IPO registrations (S-1, F-1) · Registrants
SM&A
- SEC CIK
- 1050031 · filings on EDGAR ↗
- Name on the registration
- SM&A CORP
- Former names
- EMERGENT INFORMATION TECHNOLOGIES INC (2000–2002); SM&A CORP (1998–2000); STEVEN MYERS & ASSOCIATES INC (1998–1998); MYERS STEVEN & ASSOCIATES INC (1997–1998)
- Registration
- Form S-1, first filed 1997-11-21, last 1998-08-28; 2 initial registrations, 6 amendments
- Outcome
- Final prospectus filed 1998-01-29; withdrawal requested 1998-09-02
- Industry (SIC)
- Services-Management Consulting Services 8742
- Incorporated in
- DE
- Business address
- 4695 MACARTHUR COURT, 8TH FLOOR, Newport Beach, CA 92660
- EIN
- 33-0080929
- EDGAR entity type
- operating
- Insiders and CEO pay
- SM&A on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 1998-01-29)
- Shares offered
- 3,150,000
- Listing
- Nasdaq under the symbol WINS
- Lead underwriters
- Donaldson, Lufkin & Jenrette (1,245,000 shares); Lehman Brothers (1,245,000 shares)
- Syndicate
- Color Photography; BancAmerica Robertson Stephens (40,000); Oppenheimer (40,000); A.G. Edwards (40,000); Goldman Sachs (40,000); Hambrecht & Quist (40,000); Merrill Lynch (40,000); Morgan Stanley (40,000); Montgomery Securities (40,000); Citigroup (40,000); Adams Harkness (20,000); Baird (20,000); Brean Murray & Co., Inc (20,000); Crowell, Weedon & Co (20,000); FBR (20,000); Johnston, Lemon & Co. Incorporated (20,000); Ladenburg Thalmann (20,000); KeyBanc Capital Markets (20,000); Parker/Hunter Incorporated (20,000); Pennsylvania Merchant Group Ltd (20,000); Ragen Mackenzie Incorporated (20,000); The Seidler Companies Incorporated (20,000); Stephens (20,000); Sutro & Co. Incorporated (20,000); Tucker Anthony Incorporated (20,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: EMERGENT INFORMATION TECHNOLOGIES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: SM&A-DELAWARE CORPORATION EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: STEVEN MYERS & ASSOCIATES, INC. EXACT (EIN (EXACT, as the state registration reports it))
- Business registration: SM&A, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: SMA, INC. EXACT (EIN (EXACT))
- SEC filer: SM&A EXACT (CIK (EXACT))
- Person page: John P Stenbit Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Steven S Myers Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-11-21 | S-1 | S-1 (registration) | MYERS STEVEN & ASSOCIATES INC | 0000892569-97-003312 ↗ |
| 1998-01-05 | S-1/A | S-1/A (amendment) | MYERS STEVEN & ASSOCIATES INC | 0000892569-98-000005 ↗ |
| 1998-01-06 | S-1/A | S-1/A (amendment) | MYERS STEVEN & ASSOCIATES INC | 0000892569-98-000014 ↗ |
| 1998-01-16 | S-1/A | S-1/A (amendment) | MYERS STEVEN & ASSOCIATES INC | 0000892569-98-000120 ↗ |
| 1998-01-27 | S-1/A | S-1/A (amendment) | STEVEN MYERS & ASSOCIATES INC | 0000892569-98-000175 ↗ |
| 1998-01-29 | S-1/A | S-1/A (amendment) | STEVEN MYERS & ASSOCIATES INC | 0000892569-98-000201 ↗ |
| 1998-01-29 | 424B4 | 424B4 (final prospectus) | STEVEN MYERS & ASSOCIATES INC | 0000892569-98-000203 ↗ |
| 1998-08-25 | S-1 | S-1 (registration) | SM&A CORP | 0000892569-98-002436 ↗ |
| 1998-08-28 | S-1/A | S-1/A (amendment) | SM&A CORP | 0000892569-98-002454 ↗ |
| 1998-09-02 | RW | RW (withdrawal request) | SM&A CORP | 0000892569-98-002477 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-01-29 | S-1/A | registration statement | $12.00–$14.00 | 3,622,500 | - | Nasdaq WINS | 3 | from the submission text; range, shares headline, cover names 3 | document ↗ | |
| 1998-01-29 | 424B4 | final prospectus | 3,150,000 | - | Nasdaq WINS | 27 | from the submission text; shares headline, underwriting table 26, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| McCarthy Cathy L | Director,Officer; Officer | Pres/CEO; President and CEO; President and COO; President & CEO; President & COO | 11 | 2006–2008 | |
| MYERS STEVEN S | Director,Officer,TenPercentOwner; Other; TenPercentOwner; TenPercentOwnerOther | Chairman of the Board and CEO | 16 | 2006–2008 | person page Fuzzy |
| Bauman George Timothy | Officer | EVP, Sales & Marketing; Executive Vice President | 8 | 2006–2007 | |
| UNTRACHT ROBERT J | Director | 22 | 2006–2008 | ||
| Eide Thomas Alan | Officer | Senior Vice President; SVP, Professional Services | 8 | 2006–2007 | |
| STENBIT JOHN P | Director | 19 | 2006–2008 | person page Fuzzy | |
| LEWIS J CHRISTOPHER | Director | 5 | 2006–2008 | ||
| HANDY STEVE D | Officer; Other | Sr. Vice President CFO & Secr.; Sr. Vice President,CFO & Secty | 4 | 2007 | |
| HANGER DWIGHT | Director | 7 | 2007–2008 | ||
| Hart Daniel Ryan | Officer | SVP, Corporate Controller; VP, Corp Controller | 2 | 2007–2008 | |
| REINERS KEVIN L | Officer | Executive Vice President; Senior Vice President | 11 | 2007–2008 | |
| Davis Cynthia A | Director,Officer | Chief Executive Officer | 1 | 2007 | |
| BOWES WILLIAM C | Director | 4 | 2008 | ||
| REAGAN JOSEPH B | Director | 4 | 2008 | ||
| RODIN ROBERT | Director | 2 | 2008 | ||
| PACE PETER | Director; Director,Officer | Pres/CEO SMA StrategicAdvisors | 3 | 2008 | |
| ECKSTAEDT JAMES ROBERT | Officer | EVP Finance/CFO and Corp Secty; EVP, Finance/CFO & Corp Secty | 3 | 2008 | |
| Goldman Charles | TenPercentOwner | 2 | 2008–2009 | ||
| LYNCH THOMAS E | TenPercentOwner | 2 | 2008–2009 | ||
| Mill Road Capital GP LLC | TenPercentOwner | 2 | 2008–2009 | ||
| Mill Road Capital, L.P. | TenPercentOwner | 2 | 2008–2009 | ||
| Scharfman Scott | TenPercentOwner | 2 | 2008–2009 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | EMERGENT INFORMATION TECHNOLOGIES, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | SM&A-DELAWARE CORPORATION | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| Business registration | SM&A, INC. | CA | State business registries | name and state |
| Business registration | STEVEN MYERS & ASSOCIATES, INC. | CA | State business registries | EIN (EXACT, as the state registration reports it) |
| IPO registrant | WILLIAM LYON HOMES | CA | IPO registrations (S-1, F-1) | same street address and ZIP code, 4695 MACARTHUR CT 8TH FL 92660 (FUZZY: a shared address, not proof of a shared organization) |
| SEC filer | SM&A | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | SM&A | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | SMA, INC. | EIN (EXACT) | ||
| Person page | John P Stenbit | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Steven S Myers | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
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- HOSPITALITY MARKETING CONCEPTS INC CA
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- ORGANIC INC CA
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In other datasets, the same topic (Science) in CA:
- Nonprofit: AACE INTERNATIONAL (Nonprofits (IRS Form 990))
Interests: Services-Management Consulting Services · Science