IPO registrations (S-1, F-1) · Registrants
VFINANCE INC
- SEC CIK
- 890285 · filings on EDGAR ↗
- Former names
- VFINANCE COM (2000–2002); PEACHTREE FIBEROPTICS INC /DE/ (1997–2000)
- Registration
- Form S-1, first filed 2006-11-13, last 2008-02-07; 1 initial registration, 3 amendments
- Outcome
- No final prospectus, effectiveness notice or withdrawal within two years of the registration
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Incorporated in
- DE
- Business address
- 3010 NORTH MILITARY TRAIL, SUITE 300, Boca Raton, FL 33431
- EIN
- 58-1974423
- EDGAR entity type
- operating
- Insiders and CEO pay
- VFINANCE INC on the corporate pages
Offering terms
- Shares offered
- 4,935,502
- Listing
- under the symbol VFIN
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: VFINANCE, INC. EXACT (EIN (EXACT, as the state registration reports it))
- SEC filer: VFINANCE INC EXACT (CIK (EXACT))
- Person page: Sheila C Reinken Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer))
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2006-11-13 | S-1 | S-1 (registration) | VFINANCE INC | 0001172665-06-000406 ↗ |
| 2007-05-08 | S-1/A | S-1/A (amendment) | VFINANCE INC | 0001144204-07-023360 ↗ |
| 2008-02-01 | S-1/A | S-1/A (amendment) | VFINANCE INC | 0001144204-08-005773 ↗ |
| 2008-02-07 | S-1/A | S-1/A (amendment) | VFINANCE INC | 0001144204-08-006564 ↗ |
Prospectus pages read 1
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2008-02-07 | S-1/A | registration statement | 4,935,502 | - | VFIN | 0 | primary document; shares headline | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| MAHONEY TIMOTHY | Director,Officer; TenPercentOwner | COO and Chairman | 2 | 2006–2008 | |
| REINKEN SHEILA C | Officer | Executive VP and CFO | 1 | 2006 | person page Fuzzy |
| SOKOLOW LEONARD J | Director,Officer; Director,Officer,TenPercentOwner | CEO; CEO and President; President and CEO | 3 | 2006–2008 | |
| LEVIN ALAN B | Officer | Chief Financial Officer; CHIEF FINANCIAL OFFICER; Interim CFO | 6 | 2006–2008 | |
| MODICA CHARLES R | Director | 3 | 2007–2008 | ||
| CAMPANELLA RICHARD | Officer | Secretary; SECRETARY | 3 | 2007–2008 | |
| ORTEGA JORGE A | Director | 3 | 2007–2008 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | VFINANCE, INC. | FL | State business registries | name and state |
| SEC filer | VFINANCE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | vFinance, Inc. | FL | Trademarks (USPTO) | name and state |
| Person page | Sheila C Reinken | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Officer) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security & Commodity Brokers, Dealers, Exchanges & Services, FL first:
- Southern Trust Securities Holding Corp FL
- Streamex Corp. FL
- ZEALOUS, INC. CA
- LPL Financial Holdings Inc. CA
- United States Currency Funds Trust CA
- Forge Global Holdings, Inc. CA
- SOS Ltd F4
- Yintech Investment Holdings Ltd F4
- Plutus Financial Group Ltd F4
- Intercontinental Exchange Holdings, Inc. GA
In other datasets, the same topic (Finance) in FL:
- Form D issuer: Aeterna Opes NH Fund I LP (Form D private offerings)
- Lobbying client: 777 PARTNERS LLC (Federal lobbying (LDA))
Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance