IPO registrations (S-1, F-1) · Registrants
Euthymics Bioscience, Inc.
- SEC CIK
- 1066833 · filings on EDGAR ↗
- Name on the registration
- DOV PHARMACEUTICAL INC
- Former names
- Euthymics Bioscience Inc (2010–2013); DOV PHARMACEUTICAL INC (2002–2009)
- Registration
- Form S-1, first filed 2002-01-28, last 2007-06-06; 5 initial registrations, 9 amendments
- Outcome
- Final prospectus filed 2002-04-25; declared effective 2007-06-25
- Industry (SIC)
- Pharmaceutical Preparations 2834
- Incorporated in
- DE
- Business address
- 35 BRAINTREE HILL OFFICE PARK, SUITE 304, Braintree, MA 02184
- EIN
- 22-3374365
- EDGAR entity type
- operating
- Insiders and CEO pay
- Euthymics Bioscience, Inc. on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2002-04-24)
- Final price
- $13.00 per share, below the range (424B1 filed 2002-04-25, an initial public offering)
- Shares sold
- 5,000,000
- Gross proceeds
- $65,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol DOVP
- Lead underwriters
- CIBC World Markets (1,870,000 shares); Lehman Brothers (1,870,000 shares); Lazard (935,000 shares); Services LLC (50,000 shares)
- Syndicate
- Fidelity Capital Markets; BofA Securities (50,000); Piper Sandler (50,000); Wachovia (50,000); Adams Harkness (25,000); Emerging Growth Equities, Ltd (25,000); Leerink Partners (25,000); Pacific Crest Securities (25,000); Parker/Hunter Incorporated (25,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: EUTHYMICS BIOSCIENCE EXACT (EIN (EXACT))
- Form D issuer: Euthymics Bioscience, Inc. EXACT (CIK (EXACT))
- SEC filer: DOV PHARMACEUTICAL INC EXACT (CIK (EXACT))
Filings 16
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2002-01-28 | S-1 | S-1 (registration) | DOV PHARMACEUTICAL INC | 0000912057-02-002940 ↗ |
| 2002-02-06 | S-1/A | S-1/A (amendment) | DOV PHARMACEUTICAL INC | 0000912057-02-004254 ↗ |
| 2002-03-11 | S-1/A | S-1/A (amendment) | DOV PHARMACEUTICAL INC | 0000912057-02-009424 ↗ |
| 2002-03-19 | S-1/A | S-1/A (amendment) | DOV PHARMACEUTICAL INC | 0000912057-02-010521 ↗ |
| 2002-04-05 | S-1/A | S-1/A (amendment) | DOV PHARMACEUTICAL INC | 0000912057-02-013924 ↗ |
| 2002-04-24 | S-1/A | S-1/A (amendment) | DOV PHARMACEUTICAL INC | 0000912057-02-016292 ↗ |
| 2002-04-24 | S-1/A | S-1/A (amendment) | DOV PHARMACEUTICAL INC | 0000912057-02-016304 ↗ |
| 2002-04-24 | S-1/A | S-1/A (amendment) | DOV PHARMACEUTICAL INC | 0000912057-02-016392 ↗ |
| 2002-04-25 | 424B1 | 424B1 (final prospectus) | DOV PHARMACEUTICAL INC | 0000912057-02-016594 ↗ |
| 2003-09-11 | S-1 | S-1 (registration) | DOV PHARMACEUTICAL INC | 0001047469-03-030485 ↗ |
| 2003-10-23 | S-1/A | S-1/A (amendment) | DOV PHARMACEUTICAL INC | 0001047469-03-034167 ↗ |
| 2004-02-11 | S-1 | S-1 (registration) | DOV PHARMACEUTICAL INC | 0001144204-04-001237 ↗ |
| 2004-03-18 | S-1/A | S-1/A (amendment) | DOV PHARMACEUTICAL INC | 0001144204-04-003178 ↗ |
| 2004-04-05 | S-1 | S-1 (registration) | DOV PHARMACEUTICAL INC | 0001144204-04-004367 ↗ |
| 2007-06-06 | S-1 | S-1 (registration) | DOV PHARMACEUTICAL INC | 0001144204-07-030500 ↗ |
| 2007-06-25 | EFFECT | EFFECT (declared effective) | DOV PHARMACEUTICAL INC | 9999999995-07-002529 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2002-04-24 | S-1/A | registration statement | $15.00–$17.00 | 5,000,000 | - | Nasdaq DOVP | 4 | primary document; range, shares headline, cover names 4 | document ↗ | |
| 2002-04-25 | 424B1 | final prospectus | $13.00 | 5,000,000 | $65,000,000 | Nasdaq DOVP | 13 | primary document; price sentence, shares general, proceeds table, underwriting table 12, cover names 4 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| DOV PHARMACEUTICAL INC | Director; Officer | Sr. V.P. & C.S.O.; Sr. V.P. Drug Development; Sr. V.P. Research, CSO; SVP and CFO; SVP & CFO; S.V.P. & CSO; SVP & CSO | 18 | 2006–2008 | |
| Hudson Leslie | Director,Officer | CEO and President | 1 | 2006 | |
| HOROVITZ ZOLA P | Director | 5 | 2006–2008 | ||
| Skolnick Phil | Officer | Executive VP and CSO; President and CSO; Sr. V.P. Research, CSO | 6 | 2006–2008 | |
| Podlesak Dennis | Director | 5 | 2006–2008 | ||
| ISALY SAMUEL D | Director | 1 | 2006 | ||
| ORBIMED ADVISORS LLC | Director | 1 | 2006 | ||
| ORBIMED CAPITAL LLC | Director | 1 | 2006 | ||
| Ashe Patrick | Director | 5 | 2006–2008 | ||
| VAN RIPER DANIEL S | Director | 4 | 2006–2008 | ||
| Myers Scott Dunseth | Officer | Senior Vice President | 2 | 2006 | |
| Duncan Barbara Gayle | Director; Director,Officer | CEO; President and CFO | 5 | 2006–2008 | |
| Stern Warren Charles | Officer | Sr. V.P. Drug Development | 2 | 2006–2007 | |
| Alexander E. Jackson | TenPercentOwner | 3 | 2007 | ||
| Patrick G. G. Dear | TenPercentOwner | 3 | 2007 | ||
| POLYGON GLOBAL OPPORTUNITIES MASTER FUND | TenPercentOwner | 3 | 2007 | ||
| Polygon Investment Management LTD | TenPercentOwner | 3 | 2007 | ||
| Polygon Investment Partners GP, LLC | TenPercentOwner | 3 | 2007 | ||
| Polygon Investment Partners HK LTD | TenPercentOwner | 3 | 2007 | ||
| Polygon Investment Partners LLP | TenPercentOwner | 3 | 2007 | ||
| Polygon Investment Partners LP | TenPercentOwner | 3 | 2007 | ||
| Polygon Investments Ltd. | TenPercentOwner | 3 | 2007 | ||
| Reade E. Griffith | TenPercentOwner | 3 | 2007 | ||
| Dubin Glenn | TenPercentOwner | 2 | 2007 | ||
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | TenPercentOwner | 2 | 2007 | ||
| Highbridge International LLC | TenPercentOwner | 2 | 2007 | ||
| Swieca Henry | TenPercentOwner | 2 | 2007 | ||
| UBS AG | Other; TenPercentOwner | 2 | 2007 | ||
| Lippa Arnold | Director | 3 | 2007–2008 | ||
| Zakrzewski Joseph S | Director | 9 | 2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2017-06-01 | Euthymics Bioscience, Inc. | Biotechnology | $500,000 | $300,000 | 7 | 1 |
| 2012-03-16 | Euthymics Bioscience Inc | Other Technology | $28,008,945 | $24,299,848 | 7 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Form D issuer | Euthymics Bioscience, Inc. | MA | Form D private offerings | CIK (EXACT) |
| Patent assignee | EUTHYMICS BIOSCIENCE, INC. | MA | Patents (USPTO) | name and state |
| SEC filer | DOV PHARMACEUTICAL INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Euthymics Bioscience, Inc. | MA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | EUTHYMICS BIOSCIENCE | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Pharmaceutical Preparations, MA first:
- ERGO SCIENCE CORP MA
- MILLENNIUM PHARMACEUTICALS INC MA
- ESSENTIAL THERAPEUTICS INC MA
- ARQULE INC MA
- ASCENT PEDIATRICS INC MA
- EPIX Pharmaceuticals, Inc. MA
- PRAECIS PHARMACEUTICALS INC MA
- PARATEK PHARMACEUTICALS INC MA
- PREDIX PHARMACEUTICALS HOLDINGS INC MA
- CervoMed Inc. MA
In other datasets, the same topic (Health) in MA:
- Nonprofit: ABBIE M GRIFFIN HOSPITAL FUND (Nonprofits (IRS Form 990))
Interests: Pharmaceutical Preparations · Health