IPO registrations (S-1, F-1) · Underwriters

Public Underwriting

Deals
2 priced offerings as an underwriter, 1 as lead manager or representative; 2 initial public offerings
Proceeds of those deals
$43,867,000 ($37,400,000 as lead)
Years
1996–1999
Named in
6 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Named as
Public Underwriting; Public Underwriting Company

Deals by year

YearDealsAs leadProceeds of deals
199911$37,400,000
199610$6,467,000

Deals 2

PricedCompanyRolePriceRangeSharesProceedsListingKindSyndicateProspectus
1999-09-23YESMAIL COM INC ILLead$11.003,400,000$37,400,000Nasdaq YESMIPO4424B4 ↗
1996-11-21STYLING TECHNOLOGY CORP AZSyndicate$2.232,900,000$6,467,000Nasdaq STYLIPO14424B1 ↗

“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.

Registrations in progress or never priced 1

FiledCompanyRoleRangeSharesListingStatusDocument
1997-11-19DMK PHARMACEUTICALS CorpLead2,012,500Nasdaq CLGYWithdrawn 2017-04-21S-1/A ↗

Works alongside

FirmDeals togetherOf which that firm led
Deutsche Bank10
Dominick & Dominick, Incorporated10
Equitable Securities Corporation10
Everen Securities, Inc10
FBR11
Interstate/Johnson Lane Corporation10
Josephthal, Lyon & Ross Incorporated10
KeyBanc Capital Markets10
Morgan Keegan10
Pennsylvania Merchant Group Ltd10
Prime Charter Ltd11
Scott & Stringfellow, Inc10

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.