IPO registrations (S-1, F-1) · Underwriters

Subtotal

Deals: 5 priced offerings as an underwriter; 5 initial public offerings
Proceeds of those deals: $8,432,226,500
Years: 1998–2010
Named in: 19 prospectuses and registration statements in all, including offerings not yet priced or withdrawn

Deals by year

Year	Deals	Proceeds of deals
2010	1	$85,000,000
2004	1	$1,027,052,126
2003	1	$2,870,676,553
2000	1	$46,000,000
1998	1	$4,403,497,821

Deals 5

Priced	Company	Role	Price	Shares	Proceeds	Listing	Kind	Syndicate	Prospectus
2010-06-25	Fabrinet	Syndicate	$10.00	8,500,000	$85,000,000	NYSE FN	IPO	8	424B4 ↗
2004-11-12	China Netcom Group CORP (Hong Kong) LTD F4	Syndicate	$21.82	47,069,300	$1,027,052,126	NYSE CN	IPO	17	424B4 ↗
2003-12-15	CHINA LIFE INSURANCE CO LTD F4	Syndicate	$18.68	153,676,475	$2,870,676,553	NYSE LFC	IPO	25	424B4 ↗
2000-07-28	KERYX BIOPHARMACEUTICALS INC MA	Syndicate	$10.00	4,600,000	$46,000,000	Nasdaq KERX	IPO	4	424B1 ↗
1998-10-22	CONOCOPHILLIPS HOLDING CO TX	Syndicate	$23.00	191,456,427	$4,403,497,821	NYSE COC	IPO	52	424B4 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 1

Filed	Company	Role	Range	Shares	Listing	Status	Document
1997-10-20	MAXIM PHARMACEUTICALS INC	Syndicate		2,500,000	NYSE American MMP	Priced 1997-10-21 (terms not read)	S-1/A ↗

Works alongside

Firm	Deals together	Of which that firm led
Deutsche Bank	4	1
Cazenove & Co	3	0
Citigroup	3	2
Morgan Stanley	3	2
Bear Stearns	2	0
Cazenove Asia Limited	2	0
CIBC World Markets	2	0
Credit Suisse	2	1
Daiwa Securities SMBC Hong Kong Limited	2	0
Deutsche Bank AG, Hong Kong Branch	2	0
Goldman Sachs	2	0
ING Bank N.V	2	0

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.