IPO registrations (S-1, F-1) · Registrants
AMERICAN BANK NOTE HOLOGRAPHICS INC
- SEC CIK
- 1052489 · filings on EDGAR ↗
- Former names
- AMERICA BANK NOTE HOLOGRAPHICS INC (1998–1998)
- Registration
- Form S-1, first filed 1998-05-05, last 1998-07-13; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1998-07-15
- Industry (SIC)
- Services-Business Services, NEC 7389
- Incorporated in
- DE
- Business address
- 399 EXECUTIVE BOULEVARD, Elmsford, NY 10523
- EIN
- 13-3317668
- EDGAR entity type
- operating
- Insiders and CEO pay
- AMERICAN BANK NOTE HOLOGRAPHICS INC on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 1998-07-13)
- Shares offered
- 13,636,000
- Listing
- NYSE under the symbol ABH
- Lead underwriters
- Montgomery Securities (2,209,000 shares)
- Syndicate
- Lazard (2,209,000); Raymond James (2,209,000); Citigroup (2,209,000); BT Alex. Brown (400,000); Oppenheimer (400,000); Donaldson, Lufkin & Jenrette (400,000); Lehman Brothers (400,000); Morgan Stanley (400,000); Prudential Securities (400,000); Societe Generale Securities Corporation (400,000); Wasserstein Perella Securities, Inc (400,000); Credit Research And Trading LLC (200,000); Cruttenden Roth Incorporated (200,000); Doft & Co. Inc (200,000); First Albany Corporation (200,000); John G. Kinnard & Company, Incorporated (200,000); Ryan, Beck & Co (200,000); Value Investing Partners, Inc (200,000); H.C. Wainwright (200,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: AMERICAN BANK NOTE HOLOGRAPHICS EXACT (EIN (EXACT))
- SEC filer: AMERICAN BANK NOTE HOLOGRAPHICS INC EXACT (CIK (EXACT))
- Person page: David H Hancock Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other))
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-05-05 | S-1 | S-1 (registration) | AMERICA BANK NOTE HOLOGRAPHICS INC | 0000950123-98-004501 ↗ |
| 1998-05-20 | S-1/A | S-1/A (amendment) | AMERICA BANK NOTE HOLOGRAPHICS INC | 0000950123-98-005310 ↗ |
| 1998-06-10 | S-1/A | S-1/A (amendment) | AMERICA BANK NOTE HOLOGRAPHICS INC | 0000950123-98-005847 ↗ |
| 1998-07-06 | S-1/A | S-1/A (amendment) | AMERICAN BANK NOTE HOLOGRAPHICS INC | 0000950123-98-006426 ↗ |
| 1998-07-13 | S-1/A | S-1/A (amendment) | AMERICAN BANK NOTE HOLOGRAPHICS INC | 0000950123-98-006599 ↗ |
| 1998-07-15 | 424B4 | 424B4 (final prospectus) | AMERICAN BANK NOTE HOLOGRAPHICS INC | 0000950123-98-006651 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-07-13 | S-1/A | registration statement | $10.00–$12.00 | 13,636,000 | - | NYSE ABH | 5 | from the submission text; range, shares headline, cover names 5 | document ↗ | |
| 1998-07-15 | 424B4 | final prospectus | 13,636,000 | - | NYSE ABH | 20 | from the submission text; shares headline, underwriting table 20, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| BONNEY MARK J | Officer | Executive VP and CFO; Executive VP & CFO | 4 | 2006–2008 | |
| D AMATO SALVATORE F | Director,Officer | Chairman of the Board | 3 | 2006–2008 | |
| Davis Jordan | Director | 3 | 2006–2008 | ||
| LEVIN FRED J | Director | 4 | 2006–2008 | ||
| TRAUB KENNETH H | Director,Officer | President and CEO | 3 | 2006–2008 | |
| ROBBINS RICHARD L | Director | 4 | 2006–2008 | ||
| Bassett Randall C | Director; Other | 3 | 2007–2008 | ||
| Gracy Fund, L.P. | Other | 1 | 2007 | ||
| HANCOCK DAVID H | Other | 1 | 2007 | person page Fuzzy | |
| Harkins Michael J | Other | 1 | 2007 | ||
| HITCHCOCK WILLIAM M | Other | 1 | 2007 | ||
| Lebenthal James Beymer | Other | 1 | 2007 | ||
| LEVY EDWIN A | Other | 1 | 2007 | ||
| PESSIN NORMAN H | Other | 1 | 2007 | ||
| PESSIN SANDRA F | Other | 1 | 2007 | ||
| HASKELL ERIC | Director | 3 | 2007–2008 | ||
| Whitridge Fred Jr. | Director | 3 | 2007–2008 | ||
| MM ASSET MANAGEMENT INC. | TenPercentOwner | 3 | 2008 | ||
| MMCAP International Inc. SPC | TenPercentOwner | 3 | 2008 | ||
| LIBRA ADVISORS INC | TenPercentOwner | 1 | 2008 | ||
| TANDON RANJAN | TenPercentOwner | 1 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | AMERICAN BANK NOTE HOLOGRAPHICS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | AMERICAN BANK NOTE HOLOGRAPHICS | EIN (EXACT) | ||
| Person page | David H Hancock | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Other) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Services-Business Services, NEC, NY first:
- TRAFFIX INC NY
- MEDSCAPE INC NY
- INTRALINKS INC NY
- PRO NET LINK CORP NY
- INTERLIANT INC NY
- Future FinTech Group Inc. NY
- KOZMO COM INC NY
- NELSON COMMUNICATIONS INC NY
- CALLNOW COM INC NY
- E2ENET INC NY
In other datasets, the same topic (Technology) in NY:
- Lobbying client: 1ST ROCHDALE COOPERATIVE GROUP LTD (Federal lobbying (LDA))
Interests: Services-Business Services, NEC · Technology