IPO registrations (S-1, F-1) · Registrants
ASCENT PEDIATRICS INC
- SEC CIK
- 1019731 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-03-14, last 1997-05-28; 1 initial registration, 4 amendments
- Outcome
- Final prospectus filed 1997-05-30
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 187 BALLARDVALE ST, SUITE B125, Wilmington, MA 01887
- EIN
- 04-3047405
- EDGAR entity type
- operating
Offering terms
- Proposed price range
- $11.00–$13.00 per share (S-1/A filed 1997-05-28)
- Final price
- $6.28 per share, below the range (424B1 filed 1997-05-30, an initial public offering)
- Shares sold
- 2,000,000
- Gross proceeds
- $12,560,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol ASCT
- Lead underwriters
- Cowen (533,072 shares)
- Syndicate
- Adams Harkness (175,964); Volpe Brown Whelan & Company, LLC (470,964); Credit Suisse (40,000); Deutsche Bank (40,000); Dillon, Read & Co. Inc (40,000); Donaldson, Lufkin & Jenrette (40,000); Hambrecht & Quist (40,000); Montgomery Securities (40,000); J.P. Morgan (40,000); Morgan Stanley (40,000); Oppenheimer (40,000); Prudential Securities (40,000); Schroder Wertheim & Co. Incorporated (40,000); UBS (40,000); Wasserstein Perella Securities, Inc (40,000); Baird (20,000); J.C. Bradford & Co (20,000); Dain Bosworth Incorporated (20,000); Furman Selz LLC (20,000); Gerard Klauer Mattison & Co., LLC (20,000); Gruntal & Co., LLC (20,000); Edward D. Jones & Co., L.P (20,000); KeyBanc Capital Markets (20,000); Nesbitt Burns Securities Inc (20,000); Pennsylvania Merchant Group Ltd (20,000); Piper Sandler (20,000); Raymond James (20,000); Rodman & Renshaw (20,000); Tucker Anthony Incorporated (20,000); Vector Securities International, Inc (20,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
Filings 6
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-03-14 | S-1 | S-1 (registration) | ASCENT PEDIATRICS INC | 0000950135-97-001204 ↗ |
| 1997-04-03 | S-1/A | S-1/A (amendment) | ASCENT PEDIATRICS INC | 0000950135-97-001661 ↗ |
| 1997-04-25 | S-1/A | S-1/A (amendment) | ASCENT PEDIATRICS INC | 0000950135-97-002032 ↗ |
| 1997-05-16 | S-1/A | S-1/A (amendment) | ASCENT PEDIATRICS INC | 0000950135-97-002498 ↗ |
| 1997-05-28 | S-1/A | S-1/A (amendment) | ASCENT PEDIATRICS INC | 0000950135-97-002537 ↗ |
| 1997-05-30 | 424B1 | 424B1 (final prospectus) | ASCENT PEDIATRICS INC | 0000950135-97-002556 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-05-28 | S-1/A | registration statement | $11.00–$13.00 | $6.28 | 2,000,000 | $12,560,000 | Nasdaq ASCT | 4 | from the submission text; range, price line, shares headline, proceeds computed, cover names 4 | document ↗ |
| 1997-05-30 | 424B1 | final prospectus | $6.28 | 2,000,000 | $12,560,000 | Nasdaq ASCT | 31 | from the submission text; price line, shares headline, proceeds computed, underwriting table 31, cover names 2 | document ↗ |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Trademark owner | Ascent Pediatrics, Inc. | MA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, MA first:
- ERGO SCIENCE CORP MA
- MILLENNIUM PHARMACEUTICALS INC MA
- ESSENTIAL THERAPEUTICS INC MA
- ARQULE INC MA
- EPIX Pharmaceuticals, Inc. MA
- PRAECIS PHARMACEUTICALS INC MA
- PARATEK PHARMACEUTICALS INC MA
- PREDIX PHARMACEUTICALS HOLDINGS INC MA
- CervoMed Inc. MA
- Euthymics Bioscience, Inc. MA
In other datasets, the same topic (Health) in MA:
- Nonprofit: ABBIE M GRIFFIN HOSPITAL FUND (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health