IPO registrations (S-1, F-1) · Underwriters
Table of
- Deals
- 16 priced offerings as an underwriter, 3 as lead manager or representative; 9 initial public offerings
- Proceeds of those deals
- $1,131,405,000 ($3,015,000 as lead)
- Years
- 2005–2018
- Named in
- 51 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
| Year | Deals | As lead | Proceeds of deals |
|---|---|---|---|
| 2018 | 1 | 0 | - |
| 2017 | 1 | 0 | $250,000,000 |
| 2012 | 1 | 1 | $75,000 |
| 2011 | 1 | 0 | $6,300,000 |
| 2010 | 5 | 1 | $460,618,000 |
| 2009 | 2 | 0 | $71,680,000 |
| 2008 | 1 | 1 | $2,940,000 |
| 2007 | 2 | 0 | $178,200,000 |
| 2005 | 2 | 0 | $161,592,000 |
Deals 16
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-02-06 | Simply Good Foods Co CO | Syndicate | 8,843,174 | - | Nasdaq SMPL | Offering | 3 | 424B4 ↗ | ||
| 2017-07-21 | STR Sub Inc. CO | Syndicate | $10.00 | 25,000,000 | $250,000,000 | Nasdaq OSPR | IPO | 3 | 424B4 ↗ | |
| 2012-12-05 | 4G ENTERPRISES,INC. TX | Lead | $0.01 | 5,000,000 | $75,000 | IPO | 2 | 424B1 ↗ | ||
| 2011-02-08 | China Century Dragon Media, Inc. FL | Syndicate | $5.25 | 1,200,000 | $6,300,000 | NYSE American CDM | Offering | 8 | 424B4 ↗ | |
| 2010-11-18 | Booz Allen Hamilton Holding Corp VA | Syndicate | $17.00 | 14,000,000 | $238,000,000 | NYSE BAH | IPO | 13 | 424B4 ↗ | |
| 2010-08-12 | RealPage, Inc. TX | Syndicate | $4.86 | 6,300,000 | $30,618,000 | Nasdaq RP | IPO | 7 | 424B4 ↗ | |
| 2010-07-02 | Cytosorbents Corp NJ | Lead | 24,653,846 | - | OTC CTSO | Offering | 1 | 424B1 ↗ | ||
| 2010-03-02 | Anthera Pharmaceuticals Inc CA | Syndicate | $7.00 | 6,000,000 | $42,000,000 | Nasdaq ANTH | IPO | 5 | 424B1 ↗ | |
| 2010-02-11 | QUINSTREET, INC CA | Syndicate | $15.00 | 10,000,000 | $150,000,000 | Nasdaq QNST | IPO | 6 | 424B4 ↗ | |
| 2009-08-10 | InterAmerican Acquisition Group Inc CA | Syndicate | 1,076,070 | - | Offering | 3 | 424B4 ↗ | |||
| 2009-07-30 | GLOBE SPECIALTY METALS INC FL | Syndicate | $5.12 | 14,000,000 | $71,680,000 | Nasdaq GSM | Offering | 6 | 424B1 ↗ | |
| 2008-11-10 | New York Residential, Inc. NY | Lead | $1.00 | 2,940,000 | $2,940,000 | Offering | 1 | 424B1 ↗ | ||
| 2007-10-25 | FREESEAS INC. J3 | Syndicate | $8.25 | 11,000,000 | $90,750,000 | Nasdaq FREE | Offering | 5 | 424B4 ↗ | |
| 2007-06-28 | COMSCORE, INC. VA | Syndicate | $16.50 | 5,300,000 | $87,450,000 | Nasdaq SCOR | IPO | 8 | 424B4 ↗ | |
| 2005-08-09 | JAMES RIVER GROUP, INC NC | Syndicate | $18.00 | 4,444,000 | $79,992,000 | Nasdaq JRVR | IPO | 6 | 424B4 ↗ | |
| 2005-06-27 | TBS INTERNATIONAL LTD D0 | Syndicate | $10.00 | 8,160,000 | $81,600,000 | Nasdaq TBSI | IPO | 3 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 3
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-07-07 | Luvulis Corp | Lead | 4,500,000 | Effective 2026-08-12 | S-1/A ↗ | ||
| 2020-08-05 | BOOMER HOLDINGS, INC. | Lead | 7,520,013 | OTC BOMH | Withdrawn 2021-05-28 | S-1/A ↗ | |
| 2008-01-07 | Atlas Acquisition Holdings Corp. | Syndicate | 20,000,000 | NYSE American AXG | Priced 2008-01-25 (terms not read) | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Credit Suisse | 7 | 6 |
| Deutsche Bank | 3 | 1 |
| Jefferies | 3 | 2 |
| Merrill Lynch | 3 | 1 |
| BofA Securities | 2 | 0 |
| FBR | 2 | 0 |
| J.P. Morgan | 2 | 2 |
| Morgan Stanley | 2 | 0 |
| Securities, Inc | 2 | 0 |
| William Blair | 2 | 0 |
| Aegis Capital | 1 | 0 |
| Article 19 of the Financial Services and Markets Act | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.