IPO registrations (S-1, F-1) · Registrants

RAMBUS INC

SEC CIK
917273 · filings on EDGAR ↗
Registration
Form S-1, first filed 1997-03-06, last 1997-05-13; 1 initial registration, 6 amendments
Outcome
Final prospectus filed 1997-05-14
Industry (SIC)
Semiconductors & Related Devices 3674
Incorporated in
DE
Business address
4453 NORTH FIRST STREET, SUITE 100, San Jose, CA 95134
EIN
94-3112828
Ticker
RMBS (Nasdaq)
EDGAR entity type
operating
Insiders and CEO pay
RAMBUS INC on the corporate pages

Offering terms

Proposed price range
$10.00–$12.00 per share (S-1/A filed 1997-05-13)
Final price
$12.00 per share, within the range (424B4 filed 1997-05-14, an initial public offering)
Shares sold
2,750,000
Gross proceeds
$33,000,000 before underwriting discounts and any over-allotment option
Listing
Nasdaq under the symbol RMBS
Lead underwriters
Morgan Stanley
Syndicate
Hambrecht & Quist (753,333); Robertson Stephens (753,333); Alex. Brown & Sons (80,000); Cowen (50,000); A.G. Edwards (80,000); EVEREN Securities, Inc (50,000); Janney Montgomery Scott (50,000); Needham & Company (50,000); PaineWebber (80,000); SoundView Financial Group, Inc (50,000)

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

Filings 8

FiledFormWhat it isName as filedEDGAR
1997-03-06S-1S-1 (registration)RAMBUS INC0001012870-97-000441 ↗
1997-03-12S-1/AS-1/A (amendment)RAMBUS INC0000898430-97-000938 ↗
1997-04-11S-1/AS-1/A (amendment)RAMBUS INC0000950109-97-002914 ↗
1997-04-24S-1/AS-1/A (amendment)RAMBUS INC0000898430-97-001656 ↗
1997-04-30S-1/AS-1/A (amendment)RAMBUS INC0001012870-97-000847 ↗
1997-05-12S-1/AS-1/A (amendment)RAMBUS INC0000950109-97-003841 ↗
1997-05-13S-1/AS-1/A (amendment)RAMBUS INC0000898430-97-002023 ↗
1997-05-14424B4424B4 (final prospectus)RAMBUS INC0000950109-97-004098 ↗

Prospectus pages read 2

FiledFormRead asRangePriceSharesProceedsListingUnderwritersWhat was foundDocument
1997-05-13S-1/Aregistration statement$10.00–$12.002,750,000-Nasdaq RMBS3from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3document ↗
1997-05-14424B4final prospectus$12.002,750,000$33,000,000Nasdaq RMBS11from the submission text; price line, shares headline, proceeds computed, underwriting table 10, cover names 3document ↗

Officers, directors and large holders Forms 3, 4 and 5

InsiderRoleTitleFilingsYearsOn this site
EULAU ROBERT KOfficer; OtherChief Financial Officer; Chief Financial Officer/Chief102006
DANFORTH JOHN DOfficerSVP and General Counsel; SVP General Counsel; SVP, GENERAL COUNSEL132006
DONNELLY KEVINOfficerSenior Vice-President; Senior VP, Engineering; SVP, GM MID; Vice President202006–2014
Holt Sharon EOfficerSenior VP; Sr. VP & GM, SBG; Sr. VP, Licensing & Marketing; Sr. VP, Worldwide; Sr. VP, Worldwide Sales; Sr VP, WorldWide Sales; SVP, GM SBG192006–2012
HOROWITZ MARKDirector; DirectorOther; OfficerChief Scientist362006–2012
HUGHES HAROLDDirector; Director,OfficerC.E.O.; CEO; Chief Executive Officer; President and CEO182006–2013
PATEL SAMIROfficerSenior Vice-President; Senior VP, Engineering; Sr.Vice President, Engineering; Vice President72006–2007
Schroeder Michael COfficerSVP, HR; SVP, Human Resources; Vice President, Human Resource; VP, Human Resources162006–2013
STARK LAURADirector,Officer; OfficerSenior Vice President; Senior Vice-President; Sr. VP, Corporate Development; Sr. VP, Platform Solutions; SVP, CORP DEVELOPMENT; SVP, CORP STRATEGY, M&A; SVP, GM ESD; Vice President462006–2018
DUNLEVIE BRUCEDirector122006–2011
FARMWALD MIKEDirector212006–2013
MOORING DAVID GDirector; Director,OfficerEXECUTIVE BOARD MEMBER102006
SOFAER ABRAHAM DDirector282006–2013
Pinto MarkDirector22006
BENTLEY J THOMASDirector162006–2017
CHOU SUNLINDirector122006–2013
RISHI SATISHOfficerSenior VP Finance & CFO; Sr. VP and CFO; SVP Finance, CFO352006–2016
DAVIDOW WILLIAM HDirector52006
HERSCHER PENNYDirector162006–2017
KENNEDY KEVIN JDirector32006–2007
SHRIGLEY DAVID ADirector272006–2019
LAVELLE THOMAS ROfficer; OtherSr. VP and General Counsel; Sr. V. P. & General Counsel; Sr. V. P. Legal; SVP and General Counsel; SVP & GC222006–2013
Scott MartinOfficerSenior VP, Engineering; Sr. VP, Engineering; Sr. VP & GM, NBG; SVP & GM, NBG; SVP, GM NBG202007–2014
STANG ERIC BDirector392008–2026
Parker Jeffery RobertOfficerSr. VP, Lighting Technology32009–2010
Pickett Christopher MOfficerSr. VP, Licensing; Sr. VP, Licensing, Light Tech; SVP, Licensing82009–2012
BLACK RONALD DDirector,Officer; OfficerPresident and CEO; President & CEO172012–2018
KISSNER CHARLESDirector; DirectorOther282012–2026
Kim JaeOfficerSVP & GC; SVP, GC & HR; SVP, GC & Secretary; SVP & General Counsel412013–2021
FISHER ELLIS THOMASDirector172015–2020
PILLING MARTINOfficerInterim CFO22016
MATHUR RAHULOfficerSVP, CFO122016–2021
Higashi EmikoDirector172017–2026
Seraphin LucDirector,Officer; OfficerInterim CEO, SVP & GM; President and CEO672018–2026
Saraf SanjayDirector72018–2022
Jones Keith AOfficerPrincipal Accounting Officer112019–2022
Rao MeeraDirector142019–2026
FAN XIANZHI SEANOfficerCOO; EVP, COO; SVP, COO302019–2026
Sayiner NecipDirector182019–2026
LANG GREGORY SDirector22020
Shinn JohnOfficerSVP, General Counsel292021–2026
MITAROTONDA JAMES ADirector32021–2022person page Fuzzy
ROGGE KAREN MDirector42021–2023
LAUB STEVENDirector112022–2026
Lynch DesmondOfficerSVP, CFO202022–2026
Allen John KOfficerChief Accounting Officer72023–2026
PENG VICTORDirector32026
Gagneja SumeetOfficerSVP, CFO22026
Taulbee William Clarence IIOfficerChief Accounting Officer12026

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

RecordName as filedWhereDatasetMatched by
SEC filerRAMBUS INCSEC filers (EDGAR)CIK (EXACT)
Business registrationRAMBUS INCState business registriesname and state
Form 5500 plan sponsorRAMBUS, INC.EIN (EXACT)
Federal award recipientRAMBUS INCFederal spending (USAspending)name and state
Lobbying clientRAMBUSFederal lobbying (LDA)name and state
Lobbying clientRAMBUSFederal lobbying (LDA)name and state
Lobbying clientRAMBUS INCFederal lobbying (LDA)name and state
Person pageJames A MitarotondaPeople (Form 990 officers, directors and employees)officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director)

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Semiconductors & Related Devices, CA first:

More with this interest.

In other datasets, the same topic (Technology) in CA:

Interests: Semiconductors & Related Devices · Technology