IPO registrations (S-1, F-1) · Registrants
Oportun Financial Corp
- SEC CIK
- 1538716 · filings on EDGAR ↗
- Former names
- Progreso Financiero Holdings, Inc. (2012–2013)
- Registration
- Form S-1, first filed 2019-07-17, last 2019-09-16; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 2019-09-27; declared effective 2019-09-25
- Industry (SIC)
- Finance Services 6199
- Incorporated in
- DE
- Business address
- 1825 SOUTH GRANT STREET, SUITE 850, San Mateo, CA 94402
- EIN
- 45-3361983
- Ticker
- OPRT (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- Oportun Financial Corp on the corporate pages
Offering terms
- Proposed price range
- $15.00–$17.00 per share (S-1/A filed 2019-09-16)
- Final price
- $15.00 per share, within the range (424B4 filed 2019-09-27, an initial public offering)
- Shares sold
- 6,250,000 (4,690,000 by the company, 1,560,000 by selling holders)
- Gross proceeds
- $93,750,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol OPRT
- Lead underwriters
- Barclays; J.P. Morgan; Jefferies
- Syndicate
- KBW; Stifel; JMP Securities; BTIG
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: OPORTUN FINANCIAL CORPORATION Fuzzy (name and state)
- Form D issuer: Oportun Financial Corp EXACT (CIK (EXACT))
- SEC filer: Oportun Financial Corp EXACT (CIK (EXACT))
- Person page: J Sanford Miller Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
- Person page: Richard N Tambor Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 5
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2019-07-17 | S-1 | S-1 (registration) | Oportun Financial Corp | 0001193125-19-195573 ↗ |
| 2019-08-26 | S-1/A | S-1/A (amendment) | Oportun Financial Corp | 0001193125-19-228285 ↗ |
| 2019-09-16 | S-1/A | S-1/A (amendment) | Oportun Financial Corp | 0001193125-19-245313 ↗ |
| 2019-09-25 | EFFECT | EFFECT (declared effective) | Oportun Financial Corp | 9999999995-19-002170 ↗ |
| 2019-09-27 | 424B4 | 424B4 (final prospectus) | Oportun Financial Corp | 0001193125-19-256164 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2019-09-16 | S-1/A | registration statement | $15.00–$17.00 | $16.00 | 6,250,000 | $100,000,000 | Nasdaq OPRT | 7 | primary document; range, price sentence, shares headline, proceeds computed, cover names 7 | document ↗ |
| 2019-09-27 | 424B4 | final prospectus | $15.00 | 6,250,000 | $93,750,000 | Nasdaq OPRT | 7 | primary document; price sentence, shares headline, proceeds table, cover names 7 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ALVAREZ AIDA | Director | 7 | 2019–2022 | ||
| Aristei Joan | Officer | GC & Chief Compliance Officer; GC & Chief Risk Officer | 26 | 2019–2023 | |
| Barefoot Jo Ann | Director | 9 | 2019–2025 | ||
| Chaffee Todd C | TenPercentOwner | 3 | 2019–2023 | ||
| COBLENTZ JONATHAN AARON | Officer | CFO & Chief Admin Officer | 45 | 2019–2025 | |
| FOGELSONG NORMAN A | TenPercentOwner | 3 | 2019–2023 | ||
| Greylock XII-A Limited Partnership | TenPercentOwner | 3 | 2019–2021 | ||
| Greylock XII GP LLC | TenPercentOwner | 3 | 2019–2021 | ||
| Greylock XII Limited Partnership | TenPercentOwner | 3 | 2019–2021 | ||
| Harrick Stephen J | TenPercentOwner | 3 | 2019–2023 | ||
| Institutional Venture Management XIV, LLC | TenPercentOwner | 3 | 2019–2023 | ||
| Institutional Venture Partners XIV, L.P. | TenPercentOwner | 3 | 2019–2023 | ||
| Jenkins Matthew Wayne | Officer | COO & GM, Personal-Auto Loans; COO & G.M. Personal Loans | 20 | 2019–2023 | |
| Kirscht Patrick | Officer | Chief Credit Officer | 39 | 2019–2026 | |
| MADRONE CAPITAL PARTNERS, LLC | TenPercentOwner | 2 | 2019 | ||
| Madrone Partners, L.P. | TenPercentOwner | 2 | 2019 | ||
| Miller J Sanford | TenPercentOwner | 3 | 2019–2023 | person page Fuzzy | |
| Miramontes Louis | Director | 12 | 2019–2026 | ||
| Needham David Anthony | Officer | Chief Product Officer; Chief Technology Officer | 26 | 2019–2022 | |
| PASCARELLA CARL | Director | 26 | 2019–2024 | ||
| Phelps Dennis B | TenPercentOwner | 3 | 2019–2023 | ||
| STROHM DAVID N | Director | 21 | 2019–2023 | ||
| Vazquez Raul | Director,Officer | Chief Executive Officer | 39 | 2019–2026 | |
| Williams R Neil | Director | 25 | 2019–2024 | ||
| Banks Roy | Director | 4 | 2021–2023 | ||
| Lee Ginny | Director | 15 | 2021–2026 | ||
| Smith Sandra Adele | Director | 6 | 2021–2025 | ||
| Welts Frederic | Director | 9 | 2021–2023 | ||
| Mueller Casey | Officer | Global Controller and PAO | 11 | 2022–2025 | |
| Layton Kathleen I. | Officer | Chief Legal Officer | 13 | 2023–2026 | |
| Maltz Jules A. | TenPercentOwner | 1 | 2023 | ||
| Daswani Mohit | Director | 6 | 2024–2026 | ||
| Minetti Carlos | Director | 6 | 2024–2026 | ||
| PARKER SCOTT T | Director | 3 | 2024 | ||
| Tambor Richard N. | Director | 5 | 2024–2026 | person page Fuzzy | |
| Schueller Joseph Andrew | Officer | SVP-Controller, CAO; SVP-Controller, PAO & PFO | 4 | 2025–2026 | |
| WILCOX WARREN | Director | 3 | 2025–2026 | ||
| Rana Gaurav | Officer | CO-PEO, GM OF LENDING | 1 | 2026 | |
| Bland Douglas K | Director,Officer | Chief Executive Officer | 2 | 2026 | |
| Rowles Sean A | Officer | Chief Risk Officer | 2 | 2026 | |
| Scheirman Scott | Director | 2 | 2026 | ||
| Franklin William H | Officer | CHIEF FINANCIAL OFFICER | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Private offerings before or after (Form D)
| First filed | Issuer | Industry | Offering | Sold | Investors | Filings |
|---|---|---|---|---|---|---|
| 2022-01-06 | Oportun Financial Corp | Other Banking and Financial Services | $86,212,449 | $86,212,449 | 58 | 1 |
| 2015-02-20 | Oportun Financial Corp | Other Banking and Financial Services | $91,113,600 | $90,249,999 | 21 | 1 |
| 2012-01-09 | Progreso Financiero Holdings, Inc. | Other Banking and Financial Services | $40,000,000 | $18,399,995 | 13 | 1 |
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | OPORTUN FINANCIAL CORPORATION | CA | State business registries | name and state |
| Form D issuer | Oportun Financial Corp | CA | Form D private offerings | CIK (EXACT) |
| SEC filer | Oportun Financial Corp | SEC filers (EDGAR) | CIK (EXACT) | |
| Person page | J Sanford Miller | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) | |
| Person page | Richard N Tambor | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
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- Lobbying client: A16Z CAPITAL MANAGEMENT FKA ANDREESSEN HOROWITZ (Federal lobbying (LDA))
Interests: Finance Services · Finance