IPO registrations (S-1, F-1) · Registrants
Plutus Financial Group Ltd
- SEC CIK
- 1933021 · filings on EDGAR ↗
- Registration
- Form F-1, first filed 2024-01-31, last 2025-01-10; 1 initial registration, 10 amendments
- Outcome
- Final prospectus filed 2025-02-06; declared effective 2025-02-04
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services 6200
- Incorporated in
- E9
- Business address
- 8/F., 80 GLOUCESTER ROAD, WANCHAI, Hong Kong, F4 00000
- Ticker
- PLUT (Nasdaq)
- EDGAR entity type
- other
- Insiders and CEO pay
- Plutus Financial Group Ltd on the corporate pages
Offering terms
- Proposed price range
- $4.00–$6.00 per share (F-1/A filed 2025-01-10)
- Final price
- $4.00 per share, within the range (424B4 filed 2025-02-06, an initial public offering)
- Shares sold
- 2,100,000
- Gross proceeds
- $8,400,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol PLUT
- Lead underwriters
- R.F. Lafferty
- Syndicate
- of Contents
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: Plutus Financial Group Ltd EXACT (CIK (EXACT))
Filings 14
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2024-01-31 | F-1 | F-1 (foreign registration) | Plutus Financial Group Ltd | 0001493152-24-004512 ↗ |
| 2024-02-23 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-24-007686 ↗ |
| 2024-06-21 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-24-024805 ↗ |
| 2024-08-01 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-24-029886 ↗ |
| 2024-08-28 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-24-034175 ↗ |
| 2024-09-20 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-24-037676 ↗ |
| 2024-10-25 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-24-042506 ↗ |
| 2024-11-12 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-24-044699 ↗ |
| 2024-12-03 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-24-048521 ↗ |
| 2024-12-23 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-24-051438 ↗ |
| 2025-01-10 | F-1/A | F-1/A (amendment) | Plutus Financial Group Ltd | 0001493152-25-001675 ↗ |
| 2025-02-04 | EFFECT | EFFECT (declared effective) | Plutus Financial Group Ltd | 9999999995-25-000291 ↗ |
| 2025-02-06 | 424B4 | 424B4 (final prospectus) | Plutus Financial Group Ltd | 0001493152-25-005069 ↗ |
| 2025-02-06 | 424B4 | 424B4 (final prospectus) | Plutus Financial Group Ltd | 0001493152-25-005111 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2025-01-10 | F-1/A | registration statement | $4.00–$6.00 | 2,100,000 | - | Nasdaq PLUT | 2 | primary document; range, shares headline, cover names 1 | document ↗ | |
| 2025-02-06 | 424B4 | final prospectus | $4.00 | 2,100,000 | $8,400,000 | Nasdaq PLUT | 2 | primary document; price sentence, shares headline, proceeds table, cover names 1 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Cheung Ting Kin | Director,Officer | CHIEF EXECUTIVE OFFICER | 1 | 2026 | |
| Lam Wing Yan | Director | 1 | 2026 | ||
| Lui Tin Shun | Director | 1 | 2026 | ||
| YAN WING CHEUNG | Director | 1 | 2026 | ||
| Yeung Chun Lok | Director,Officer | CHIEF FINANCIAL OFFICER | 1 | 2026 | |
| Zhao Zhisheng | Director | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | Plutus Financial Group Ltd | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Security & Commodity Brokers, Dealers, Exchanges & Services, F4 first:
- SOS Ltd F4
- Yintech Investment Holdings Ltd F4
- ZEALOUS, INC. CA
- LPL Financial Holdings Inc. CA
- United States Currency Funds Trust CA
- Forge Global Holdings, Inc. CA
- Southern Trust Securities Holding Corp FL
- Streamex Corp. FL
- VFINANCE INC FL
- Intercontinental Exchange Holdings, Inc. GA
In other datasets, the same topic (Finance) in F4:
- Form D issuer: AMTD IDEA GROUP (Form D private offerings)
Interests: Security & Commodity Brokers, Dealers, Exchanges & Services · Finance