IPO registrations (S-1, F-1) · Underwriters
share; ·
- Deals
- 4 priced offerings as an underwriter, 3 as lead manager or representative; 1 initial public offering
- Proceeds of those deals
- $32,037,010 ($30,957,010 as lead)
- Years
- 2019–2024
- Named in
- 7 prospectuses and registration statements in all, including offerings not yet priced or withdrawn
- Named as
- share; ·; Share and
Deals by year
Deals 4
| Priced | Company | Role | Price | Range | Shares | Proceeds | Listing | Kind | Syndicate | Prospectus |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-01-24 | BRENX LTD. | Syndicate | $4.50 | 240,000 | $1,080,000 | Nasdaq BNRG | Offering | 3 | 424B4 ↗ | |
| 2023-10-27 | SunCar Technology Group Inc. F4 | Lead | $8.18 | 2,567,238 | $21,000,006 | Nasdaq SDA | Offering | 2 | 424B4 ↗ | |
| 2023-05-12 | Neptune Wellness Solutions Inc. A8 | Lead | $0.33 | 4,415,162 | $1,457,003 | Nasdaq NEPT | Offering | 4 | 424B4 ↗ | |
| 2019-11-08 | CNS Pharmaceuticals, Inc. TX | Lead | $4.00 | 2,125,000 | $8,500,000 | Nasdaq CNSP | IPO | 2 | 424B4 ↗ |
“Offering” is a priced registered offering that the cover page does not describe as an initial public offering: a follow-on, a resale, or a small company’s best-efforts deal.
Registrations in progress or never priced 1
| Filed | Company | Role | Range | Shares | Listing | Status | Document |
|---|---|---|---|---|---|---|---|
| 2024-07-09 | Holdco Nuvo Group D.G Ltd. | Lead | - | Nasdaq NUVO | Withdrawn 2024-07-25 | F-1/A ↗ |
Works alongside
| Firm | Deals together | Of which that firm led |
|---|---|---|
| A.G.P./Alliance Global Partners | 2 | 1 |
| Common Warrant | 1 | 0 |
| Exclusive Placement | 1 | 0 |
| FT Global Capital, Inc | 1 | 0 |
| options vest over a three to four-year period; · | 1 | 0 |
| Warrant and | 1 | 0 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Offering terms are read from the cover pages of the registrant's final prospectus (424B4, 424B1) and its latest registration statement before pricing: the price range, the final price, shares offered, gross proceeds (the cover's total, else price times shares), exchange and ticker, and the underwriters named on the cover and in the underwriting table (loader/s1_terms.py). Underwriter names are normalised, so Goldman, Sachs & Co. of 1999 and Goldman Sachs & Co. LLC of 2024 are one firm.