IPO registrations (S-1, F-1) · Registrants
Intercontinental Exchange Holdings, Inc.
- SEC CIK
- 1174746 · filings on EDGAR ↗
- Name on the registration
- INTERCONTINENTALEXCHANGE INC
- Former names
- INTERCONTINENTALEXCHANGE INC (2005–2014)
- Registration
- Form S-1, first filed 2005-03-22, last 2006-07-14; 2 initial registrations, 12 amendments
- Outcome
- Final prospectus filed 2005-11-16; declared effective 2006-07-17
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Incorporated in
- DE
- Business address
- 2100 RIVEREDGE PARKWAY, SUITE 500, Atlanta, GA 30328
- EDGAR entity type
- operating
- Insiders and CEO pay
- Intercontinental Exchange Holdings, Inc. on the corporate pages
Offering terms
- Proposed price range
- $24.00–$26.00 per share (S-1/A filed 2005-11-15)
- Final price
- $23.58 per share, below the range (424B1 filed 2005-11-16, an initial public offering)
- Shares sold
- 16,000,000 (all by selling holders)
- Gross proceeds
- $377,280,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE under the symbol ICE
- Lead underwriters
- Morgan Stanley
- Syndicate
- Goldman Sachs (6,035,857); William Blair (1,567,756); Piper Sandler; SG Corporate & Investment Banking; Sandler O’Neill & Partners, L.P (1,567,756); Societe Generale (470,326); Susquehanna Financial Group, LLLP (79,987); Blaylock & Company, Inc (79,987); Chatsworth Securities LLC (79,987); E*TRADE Securities (79,987)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: INTERCONTINENTAL EXCHANGE HOLDINGS, INC. Fuzzy (name and state)
- Business registration: INTERCONTINENTAL EXCHANGE HOLDINGS, INC. Fuzzy (name and state)
- SEC filer: INTERCONTINENTALEXCHANGE INC EXACT (CIK (EXACT))
Filings 18
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2005-03-22 | S-1 | S-1 (registration) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-003467 ↗ |
| 2005-05-16 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-006398 ↗ |
| 2005-06-06 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-007081 ↗ |
| 2005-06-13 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-007301 ↗ |
| 2005-10-14 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-012186 ↗ |
| 2005-10-25 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-012539 ↗ |
| 2005-10-27 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-012705 ↗ |
| 2005-11-08 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-013277 ↗ |
| 2005-11-14 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-013573 ↗ |
| 2005-11-15 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-013687 ↗ |
| 2005-11-16 | 424B1 | 424B1 (final prospectus) | INTERCONTINENTALEXCHANGE INC | 0000950123-05-013717 ↗ |
| 2006-06-16 | S-1 | S-1 (registration) | INTERCONTINENTALEXCHANGE INC | 0000950123-06-007762 ↗ |
| 2006-06-29 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-06-008369 ↗ |
| 2006-07-05 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-06-008568 ↗ |
| 2006-07-14 | S-1/A | S-1/A (amendment) | INTERCONTINENTALEXCHANGE INC | 0000950123-06-008989 ↗ |
| 2006-07-17 | EFFECT | EFFECT (declared effective) | INTERCONTINENTALEXCHANGE INC | 9999999995-06-000775 ↗ |
| 2006-07-18 | 424B1 | 424B1 (final prospectus) | INTERCONTINENTALEXCHANGE INC | 0000950123-06-009088 ↗ |
| 2006-11-17 | EFFECT | EFFECT (declared effective) | INTERCONTINENTALEXCHANGE INC | 9999999995-06-002392 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2005-11-15 | S-1/A | registration statement | $24.00–$26.00 | $23.58 | 16,000,000 | $377,280,000 | NYSE ICE | 5 | primary document; range, price sentence, shares headline, proceeds computed, cover names 5 | document ↗ |
| 2005-11-16 | 424B1 | final prospectus | $23.58 | 16,000,000 | $377,280,000 | NYSE ICE | 11 | primary document; price sentence, shares headline, proceeds computed, underwriting table 8, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| CRISP CHARLES R | Director | 47 | 2006–2013 | ||
| Forneri Jean Marc | Director | 34 | 2006–2013 | ||
| Goone David S | Officer | Chief Strategic Officer; Senior VP,Business Development; Sr VP, Chief Strategic Officer | 73 | 2006–2013 | |
| Marcial Edwin D | Officer | Chief Technology Officer & SVP | 70 | 2006–2013 | |
| Reid Sir Robert | Director | 40 | 2006–2013 | ||
| SALERNO FREDERIC V | Director | 33 | 2006–2013 | ||
| SANDOR RICHARD L | Director | 25 | 2006–2008 | ||
| Short Johnathan H | Officer | Sr VP, Gen. Coun. & Corp. Sec. | 75 | 2006–2013 | |
| Spencer Richard V | Officer | CFO & Senior Vice President | 13 | 2006–2007 | |
| Sprecher Jeffrey C | Director,Officer | Chief Executive Officer | 112 | 2006–2013 | |
| SPRIESER JUDITH A | Director | 36 | 2006–2013 | ||
| TESE VINCENT | Director | 34 | 2006–2013 | ||
| Vice Charles A | Officer | President & Chief Op. Officer | 89 | 2006–2013 | |
| MORGAN STANLEY | TenPercentOwner | 21 | 2006 | ||
| GOLDMAN SACHS GROUP INC/ | TenPercentOwner | 21 | 2006 | ||
| GOLDMAN SACHS INTERNATIONAL | TenPercentOwner | 20 | 2006 | ||
| Peniket David J | Officer | Pres.& COO of ICE Futures Eur.; President & COO of ICE Futures | 52 | 2006–2012 | |
| Martell Terrence F | Director | 16 | 2007–2013 | ||
| Schoenhut Frederick W | Director | 40 | 2007–2010 | ||
| Farley Thomas W | Officer | President & COO of ICE Fut. US; President & COO of NYBOT; Senior V.P., Financial Markets | 26 | 2007–2013 | |
| Hatfield Fred W | Director | 19 | 2007–2013 | ||
| Hill Scott A | Officer | Senior V.P. & CFO | 35 | 2007–2013 | |
| Hirani Sunil G. | Officer | CEO Creditex Group Inc | 15 | 2008–2009 | |
| McCarthy Callum | Director | 13 | 2009–2013 | ||
| Gregg Judd A. | Director | 8 | 2011–2013 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | INTERCONTINENTAL EXCHANGE HOLDINGS, INC. | GA | State business registries | name and state |
| Business registration | INTERCONTINENTAL EXCHANGE HOLDINGS, INC. | GA | State business registries | name and state |
| Patent assignee | Intercontinental Exchange Holdings, Inc. | GA | Patents (USPTO) | name and state |
| SEC filer | INTERCONTINENTALEXCHANGE INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Intercontinental Exchange Holdings, Inc. | GA | Trademarks (USPTO) | name and state |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security & Commodity Brokers, Dealers, Exchanges & Services, GA first:
- ZEALOUS, INC. CA
- LPL Financial Holdings Inc. CA
- United States Currency Funds Trust CA
- Forge Global Holdings, Inc. CA
- SOS Ltd F4
- Yintech Investment Holdings Ltd F4
- Plutus Financial Group Ltd F4
- Southern Trust Securities Holding Corp FL
- Streamex Corp. FL
- VFINANCE INC FL
In other datasets, the same topic (Finance) in GA:
- Form D issuer: 11-11 Adcuratio 2, LLC (Form D private offerings)
- Lobbying client: 5TH STREET STATION, LLC (Federal lobbying (LDA))
Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance