IPO registrations (S-1, F-1) · Underwriters
Common Warrant
- Deals
- 2 priced offerings as an underwriter, 1 as lead manager or representative
- Proceeds of those deals
- $66,457,003 ($65,000,000 as lead)
- Years
- 2023–2026
- Named in
- 4 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
Deals by year
Deals 2
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-29 | Greenland Energy Co TX | Lead | $4.00 | 16,250,000 | $65,000,000 | Nasdaq GLND | Offering | 3 | 424B4 ↗ | |
| 2023-05-12 | Neptune Wellness Solutions Inc. A8 | Syndicate | $0.33 | 4,415,162 | $1,457,003 | Nasdaq NEPT | Offering | 4 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 3
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2026-02-05 | Ernexa Therapeutics Inc. | Lead | - | Nasdaq ERNA | Withdrawn 2021-11-18 | S-1/A ↗ | |
| 2025-06-03 | Cosmos Health Inc. | Lead | - | Nasdaq COSM | Withdrawn 2026-05-11 | S-1/A ↗ | |
| 2025-03-21 | Roma Green Finance Ltd | Syndicate | 11,000,000 | Nasdaq ROMA | Effective 2023-12-29 | F-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| Warrant and | 2 | 0 |
| A.G.P./Alliance Global Partners | 1 | 0 |
| Share and | 1 | 1 |
| ThinkEquity | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.