IPO registrations (S-1, F-1) · Registrants

SM&A

SEC CIK
1050031 · filings on EDGAR ↗
Name on the registration
SM&A CORP
Former names
EMERGENT INFORMATION TECHNOLOGIES INC (2000–2002); SM&A CORP (1998–2000); STEVEN MYERS & ASSOCIATES INC (1998–1998); MYERS STEVEN & ASSOCIATES INC (1997–1998)
Registration
Form S-1, first filed 1997-11-21, last 1998-08-28; 2 initial registrations, 6 amendments
Outcome
Final prospectus filed 1998-01-29; withdrawal requested 1998-09-02
Industry (SIC)
Services-Management Consulting Services 8742
Incorporated in
DE
Business address
4695 MACARTHUR COURT, 8TH FLOOR, Newport Beach, CA 92660
EIN
33-0080929
EDGAR entity type
operating
Insiders and CEO pay
SM&A on the corporate pages

Offering terms

Proposed price range
$12.00–$14.00 per share (S-1/A filed 1998-01-29)
Shares offered
3,150,000
Listing
Nasdaq under the symbol WINS
Lead underwriters
Donaldson, Lufkin & Jenrette (1,245,000 shares); Lehman Brothers (1,245,000 shares)
Syndicate
Color Photography; BancAmerica Robertson Stephens (40,000); Oppenheimer (40,000); A.G. Edwards (40,000); Goldman Sachs (40,000); Hambrecht & Quist (40,000); Merrill Lynch (40,000); Morgan Stanley (40,000); Montgomery Securities (40,000); Citigroup (40,000); Adams Harkness (20,000); Baird (20,000); Brean Murray & Co., Inc (20,000); Crowell, Weedon & Co (20,000); FBR (20,000); Johnston, Lemon & Co. Incorporated (20,000); Ladenburg Thalmann (20,000); KeyBanc Capital Markets (20,000); Parker/Hunter Incorporated (20,000); Pennsylvania Merchant Group Ltd (20,000); Ragen Mackenzie Incorporated (20,000); The Seidler Companies Incorporated (20,000); Stephens (20,000); Sutro & Co. Incorporated (20,000); Tucker Anthony Incorporated (20,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 10

FiledFormWhat it isName as filedEDGAR
1997-11-21S-1S-1 (registration)MYERS STEVEN & ASSOCIATES INC0000892569-97-003312 ↗
1998-01-05S-1/AS-1/A (amendment)MYERS STEVEN & ASSOCIATES INC0000892569-98-000005 ↗
1998-01-06S-1/AS-1/A (amendment)MYERS STEVEN & ASSOCIATES INC0000892569-98-000014 ↗
1998-01-16S-1/AS-1/A (amendment)MYERS STEVEN & ASSOCIATES INC0000892569-98-000120 ↗
1998-01-27S-1/AS-1/A (amendment)STEVEN MYERS & ASSOCIATES INC0000892569-98-000175 ↗
1998-01-29S-1/AS-1/A (amendment)STEVEN MYERS & ASSOCIATES INC0000892569-98-000201 ↗
1998-01-29424B4424B4 (final prospectus)STEVEN MYERS & ASSOCIATES INC0000892569-98-000203 ↗
1998-08-25S-1S-1 (registration)SM&A CORP0000892569-98-002436 ↗
1998-08-28S-1/AS-1/A (amendment)SM&A CORP0000892569-98-002454 ↗
1998-09-02RWRW (withdrawal request)SM&A CORP0000892569-98-002477 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1998-01-29S-1/Aregistration statement$12.00–$14.003,622,500-Nasdaq WINS3from the submission text; range, shares headline, cover names 3document ↗
1998-01-29424B4final prospectus3,150,000-Nasdaq WINS27from the submission text; shares headline, underwriting table 26, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
McCarthy Cathy LDirector,Officer; OfficerPres/CEO; President and CEO; President and COO; President & CEO; President & COO112006–2008
MYERS STEVEN SDirector,Officer,TenPercentOwner; Other; TenPercentOwner; TenPercentOwnerOtherChairman of the Board and CEO162006–2008person page Fuzzy
Bauman George TimothyOfficerEVP, Sales & Marketing; Executive Vice President82006–2007
UNTRACHT ROBERT JDirector222006–2008
Eide Thomas AlanOfficerSenior Vice President; SVP, Professional Services82006–2007
STENBIT JOHN PDirector192006–2008person page Fuzzy
LEWIS J CHRISTOPHERDirector52006–2008
HANDY STEVE DOfficer; OtherSr. Vice President CFO & Secr.; Sr. Vice President,CFO & Secty42007
HANGER DWIGHTDirector72007–2008
Hart Daniel RyanOfficerSVP, Corporate Controller; VP, Corp Controller22007–2008
REINERS KEVIN LOfficerExecutive Vice President; Senior Vice President112007–2008
Davis Cynthia ADirector,OfficerChief Executive Officer12007
BOWES WILLIAM CDirector42008
REAGAN JOSEPH BDirector42008
RODIN ROBERTDirector22008
PACE PETERDirector; Director,OfficerPres/CEO SMA StrategicAdvisors32008
ECKSTAEDT JAMES ROBERTOfficerEVP Finance/CFO and Corp Secty; EVP, Finance/CFO & Corp Secty32008
Goldman CharlesTenPercentOwner22008–2009
LYNCH THOMAS ETenPercentOwner22008–2009
Mill Road Capital GP LLCTenPercentOwner22008–2009
Mill Road Capital, L.P.TenPercentOwner22008–2009
Scharfman ScottTenPercentOwner22008–2009

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationEMERGENT INFORMATION TECHNOLOGIES, INC.CAState business registriesEIN (EXACT, as the state registration reports it)
Business registrationSM&A-DELAWARE CORPORATIONCAState business registriesEIN (EXACT, as the state registration reports it)
Business registrationSM&A, INC.CAState business registriesname and state
Business registrationSTEVEN MYERS & ASSOCIATES, INC.CAState business registriesEIN (EXACT, as the state registration reports it)
IPO registrantWILLIAM LYON HOMESCAIPO registrations (S-1, F-1)same street address and ZIP code, 4695 MACARTHUR CT 8TH FL 92660 (FUZZY: a shared address, not proof of a shared organization)
SEC filerSM&ASEC filers (EDGAR)CIK (EXACT)
Trademark ownerSM&ACATrademarks (USPTO)name and state
Form 5500 plan sponsorSMA, INC.EIN (EXACT)
Person pageJohn P StenbitPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)
Person pageSteven S MyersPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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Interests: Services-Management Consulting Services · Science