IPO registrations (S-1, F-1) · Underwriters
Dividend Policy
- Deals
- 2 priced offerings as an underwriter; 2 initial public offerings
- Proceeds of those deals
- $119,960,340
- Years
- 2022–2024
- Named in
- 11 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-08 | Willow Lane Acquisition Corp. NY | Syndicate | $10.00 | 11,000,000 | $110,000,000 | Nasdaq WLAC | IPO | 10 | 424B4 ↗ | |
| 2022-08-31 | Shuttle Pharmaceuticals Holdings, Inc. MD | Syndicate | $8.12 | 1,225,888 | $9,960,340 | Nasdaq SHPH | IPO | 12 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 6
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-08-20 | ARC Group Acquisition II Corp. | Lead | 10,500,000 | Nasdaq CLMZ | Pending | S-1 ↗ | |
| 2026-08-13 | ARC Group Securities Acquisition II | Lead | 10,000,000 | NYSE WECO | Pending | S-1/A ↗ | |
| 2026-08-04 | Luminous Acquisition | Lead | 10,500,000 | Nasdaq ONMD | Pending | S-1 ↗ | |
| 2026-04-02 | ALBERT ORIGIN ACQUISITION Corp | Syndicate | 6,000,000 | Nasdaq ALOGU | Pending | S-1/A ↗ | |
| 2016-02-02 | Leng Universal, Inc. | Syndicate | 20,000,000 | Withdrawn 2017-08-09 | S-1 ↗ | ||
| 2016-01-27 | Metro Media Holding Corp | Syndicate | 400,000 | Withdrawn 2016-11-10 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Legal Matters | 2 | 0 |
| Risk Factors | 2 | 0 |
| As of | 1 | 0 |
| Boustead Securities | 1 | 0 |
| BTIG | 1 | 1 |
| Capital, Ltd | 1 | 0 |
| Certain Relationships and Related Transactions | 1 | 0 |
| Craig-Hallum | 1 | 0 |
| Description of Capital Stock | 1 | 0 |
| Description of Securities | 1 | 0 |
| Executive Compensation | 1 | 0 |
| Index To Financial Statements | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.