IPO registrations (S-1, F-1) · Registrants

OPNEXT INC

SEC CIK: 1157780 · filings on EDGAR ↗
Registration: Form S-1, first filed 2006-10-27, last 2007-02-14; 1 initial registration, 5 amendments
Outcome: Final prospectus filed 2007-02-16; declared effective 2007-02-14
Industry (SIC): Semiconductors & Related Devices 3674
Business address: 46429 LANDING PARKWAY, Fremont, CA 94538
EDGAR entity type: operating
Insiders and CEO pay: OPNEXT INC on the corporate pages

Offering terms

Final price: $14.81 per share (424B4 filed 2007-02-16, an initial public offering)
Shares sold: 16,909,375 (10,000,000 by the company, 6,909,375 by selling holders)
Gross proceeds: $250,427,843 before underwriting discounts and any over-allotment option
Listing: Nasdaq under the symbol OPXT
Lead underwriters: Goldman Sachs
Syndicate: J.P. Morgan; World Markets; Cowen; Jefferies; CIBC World Markets

Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.

On this site

Business registration: OPNEXT, INC. Fuzzy (name and state)
SEC filer: OPNEXT INC EXACT (CIK (EXACT))

Filings 9

Filed	Form	What it is	Name as filed	EDGAR
2006-10-27	S-1	S-1 (registration)	OPNEXT INC	0000950123-06-013128 ↗
2006-12-13	S-1/A	S-1/A (amendment)	OPNEXT INC	0000950123-06-015145 ↗
2007-01-10	S-1/A	S-1/A (amendment)	OPNEXT INC	0000950134-07-000372 ↗
2007-01-29	S-1/A	S-1/A (amendment)	OPNEXT INC	0000950123-07-000910 ↗
2007-02-12	S-1/A	S-1/A (amendment)	OPNEXT INC	0000950134-07-002703 ↗
2007-02-14	S-1/A	S-1/A (amendment)	OPNEXT INC	0000950134-07-003110 ↗
2007-02-14	EFFECT	EFFECT (declared effective)	OPNEXT INC	9999999995-07-000662 ↗
2007-02-16	424B4	424B4 (final prospectus)	OPNEXT INC	0000950134-07-003558 ↗
2008-12-17	EFFECT	EFFECT (declared effective)	OPNEXT INC	9999999995-08-003697 ↗

Prospectus pages read 2

Filed	Form	Read as	Range	Price	Shares	Proceeds	Listing	Underwriters	What was found	Document
2007-02-14	S-1/A	registration statement		$15.00	-	-		0	primary document; price line	document ↗
2007-02-16	424B4	final prospectus		$14.81	16,909,375	$250,427,843	Nasdaq OPXT	6	primary document; price line, shares headline, proceeds computed, cover names 6	document ↗

Officers, directors and large holders Forms 3, 4 and 5

Insider	Role	Title	Filings	Years
BOSCO HARRY L	Director; Director,Officer	Chairman, CEO and President; Chairman, President & CEO; Director, President & CEO; President and CEO	13	2007–2012
CHAN MICHAEL C	Officer	EVP, Bus Dev/Prod Port Mgmt; Executive Vice President; President, Subsystems BU	9	2007–2012
CLARITY OPNEXT HOLDINGS I LLC	TenPercentOwner		3	2007–2008
HITACHI LTD	TenPercentOwner		3	2007
LEE DAVID	Director; Director,TenPercentOwner		13	2007–2012
LIN CHI HO CHRISTOPHER	Officer	Senior VP, Global Sales; SVP, Global Sales	4	2007–2008
NOBILE ROBERT J	Officer	CFO & Senior VP, Finance; CFO & SVP, Finance; Chief Financial Officer; SVP, Finance & CFO	11	2007–2012
OKI KEI	Director; Officer	EVP Opnext & Pres Opnext Japan; Exec VP & Pres. Opnext Japan; Pres Opnext Japan	11	2007–2012
OTSUKI RYUICHI	Director		4	2007
OTTO JOHN F JR	Director		9	2007–2012
TAKAHASHI NAOYA	Director		4	2007
TAKEMURA TETSUO	Director; Other		3	2007
WEDEMEYER TAMMY L	Officer	VP, Business Mngmt/Corp. Sec.; VP, Bus Mgmt & Corp Sec; VP, Bus. Mgmt. & Corp. Sec.; VP, Bus. Mgmt/Corp. Secretary; VP, HR & Corp Sec	6	2007–2009
Cowan Kendall	Director		8	2007–2012
Kuru Isamu	Director		6	2007–2011
ONeill Justin J	Officer	General Counsel and Senior VP; General Counsel, Senior VP; SVP, GC	7	2007–2012
Zapicchi Mark	Officer	Corp. Controller; Corporate Controller	9	2007–2012
Zoccolillo Richard	Officer	President, Pluggables BU; Vice President; VP, Operations; VP, Pluggables BU	10	2007–2012
BOUCHARD GILLES	Director,Officer; Officer	CEO & President; Chief Operating Officer; President and CEO	7	2007–2010
Clarity GenPar, LLC	Other; TenPercentOwner		4	2008–2011
Clarity Partners, L.P.	Other; TenPercentOwner		4	2008–2011
MARUBENI CORP /FI	TenPercentOwner		1	2008
Horiuchi Atsushi	Officer	SVP, Global Sales	8	2008–2012
ABBE CHARLES J	Director		5	2009–2012
Otto Philip	Director		6	2009–2012
Dodani Shrichand	Officer	Pres, Opnext Subsystems, Inc.	1	2009
Smith William Lloyd	Director		6	2009–2012
Kanno Tadayuki	Officer; Other	COO Opnext Japan; COO, Opnext Japan; EVP, Opnext Japan; Pres, Modules and Devices BU	6	2009–2012
Iwata Shinjiro	Director		1	2009

Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.

Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.

Also on this site Fuzzy

Record	Name as filed	Where	Dataset	Matched by
SEC filer	OPNEXT INC		SEC filers (EDGAR)	CIK (EXACT)
Business registration	OPNEXT, INC.		State business registries	name and state

Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.

Others with the same interests

SIC industry Semiconductors & Related Devices, CA first:

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PERICOM SEMICONDUCTOR CORP CA
ZORAN CORP \DE\ CA
SIPEX CORP CA
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NEOMAGIC CORP CA
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In other datasets, the same topic (Technology) in CA:

Lobbying client: 8X8, INC. (Federal lobbying (LDA))

Interests: Semiconductors & Related Devices · Technology