IPO registrations (S-1, F-1) · Registrants
The9 LTD
- SEC CIK
- 1296774 · filings on EDGAR ↗
- Registration
- Form F-1, first filed 2004-11-26, last 2020-09-25; 3 initial registrations, 5 amendments
- Outcome
- Final prospectus filed 2004-12-15; declared effective 2009-01-16; withdrawal requested 2020-02-27
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- E9
- Business address
- 17 FLOOR, NO. 130 WU SONG ROAD, HONG KOU DISTRICT, Shanghai
- Ticker
- NCTY (Nasdaq)
- EDGAR entity type
- other
- Insiders and CEO pay
- The9 LTD on the corporate pages
Offering terms
- Proposed price range
- $13.00–$15.00 per ADS (F-1/A filed 2004-12-09)
- Final price
- $17.00 per ADS, above the range (424B4 filed 2004-12-15, an initial public offering)
- Shares sold
- 6,075,000 (5,400,000 by the company, 675,000 by selling holders)
- Gross proceeds
- $103,275,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol NCTY
- Lead underwriters
- Bear Stearns
- Syndicate
- CLSA; CIBC World Markets
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- SEC filer: The9 LTD EXACT (CIK (EXACT))
Filings 15
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2004-11-26 | F-1 | F-1 (foreign registration) | The9 LTD | 0001193125-04-204040 ↗ |
| 2004-11-30 | F-1/A | F-1/A (amendment) | The9 LTD | 0001193125-04-205319 ↗ |
| 2004-12-09 | F-1/A | F-1/A (amendment) | The9 LTD | 0001193125-04-210387 ↗ |
| 2004-12-15 | 424B4 | 424B4 (final prospectus) | The9 LTD | 0001193125-04-213576 ↗ |
| 2009-01-16 | EFFECT | EFFECT (declared effective) | The9 LTD | 9999999995-09-000128 ↗ |
| 2016-06-16 | EFFECT | EFFECT (declared effective) | The9 LTD | 9999999995-16-004915 ↗ |
| 2019-06-24 | F-1 | F-1 (foreign registration) | The9 LTD | 0001144204-19-032027 ↗ |
| 2020-02-27 | RW | RW (withdrawal request) | The9 LTD | 0001104659-20-026152 ↗ |
| 2020-08-04 | F-1 | F-1 (foreign registration) | The9 LTD | 0001104659-20-090265 ↗ |
| 2020-08-19 | F-1/A | F-1/A (amendment) | The9 LTD | 0001104659-20-096865 ↗ |
| 2020-09-23 | F-1/A | F-1/A (amendment) | The9 LTD | 0001104659-20-107797 ↗ |
| 2020-09-25 | F-1/A | F-1/A (amendment) | The9 LTD | 0001104659-20-108889 ↗ |
| 2020-09-29 | EFFECT | EFFECT (declared effective) | The9 LTD | 9999999995-20-002599 ↗ |
| 2020-10-01 | 424B4 | 424B4 (final prospectus) | The9 LTD | 0001104659-20-111026 ↗ |
| 2021-04-14 | EFFECT | EFFECT (declared effective) | The9 LTD | 9999999995-21-001418 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2004-12-09 | F-1/A | registration statement | $13.00–$15.00 | 6,986,250 | - | Nasdaq NCTY | 3 | primary document; range, shares headline, cover names 3 | document ↗ | |
| 2004-12-15 | 424B4 | final prospectus | $17.00 | 6,075,000 | $103,275,000 | Nasdaq NCTY | 3 | primary document; price sentence, shares headline, proceeds table, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Chau Kwok Keung | Director | 1 | 2026 | ||
| Gao Yan Gary | Officer | Chief Operating Officer | 1 | 2026 | |
| Lai Kwok Ho | Director | 1 | 2026 | ||
| Mackenzie Davin A | Director | 1 | 2026 | ||
| Yeung Ka Keung | Director | 1 | 2026 | ||
| Zhu Jun | Director | 1 | 2026 | ||
| Ji Wei | Officer | Chief Financial Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | The9 LTD | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Finance Services:
- Sono Group N.V. 2M
- Digi Power X Inc. A6
- THC Farmaceuticals, Inc. AZ
- Social Leverage Acquisition Corp I AZ
- Fold Holdings, Inc. AZ
- Marygold Companies, Inc. CA
- Lite Strategy, Inc. CA
- NATE'S FOOD CO. CA
- BLACKHAWK NETWORK HOLDINGS, INC CA
- Yueda Digital Holding CA
Interests: Finance Services · Finance