IPO registrations (S-1, F-1) · Registrants
WESTELL TECHNOLOGIES INC
- SEC CIK
- 1002135 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1996-05-31, last 1996-06-20; 1 initial registration, 1 amendment
- Outcome
- Final prospectus filed 1996-06-21
- Industry (SIC)
- Telephone & Telegraph Apparatus 3661
- Incorporated in
- DE
- Business address
- 750 N COMMONS DRIVE, Aurora, IL 60504
- EIN
- 36-3154957
- EDGAR entity type
- operating
- Insiders and CEO pay
- WESTELL TECHNOLOGIES INC on the corporate pages
Offering terms
- Final price
- $6.50 per share (424B1 filed 1996-06-21)
- Shares sold
- 1,665,000
- Gross proceeds
- $10,822,500 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol WSTL
- Lead underwriters
- Montgomery Securities (666,668 shares)
- Syndicate
- Cowen (666,666); Punk, Ziegel & Knoell (666,666)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Form 5500 plan sponsor: WESTELL TECHNOLOGIES, INC. EXACT (EIN (EXACT))
- SEC filer: WESTELL TECHNOLOGIES INC EXACT (CIK (EXACT))
- Person page: Cary B Wood Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Mark A Zorko Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
- Person page: Melvin J Simon Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 3
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1996-05-31 | S-1 | S-1 (registration) | WESTELL TECHNOLOGIES INC | 0000950124-96-002425 ↗ |
| 1996-06-20 | S-1/A | S-1/A (amendment) | WESTELL TECHNOLOGIES INC | 0000950124-96-002780 ↗ |
| 1996-06-21 | 424B1 | 424B1 (final prospectus) | WESTELL TECHNOLOGIES INC | 0000950124-96-002808 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1996-06-20 | S-1/A | registration statement | $6.50 | 2,540,000 | $16,510,000 | Nasdaq WSTL | 7 | from the submission text; price sentence, shares headline, proceeds computed, cover names 7 | document ↗ | |
| 1996-06-21 | 424B1 | final prospectus | $6.50 | 1,665,000 | $10,822,500 | Nasdaq WSTL | 3 | from the submission text; price sentence, shares general, proceeds computed, underwriting table 3, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| NOLL WILLIAM J | Officer | Sr. VP & Chief Tech. Officer; Vice President | 2 | 2006–2007 | |
| HINDMAN NICHOLAS C SR | Officer | CFO; Former SVP and COO; Senior Vice President | 3 | 2006–2007 | |
| SEAZHOLTZ JOHN W | Director | 10 | 2006–2009 | ||
| DWYER PAUL A | Director | 6 | 2006–2008 | ||
| REEDY TIMOTHY J | Officer | CEO of Conference Plus, Inc.; President, CEO, ConferencePlus; Senior VP | 5 | 2006–2011 | |
| Mader Thomas E | Director,Officer | President & CEO | 3 | 2007 | |
| Forster Amy T | Officer | Chief Accounting Officer; Chief Accoutning Officer; Chief Financial Officer; Interim CFO, VP&Corp Contoller; Senior V.P. and C.F.O.; Vice President, Controller; VP; VP and Corporate Controller; VP Controller; VP, Controller; VP Corp Controller; VP & Corporate Controller | 25 | 2007–2016 | |
| KAMERICK EILEEN A | Director | 11 | 2007–2015 | ||
| PENNY ROBERT C III | Director; Director,TenPercentOwner | 15 | 2007–2020 | ||
| PLUMMER ROGER L | Director | 1 | 2007 | ||
| SERGESKETTER BERNARD F | Director; Officer | CEO | 7 | 2007–2009 | |
| SIMON MELVIN J | Director; Director,TenPercentOwner; TenPercentOwner | 13 | 2007–2011 | person page Fuzzy | |
| VAN CULLENS E | Director | 1 | 2007 | ||
| Pillow Timothy R | Officer | Chief Marketing Officer | 4 | 2007–2008 | |
| Shaver Christopher J. | Officer | SVP and GM; SVP of Engineering and CTO; SVP Product Development; SVP, Products; VP; VP, Business Development; VP, General Manager of CNS Div; VP/GM CNS; VP & GM OSP | 22 | 2007–2015 | |
| SKURLA MARK | Officer | SVP, Worldwide Sales; VP of Sales & Customer Service | 4 | 2007–2014 | |
| CLARK JOHN C | Officer | Former VP | 1 | 2007 | |
| Powers Brian G. | Officer | VP/GM - OSPlant Systems; VP/GM OSPlant Systems | 5 | 2008–2011 | |
| GILBERT RICHARD S | Director,Officer | CEO; Cheif Executive Officer; Chief Executive Officer | 33 | 2009–2014 | |
| Froisland James M | Director | 7 | 2009–2014 | ||
| Swail Bruce D | Director | 1 | 2009 | ||
| SINGER MARTIN H | Director | 4 | 2009–2010 | ||
| COOPER BRIAN S | Officer | CFO; Chief Financial Officer | 13 | 2009–2013 | |
| HERNANDEZ MARTIN | Director | 9 | 2009–2016 | ||
| Foskett Robert W | Director; Director,TenPercentOwner | 14 | 2009–2020 | ||
| Harris Dennis O | Director | 11 | 2010–2017 | ||
| Brannock Kirk R | Director; Director,Officer; Officer | Interim President & CEO; President & CEO | 19 | 2011–2020 | |
| Bandukwala Naveed H | Officer | Senior VP Corp Development; SrVP GM Comm Solutions Group; SVP Corp Development; SVP GM Comm Solutions Group; SV President Corp Development; VP Corporate Development; VP of Corporate Development | 11 | 2012–2015 | |
| ROBISON DAVID A | Officer | SVP, Sales and Marketing | 2 | 2012 | |
| Stump Benjamin S. | Officer | SVP Chief Technology Officer; SVP CTO | 5 | 2013–2014 | |
| Cremona Richard S. | Officer | Chief Operating Officer; COO | 5 | 2013–2014 | |
| Minichiello Thomas P. | Officer | Chief Financial Officer; SVP/CFO/Treas/Secretary; SVP,CFO,Treasurer,Secretary; SVP, CFO, Tres, Secretary; SVP/CFO/Tres/Secretary | 24 | 2013–2019 | |
| GRUENWALD JOHN THOMAS | Director; Director,Officer | President & CEO; President, CEO, Chairman; President/CEO/Chairman | 11 | 2013–2016 | |
| Goodrich Scott T. | Officer | President,In-Building Wireless; President,In-BuildingWireless; SVP&PresCellularSpecialtiesInc | 7 | 2014–2015 | |
| Adib Fared | Director | 4 | 2014–2016 | ||
| McDonough Patrick J. Jr. | TenPercentOwner | 1 | 2015 | ||
| BERNSTEIN CHARLES S. | Officer | Sr. VP, Global Sales; Sr. VP, Worldwide Sales; SVP Worldwide Sales | 5 | 2015–2016 | |
| BROUILLETTE BRIAN T. | Officer | SVP ISM and Worldwide Services; SVP,ISM and Worldwide Services | 3 | 2015–2016 | |
| Diefenderfer Jeannie | Director | 3 | 2015–2016 | ||
| MORAN MICHAEL T | Officer | SVP, Chief Technology Officer; SVP, IBW | 6 | 2015–2017 | |
| GOOD RICHARD E | Officer | SVP, In-Building Wireless; SVP, IN-Building Wireless | 5 | 2016 | |
| HERNANDEZ OSCAR | Officer | SVP Engineering & OutsidePlant; SVP Engineering &Outside Plant; SVP Engineering& Outside Plant | 4 | 2016 | |
| Swartwood Jesse | Officer | SVP, Worldwide Sales | 12 | 2017–2020 | |
| Zorko Mark A | Director | 6 | 2017–2020 | person page Fuzzy | |
| Wood Cary B | Director | 6 | 2017–2020 | person page Fuzzy | |
| Brady Matthew B | Officer | President & CEO | 2 | 2017 | |
| John Alfred S | Officer | President & CEO | 5 | 2018–2019 | |
| CHANDLER SCOTT C | Director | 5 | 2018–2020 | ||
| Duitsman Timothy L | Director; Director,Officer | President & CEO | 8 | 2019–2020 | |
| Jaynes Jeniffer L | Officer | Interim CFO | 4 | 2019–2020 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Contractor | ONE SOURCE HEARING | IL | Nonprofit contractors (Form 990) | same street address and ZIP code, 750 N COMMONS DR 60504 (FUZZY: a shared address, not proof of a shared organization) |
| Plan sponsor | WESTELL TECHNOLOGIES, INC. | IL | Form 5500 (employee benefit plans) | name and state |
| Patent assignee | Westell Technologies, Inc. | IL | Patents (USPTO) | name and state |
| SEC filer | WESTELL TECHNOLOGIES INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Westell Technologies, Inc. | IL | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | WESTELL TECHNOLOGIES, INC. | EIN (EXACT) | ||
| Person page | Cary B Wood | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Mark A Zorko | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) | |
| Person page | Melvin J Simon | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Telephone & Telegraph Apparatus, IL first:
- Beyond IVR Holdings, Inc A0
- ALTIGEN COMMUNICATIONS INC CA
- OPLINK COMMUNICATIONS INC CA
- COPPER MOUNTAIN NETWORKS INC CA
- TERAYON COMMUNICATION SYSTEMS CA
- TURNSTONE SYSTEMS INC CA
- DITECH NETWORKS INC CA
- CERENT CORP CA
- NEXT LEVEL COMMUNICATIONS INC CA
- ZTI MERGER SUBSIDIARY III INC CA
In other datasets, the same topic (Technology) in IL:
- Form D issuer: 100INSIGHTS, INC (Form D private offerings)
- Lobbying client: ABBOTT LABORATORIES (Federal lobbying (LDA))
Interests: Telephone & Telegraph Apparatus · Technology