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IPO registrations (S-1, F-1) · Registrants

KOFAX IMAGE PRODUCTS INC

SEC CIK
1045035 · filings on EDGAR ↗
Registration
Form S-1, first filed 1997-08-28, last 1997-10-09; 1 initial registration, 5 amendments
Outcome
Final prospectus filed 1997-10-10
Industry (SIC)
Services-Computer Integrated Systems Design 7373
Incorporated in
DE
Business address
16245 LAGUNA CANYON ROAD, Irvine, CA 92618
EIN
33-0114967
EDGAR entity type
operating

Offering terms

Proposed price range
$11.00–$13.00 per share (S-1/A filed 1997-10-09)
Final price
$11.00 per share, within the range (424B1 filed 1997-10-10, an initial public offering)
Shares sold
2,000,000
Gross proceeds
$22,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol KOFX
Lead underwriters
Needham & Company (547,500 shares); Unterberg Harris (547,500 shares)
Syndicate
BT Alex. Brown (65,000); Donaldson, Lufkin & Jenrette (65,000); Hambrecht & Quist (65,000); Lehman Brothers (65,000); Morgan Stanley (65,000); Prudential Securities (65,000); BancAmerica Robertson Stephens (65,000); Adams Harkness (45,000); William Blair (45,000); J.C. Bradford & Co (45,000); Brean Murray & Co., Inc (45,000); Burnham Securities Inc (45,000); Cleary, Gull, Reiland & McDevitt Inc (45,000); First Albany Corporation (45,000); Mesirow Financial, Inc (45,000); Piper Sandler (45,000); Tucker Anthony Incorporated (45,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 7

FiledFormWhat it isName as filedEDGAR
1997-08-28S-1S-1 (registration)KOFAX IMAGE PRODUCTS INC0000892569-97-002424 ↗
1997-09-19S-1/AS-1/A (amendment)KOFAX IMAGE PRODUCTS INC0000892569-97-002580 ↗
1997-10-01S-1/AS-1/A (amendment)KOFAX IMAGE PRODUCTS INC0000892569-97-002702 ↗
1997-10-02S-1/AS-1/A (amendment)KOFAX IMAGE PRODUCTS INC0000892569-97-002723 ↗
1997-10-08S-1/AS-1/A (amendment)KOFAX IMAGE PRODUCTS INC0000892569-97-002787 ↗
1997-10-09S-1/AS-1/A (amendment)KOFAX IMAGE PRODUCTS INC0000892569-97-002803 ↗
1997-10-10424B1424B1 (final prospectus)KOFAX IMAGE PRODUCTS INC0000892569-97-002820 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1997-10-09S-1/Aregistration statement$11.00–$13.002,000,000-Nasdaq KOFX2from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, underwriting table 1, cover names 1document ↗
1997-10-10424B1final prospectus$11.002,000,000$22,000,000Nasdaq KOFX19from the submission text; price sentence, shares headline, proceeds computed, underwriting table 19, cover names 1document ↗

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
Business registrationKOFAX, INC.CAState business registriesEIN (EXACT, as the state registration reports it)
Lobbying clientKOFAX IMAGE PRODUCTSCAFederal lobbying (LDA)name and state
Trademark ownerKofax Image Products, Inc.CATrademarks (USPTO)name and state
Form 5500 plan sponsorTUNGSTEN AUTOMATION CORPORATIONEIN (EXACT)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

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