IPO registrations (S-1, F-1) · Registrants
Marygold Companies, Inc.
- SEC CIK
- 1005101 · filings on EDGAR ↗
- Name on the registration
- CONCIERGE TECHNOLOGIES INC
- Former names
- CONCIERGE TECHNOLOGIES INC (2002–2022); STARFEST INC (2000–2001)
- Registration
- Form S-1, first filed 2021-12-07, last 2022-03-03; 1 initial registration, 3 amendments
- Outcome
- Final prospectus filed 2022-03-11; declared effective 2022-03-09
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- NV
- Business address
- 120 CALLE IGLESIA, UNIT B, San Clemente, CA 92672
- EIN
- 95-4442384
- Ticker
- MGLD (NYSE)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Marygold Companies, Inc. on the corporate pages
Offering terms
- Final price
- $2.00 per share (424B4 filed 2022-03-11)
- Shares sold
- 1,650,000
- Gross proceeds
- $3,300,000 before underwriting discounts and any over-allotment option
- Listing
- NYSE American under the symbol MGLD
- Lead underwriters
- Maxim Group
- Syndicate
- of Contents
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: THE MARYGOLD COMPANIES INC. Fuzzy (name and state)
- Form D issuer: CONCIERGE TECHNOLOGIES INC EXACT (CIK (EXACT))
- SEC filer: CONCIERGE TECHNOLOGIES INC EXACT (CIK (EXACT))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2021-12-07 | S-1 | S-1 (registration) | CONCIERGE TECHNOLOGIES INC | 0001171200-21-000409 ↗ |
| 2022-01-31 | S-1/A | S-1/A (amendment) | CONCIERGE TECHNOLOGIES INC | 0001171200-22-000031 ↗ |
| 2022-02-18 | S-1/A | S-1/A (amendment) | CONCIERGE TECHNOLOGIES INC | 0001171200-22-000043 ↗ |
| 2022-03-03 | S-1/A | S-1/A (amendment) | CONCIERGE TECHNOLOGIES INC | 0001171200-22-000053 ↗ |
| 2022-03-09 | S-1MEF | S-1MEF (added securities) | CONCIERGE TECHNOLOGIES INC | 0001171200-22-000084 ↗ |
| 2022-03-09 | EFFECT | EFFECT (declared effective) | CONCIERGE TECHNOLOGIES INC | 9999999995-22-000600 ↗ |
| 2022-03-11 | 424B4 | 424B4 (final prospectus) | Marygold Companies, Inc. | 0001171200-22-000086 ↗ |
| 2022-05-12 | EFFECT | EFFECT (declared effective) | Marygold Companies, Inc. | 9999999995-22-001443 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-03 | S-1/A | registration statement | 1,333,333 | - | OTC CNCG | 2 | primary document; shares headline, cover names 2 | document ↗ | ||
| 2022-03-11 | 424B4 | final prospectus | $2.00 | 1,650,000 | $3,300,000 | NYSE American MGLD | 2 | primary document; price sentence, shares headline, proceeds table, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| Neibert David Wayne | Director,Officer; Director,OfficerOther | CFO; Chief Executive Officer; Chief Operations Officer | 7 | 2013–2022 | |
| Choi Nelson | Director; Other | 2 | 2013–2015 | ||
| Park Peter | Director; Other | 2 | 2013–2015 | ||
| Gonzalez Matt | Director | 4 | 2013–2025 | ||
| Kim Hansu | Director | 1 | 2013 | ||
| Gerber Nicholas Daniel | Director,Officer; Director,Officer,TenPercentOwner | CEO; CEO and Chairman of the Board; CEO & Chairman of the Board; CEO/Secretary; Chairman; Chief Executive Officer; President & CEO | 7 | 2015–2022 | |
| Nicholas & Melinda Gerber Living Trust | Director,Officer,TenPercentOwner; TenPercentOwner | Chief Executive Officer | 16 | 2015–2025 | |
| Schoenberger Family Trust | TenPercentOwner | 2 | 2015–2016 | ||
| Schoenberger Scott | Director,TenPercentOwner | 3 | 2015–2016 | ||
| Gerber Eliot | TenPercentOwner | 1 | 2016 | ||
| Gerber Family Irrevocable Trust | TenPercentOwner | 1 | 2016 | ||
| Gerber Sheila | TenPercentOwner | 1 | 2016 | ||
| Coffey Tabatha | Director | 1 | 2017 | ||
| Grogan Erin | Director | 3 | 2017–2025 | ||
| Rooney Kathryn D. | Director | 2 | 2017–2022 | ||
| mullins derek jason | Director | 3 | 2017–2025 | ||
| Harris Joya | Director | 3 | 2017–2025 | ||
| Crumbaugh Stuart P. | Officer | Treasurer/CFO | 1 | 2017 | |
| Anderson Kelly | Director | 1 | 2019 | ||
| Yu Carolyn M. | Officer | Chief Legal & Continuity Off; Chief Legal Officer | 2 | 2022–2024 | |
| Alexander James S | Director | 3 | 2023–2025 | ||
| West Scott Allen | Officer | Chief Accounting Officer | 1 | 2023 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2016-12-12 | CONCIERGE TECHNOLOGIES INC | Other | $85,500,000 | $85,500,000 | 12 | 1 |
| 2015-01-30 | CONCIERGE TECHNOLOGIES INC | Other Technology | $3,000,000 | $3,000,000 | 2 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | THE MARYGOLD COMPANIES INC. | CA | State business registries | name and state |
| Form D issuer | CONCIERGE TECHNOLOGIES INC | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Marygold Companies, Inc. | SEC filers (EDGAR) | CIK (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Finance Services · Finance