IPO registrations (S-1, F-1) · Registrants
RAMBUS INC
- SEC CIK
- 917273 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 1997-03-06, last 1997-05-13; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 1997-05-14
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 4453 NORTH FIRST STREET, SUITE 100, San Jose, CA 95134
- EIN
- 94-3112828
- Ticker
- RMBS (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- RAMBUS INC on the corporate pages
Offering terms
- Proposed price range
- $10.00–$12.00 per share (S-1/A filed 1997-05-13)
- Final price
- $12.00 per share, within the range (424B4 filed 1997-05-14, an initial public offering)
- Shares sold
- 2,750,000
- Gross proceeds
- $33,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol RMBS
- Lead underwriters
- Morgan Stanley
- Syndicate
- Hambrecht & Quist (753,333); Robertson Stephens (753,333); Alex. Brown & Sons (80,000); Cowen (50,000); A.G. Edwards (80,000); EVEREN Securities, Inc (50,000); Janney Montgomery Scott (50,000); Needham & Company (50,000); PaineWebber (80,000); SoundView Financial Group, Inc (50,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: RAMBUS INC Fuzzy (name and state)
- Form 5500 plan sponsor: RAMBUS, INC. EXACT (EIN (EXACT))
- Federal award recipient: RAMBUS INC Fuzzy (name and state)
- Lobbying client: RAMBUS Fuzzy (name and state)
- Lobbying client: RAMBUS Fuzzy (name and state)
- Lobbying client: RAMBUS INC Fuzzy (name and state)
- SEC filer: RAMBUS INC EXACT (CIK (EXACT))
- Person page: James A Mitarotonda Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director))
Filings 8
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1997-03-06 | S-1 | S-1 (registration) | RAMBUS INC | 0001012870-97-000441 ↗ |
| 1997-03-12 | S-1/A | S-1/A (amendment) | RAMBUS INC | 0000898430-97-000938 ↗ |
| 1997-04-11 | S-1/A | S-1/A (amendment) | RAMBUS INC | 0000950109-97-002914 ↗ |
| 1997-04-24 | S-1/A | S-1/A (amendment) | RAMBUS INC | 0000898430-97-001656 ↗ |
| 1997-04-30 | S-1/A | S-1/A (amendment) | RAMBUS INC | 0001012870-97-000847 ↗ |
| 1997-05-12 | S-1/A | S-1/A (amendment) | RAMBUS INC | 0000950109-97-003841 ↗ |
| 1997-05-13 | S-1/A | S-1/A (amendment) | RAMBUS INC | 0000898430-97-002023 ↗ |
| 1997-05-14 | 424B4 | 424B4 (final prospectus) | RAMBUS INC | 0000950109-97-004098 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1997-05-13 | S-1/A | registration statement | $10.00–$12.00 | 2,750,000 | - | Nasdaq RMBS | 3 | from the submission text; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 3 | document ↗ | |
| 1997-05-14 | 424B4 | final prospectus | $12.00 | 2,750,000 | $33,000,000 | Nasdaq RMBS | 11 | from the submission text; price line, shares headline, proceeds computed, underwriting table 10, cover names 3 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| EULAU ROBERT K | Officer; Other | Chief Financial Officer; Chief Financial Officer/Chief | 10 | 2006 | |
| DANFORTH JOHN D | Officer | SVP and General Counsel; SVP General Counsel; SVP, GENERAL COUNSEL | 13 | 2006 | |
| DONNELLY KEVIN | Officer | Senior Vice-President; Senior VP, Engineering; SVP, GM MID; Vice President | 20 | 2006–2014 | |
| Holt Sharon E | Officer | Senior VP; Sr. VP & GM, SBG; Sr. VP, Licensing & Marketing; Sr. VP, Worldwide; Sr. VP, Worldwide Sales; Sr VP, WorldWide Sales; SVP, GM SBG | 19 | 2006–2012 | |
| HOROWITZ MARK | Director; DirectorOther; Officer | Chief Scientist | 36 | 2006–2012 | |
| HUGHES HAROLD | Director; Director,Officer | C.E.O.; CEO; Chief Executive Officer; President and CEO | 18 | 2006–2013 | |
| PATEL SAMIR | Officer | Senior Vice-President; Senior VP, Engineering; Sr.Vice President, Engineering; Vice President | 7 | 2006–2007 | |
| Schroeder Michael C | Officer | SVP, HR; SVP, Human Resources; Vice President, Human Resource; VP, Human Resources | 16 | 2006–2013 | |
| STARK LAURA | Director,Officer; Officer | Senior Vice President; Senior Vice-President; Sr. VP, Corporate Development; Sr. VP, Platform Solutions; SVP, CORP DEVELOPMENT; SVP, CORP STRATEGY, M&A; SVP, GM ESD; Vice President | 46 | 2006–2018 | |
| DUNLEVIE BRUCE | Director | 12 | 2006–2011 | ||
| FARMWALD MIKE | Director | 21 | 2006–2013 | ||
| MOORING DAVID G | Director; Director,Officer | EXECUTIVE BOARD MEMBER | 10 | 2006 | |
| SOFAER ABRAHAM D | Director | 28 | 2006–2013 | ||
| Pinto Mark | Director | 2 | 2006 | ||
| BENTLEY J THOMAS | Director | 16 | 2006–2017 | ||
| CHOU SUNLIN | Director | 12 | 2006–2013 | ||
| RISHI SATISH | Officer | Senior VP Finance & CFO; Sr. VP and CFO; SVP Finance, CFO | 35 | 2006–2016 | |
| DAVIDOW WILLIAM H | Director | 5 | 2006 | ||
| HERSCHER PENNY | Director | 16 | 2006–2017 | ||
| KENNEDY KEVIN J | Director | 3 | 2006–2007 | ||
| SHRIGLEY DAVID A | Director | 27 | 2006–2019 | ||
| LAVELLE THOMAS R | Officer; Other | Sr. VP and General Counsel; Sr. V. P. & General Counsel; Sr. V. P. Legal; SVP and General Counsel; SVP & GC | 22 | 2006–2013 | |
| Scott Martin | Officer | Senior VP, Engineering; Sr. VP, Engineering; Sr. VP & GM, NBG; SVP & GM, NBG; SVP, GM NBG | 20 | 2007–2014 | |
| STANG ERIC B | Director | 39 | 2008–2026 | ||
| Parker Jeffery Robert | Officer | Sr. VP, Lighting Technology | 3 | 2009–2010 | |
| Pickett Christopher M | Officer | Sr. VP, Licensing; Sr. VP, Licensing, Light Tech; SVP, Licensing | 8 | 2009–2012 | |
| BLACK RONALD D | Director,Officer; Officer | President and CEO; President & CEO | 17 | 2012–2018 | |
| KISSNER CHARLES | Director; DirectorOther | 28 | 2012–2026 | ||
| Kim Jae | Officer | SVP & GC; SVP, GC & HR; SVP, GC & Secretary; SVP & General Counsel | 41 | 2013–2021 | |
| FISHER ELLIS THOMAS | Director | 17 | 2015–2020 | ||
| PILLING MARTIN | Officer | Interim CFO | 2 | 2016 | |
| MATHUR RAHUL | Officer | SVP, CFO | 12 | 2016–2021 | |
| Higashi Emiko | Director | 17 | 2017–2026 | ||
| Seraphin Luc | Director,Officer; Officer | Interim CEO, SVP & GM; President and CEO | 67 | 2018–2026 | |
| Saraf Sanjay | Director | 7 | 2018–2022 | ||
| Jones Keith A | Officer | Principal Accounting Officer | 11 | 2019–2022 | |
| Rao Meera | Director | 14 | 2019–2026 | ||
| FAN XIANZHI SEAN | Officer | COO; EVP, COO; SVP, COO | 30 | 2019–2026 | |
| Sayiner Necip | Director | 18 | 2019–2026 | ||
| LANG GREGORY S | Director | 2 | 2020 | ||
| Shinn John | Officer | SVP, General Counsel | 29 | 2021–2026 | |
| MITAROTONDA JAMES A | Director | 3 | 2021–2022 | person page Fuzzy | |
| ROGGE KAREN M | Director | 4 | 2021–2023 | ||
| LAUB STEVEN | Director | 11 | 2022–2026 | ||
| Lynch Desmond | Officer | SVP, CFO | 20 | 2022–2026 | |
| Allen John K | Officer | Chief Accounting Officer | 7 | 2023–2026 | |
| PENG VICTOR | Director | 3 | 2026 | ||
| Gagneja Sumeet | Officer | SVP, CFO | 2 | 2026 | |
| Taulbee William Clarence II | Officer | Chief Accounting Officer | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | RAMBUS INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Business registration | RAMBUS INC | State business registries | name and state | |
| Form 5500 plan sponsor | RAMBUS, INC. | EIN (EXACT) | ||
| Federal award recipient | RAMBUS INC | Federal spending (USAspending) | name and state | |
| Lobbying client | RAMBUS | Federal lobbying (LDA) | name and state | |
| Lobbying client | RAMBUS | Federal lobbying (LDA) | name and state | |
| Lobbying client | RAMBUS INC | Federal lobbying (LDA) | name and state | |
| Person page | James A Mitarotonda | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (Director) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Semiconductors & Related Devices, CA first:
- TRANSMETA CORP CA
- PERICOM SEMICONDUCTOR CORP CA
- ZORAN CORP \DE\ CA
- SIPEX CORP CA
- SYNERGY SEMICONDUCTOR CORP CA
- KINETICS GROUP INC CA
- NEOMAGIC CORP CA
- FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC CA
- OSI SYSTEMS INC CA
- FORMFACTOR INC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Semiconductors & Related Devices · Technology