IPO registrations (S-1, F-1) · Underwriters
Cuttone & Co.
- Deals
- 3 priced offerings as an underwriter, 1 as lead manager or representative; 2 initial public offerings
- Proceeds of those deals
- $59,453,190 ($10,500,000 as lead)
- Years
- 2016–2018
- Named in
- 6 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- SEC registration
- Broker-dealer registered as CUTTONE & CO., INC. · filings on EDGAR ↗
Deals by year
Deals 3
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2018-08-13 | ELECTRAMECCANICA VEHICLES CORP. AZ | Syndicate | $4.23 | 2,353,000 | $9,953,190 | Nasdaq SOLO | Offering | 4 | 424B4 ↗ | |
| 2018-05-25 | CLPS Inc K3 | Lead | $5.25 | 2,000,000 | $10,500,000 | Nasdaq CLPS | IPO | 4 | 424B4 ↗ | |
| 2016-03-04 | ISUN, INC. VT | Syndicate | $10.00 | 3,900,000 | $39,000,000 | Nasdaq JSYN | IPO | 6 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2018-06-26 | HUI YING FINANCIAL HOLDINGS Corp | Syndicate | 5,555,555 | OTCQB SFHD | Withdrawn 2019-09-12 | S-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| The Benchmark Company | 2 | 1 |
| Axiom Capital Management, Inc | 1 | 0 |
| Book Running | 1 | 0 |
| Cantor Fitzgerald | 1 | 0 |
| Chardan | 1 | 1 |
| Joseph Gunnar | 1 | 0 |
| J.P. Morgan | 1 | 0 |
| Maxim Group | 1 | 0 |
| ThinkEquity | 1 | 1 |
| ThinkEquity, a division of Fordham Financial Management, Inc | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.