automotive; President, Transportation | 8 | 2021–2024 | |
| BAM Partners Trust | TenPercentOwner | 3 | 2021–2022 | ||
| BROOKFIELD ASSET MANAGEMENT INC. | TenPercentOwner | 3 | 2021–2022 | ||
| Oaktree Capital Group Holdings GP, LLC | TenPercentOwner | 3 | 2021–2022 | ||
| Oaktree Capital Group, LLC | TenPercentOwner | 3 | 2021–2022 | ||
| Oaktree Capital I, L.P. | TenPercentOwner | 3 | 2021–2022 | ||
| OAKTREE FUND GP I, L.P. | TenPercentOwner | 3 | 2021–2022 | ||
| Oaktree Fund GP, LLC | TenPercentOwner | 3 | 2021–2022 | ||
| OAKTREE HOLDINGS, LLC | TenPercentOwner | 3 | 2021–2022 | ||
| Oaktree Phoenix Investment Fund, L.P. | TenPercentOwner | 3 | 2021–2022 | ||
| Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. | TenPercentOwner | 3 | 2021–2022 | ||
| OCM HOLDINGS I, LLC | TenPercentOwner | 3 | 2021–2022 | ||
| Opps TPIC Holdings, LLC | TenPercentOwner | 3 | 2021–2022 | ||
| Jonna Peter Joseph | Director | 1 | 2021 | ||
| Marram Lance Morell | Officer | Chief Commercial Officer; Chief Commercial Officer, Wind; Chief Commercial Officer-Wind | 9 | 2022–2024 | |
| Miller Ryan D. | Officer | Chief Financial Officer | 14 | 2022–2025 | |
| Moir Andrew | Director | 3 | 2022–2023 | ||
| Stroo Charles | Officer | Chief Operating Officer; Chief Operating Officer, Wind | 5 | 2023–2025 | |
| Hall, III Edward C | Director | 2 | 2024 | ||
| Lowry Jennifer Elaine | Director | 2 | 2024 | ||
| Birhekimoglu Emre | TenPercentOwner | 2 | 2025 | ||
| Dere Construction Taahhut A.S. | TenPercentOwner | 3 | 2025 | ||
| Kirmizioglu Alp | TenPercentOwner | 3 | 2025 | ||
| Turan Zeki Bora | TenPercentOwner | 3 | 2025 | ||
| GOLDMAN NEAL P | Director | 1 | 2025 | ||
| POHL TIMOTHY R | Director | 1 | 2025 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2015-01-07 | TPI COMPOSITES, INC | Manufacturing | $15,000,000 | $10,000,000 | 5 | 1 |
| 2014-05-15 | TPI COMPOSITES, INC | Manufacturing | $7,420,000 | $7,420,000 | 4 | 2 |
| 2014-02-25 | TPI COMPOSITES, INC | Manufacturing | $15,000,000 | $10,000,000 | 3 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | TPI COMPOSITES, INC. | AZ | State business registries | name and state |
| Form D issuer | TPI COMPOSITES, INC | AZ | Form D private offerings | CIK (EXACT) |
| Lobbying client | TPI COMPOSITES, INC. | AZ | Federal lobbying (LDA) | name and state |
| SEC filer | TPI COMPOSITES, INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | TPI Composites, Inc. | AZ | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | TPI COMPOSITES, INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Engines & Turbines, AZ first:
- CLEAN POWER TECHNOLOGIES INC. A0
- Capstone Energy Plus, Inc. CA
- CATALYTICA ENERGY SYSTEMS INC CA
- Helix Wind, Corp. CA
- SAUER ENERGY, INC. CA
- MANTHEY REDMOND Corp CA
- Wildcap Energy Inc. CA
- GC China Turbine Corp. F4
- CHINA MING YANG WIND POWER GROUP LTD F4
- HYDROGEN ENGINE CENTER, INC. IA
In other datasets, the same topic (Manufacturing) in AZ:
- Form D issuer: Advanced Ballistic Systems,Inc. (Form D private offerings)
- Lobbying client: 21ST CENTURY HEALTHCARE, INC. (Federal lobbying (LDA))
Interests: Engines & Turbines · Manufacturing