IPO registrations (S-1, F-1) · Registrants
INTERMOLECULAR INC
- SEC CIK
- 1311241 · filings on EDGAR ↗
- Registration
- Form S-1, first filed 2011-07-29, last 2011-11-16; 1 initial registration, 6 amendments
- Outcome
- Final prospectus filed 2011-11-18; declared effective 2011-11-17
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 3011 NORTH FIRST STREET, San Jose, CA 95134
- EIN
- 20-1616267
- EDGAR entity type
- operating
- Insiders and CEO pay
- INTERMOLECULAR INC on the corporate pages
Offering terms
- Proposed price range
- $12.00–$14.00 per share (S-1/A filed 2011-11-16)
- Final price
- $10.00 per share, below the range (424B4 filed 2011-11-18, an initial public offering)
- Shares sold
- 9,650,000
- Gross proceeds
- $96,500,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol IMI
- Lead underwriters
- Morgan Stanley (3,570,500 shares); J.P. Morgan (3,184,500 shares); Barclays (1,881,750 shares)
- Syndicate
- Pacific Crest Securities (506,625); Needham & Company (506,625)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
- Business registration: INTERMOLECULAR, INC. Fuzzy (name and state)
- Business registration: INTERMOLECULAR, INC. Fuzzy (name and state)
- Form 5500 plan sponsor: INTERMOLECULAR INC. EXACT (EIN (EXACT))
- Federal award recipient: INTERMOLECULAR, INC. Fuzzy (name and state)
- Lobbying client: INTERMOLECULAR Fuzzy (name and state)
- SEC filer: INTERMOLECULAR INC EXACT (CIK (EXACT))
- Person page: David E Liddle Fuzzy (officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner))
Filings 10
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 2011-07-29 | S-1 | S-1 (registration) | INTERMOLECULAR INC | 0001047469-11-006725 ↗ |
| 2011-09-09 | S-1/A | S-1/A (amendment) | INTERMOLECULAR INC | 0001047469-11-007924 ↗ |
| 2011-09-30 | S-1/A | S-1/A (amendment) | INTERMOLECULAR INC | 0001047469-11-008310 ↗ |
| 2011-10-14 | S-1/A | S-1/A (amendment) | INTERMOLECULAR INC | 0001047469-11-008488 ↗ |
| 2011-10-26 | S-1/A | S-1/A (amendment) | INTERMOLECULAR INC | 0001047469-11-008712 ↗ |
| 2011-11-07 | S-1/A | S-1/A (amendment) | INTERMOLECULAR INC | 0001047469-11-009081 ↗ |
| 2011-11-16 | S-1/A | S-1/A (amendment) | INTERMOLECULAR INC | 0001047469-11-009624 ↗ |
| 2011-11-17 | EFFECT | EFFECT (declared effective) | INTERMOLECULAR INC | 9999999995-11-003328 ↗ |
| 2011-11-17 | EFFECT | EFFECT (declared effective) | INTERMOLECULAR INC | 9999999995-11-003335 ↗ |
| 2011-11-18 | 424B4 | 424B4 (final prospectus) | INTERMOLECULAR INC | 0001047469-11-009685 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 2011-11-16 | S-1/A | registration statement | $12.00–$14.00 | 10,000,000 | - | Nasdaq IMI | 5 | primary document; range, price line, shares headline, proceeds computed, price outside the range dropped, cover names 5 | document ↗ | |
| 2011-11-18 | 424B4 | final prospectus | $10.00 | 9,650,000 | $96,500,000 | Nasdaq IMI | 5 | primary document; price sentence, shares headline, proceeds table, underwriting table 5, cover names 5 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| ATMI INC | TenPercentOwner | 2 | 2011 | ||
| BARUCH THOMAS R | Director; Director,TenPercentOwner; TenPercentOwner | 14 | 2011–2016 | ||
| Behnke John R. | Officer | Sr. VP & GM Semiconductor Grp; SVP & GM Semiconductor Group; SVP & GM Semiconductor Grp; SVP & GM Semi Group | 15 | 2011–2013 | |
| BURKETT MARVIN D | Director | 9 | 2011–2019 | ||
| Chiang Tony P. | Officer | Chief Technology Officer | 34 | 2011–2014 | |
| CMEA Ventures VI GmbH & Co. KG | Director,TenPercentOwner; TenPercentOwner | 4 | 2011–2014 | ||
| CMEA VENTURES VI LP | Director,TenPercentOwner; TenPercentOwner | 4 | 2011–2014 | ||
| CMEA Ventures VI Management, L.P. | Director,TenPercentOwner; TenPercentOwner | 4 | 2011–2014 | ||
| Collier David J | Director,TenPercentOwner; TenPercentOwner | 4 | 2011–2014 | ||
| Eidelman Peter L. | Officer | CFO; Chief Financial Officer | 18 | 2011–2013 | |
| FEDERMAN IRWIN | Director; Director,TenPercentOwner; TenPercentOwner | 26 | 2011–2019 | ||
| FU WINSTON S | TenPercentOwner | 6 | 2011–2012 | ||
| Handelsman Karl D. | TenPercentOwner | 2 | 2011 | ||
| Hunter James Craig | Officer | Senior VP&GM Clean Energy Grp; SVP Global Sales & Marketing; SVP Global Sales/Marketing; SVP & GM Clean Energy Group | 19 | 2011–2014 | |
| Jaggi Sandeep | Officer | GC, SVP of IP | 11 | 2011–2014 | |
| KRAUSZ STEVEN M | TenPercentOwner | 7 | 2011–2018 | ||
| Lazovsky David E | Director,Officer; Director,Officer,TenPercentOwner; Other | President & CEO | 29 | 2011–2014 | |
| LIDDLE DAVID E | TenPercentOwner | 7 | 2011–2018 | person page Fuzzy | |
| MALIK ZIA | Officer | SVP, Global Sales & Marketing | 2 | 2011–2012 | |
| Matteucci Paul A | TenPercentOwner | 7 | 2011–2018 | ||
| MCWILLIAMS BRUCE M | Director; Director,Officer | Executive Chairman; President and CEO | 17 | 2011–2016 | |
| Presidio Management Group IX, L.L.C. | TenPercentOwner | 7 | 2011–2018 | ||
| Redpoint Associates II, LLC | TenPercentOwner | 4 | 2011–2019 | ||
| Redpoint Ventures II, LLC | TenPercentOwner | 4 | 2011–2019 | ||
| Redpoint Ventures II, L.P. | TenPercentOwner | 4 | 2011–2019 | ||
| ROOT JONATHAN D | TenPercentOwner | 7 | 2011–2018 | ||
| Rust Christopher J | TenPercentOwner | 6 | 2011–2012 | ||
| SCALISE GEORGE | Director | 10 | 2011–2019 | ||
| Sohail Faysal A. | Director,TenPercentOwner; TenPercentOwner | 4 | 2011–2014 | ||
| SYMYX TECHNOLOGIES INC | TenPercentOwner | 2 | 2011 | ||
| Tansey Casey M | TenPercentOwner | 7 | 2011–2018 | ||
| U S Venture Partners IX L P | TenPercentOwner | 7 | 2011–2018 | ||
| WALECKA JOHN L | Director,TenPercentOwner | 5 | 2011–2014 | ||
| Watson James F | Director,TenPercentOwner; TenPercentOwner | 4 | 2011–2014 | ||
| YOUNG PHILIP M | TenPercentOwner | 7 | 2011–2018 | ||
| Nijhawan Sandeep | Officer | Sr. VP Customer CDPs; SVP & GM, Clean Energy Group; VP&GM Clean Energy Group | 11 | 2012–2014 | |
| Jammy Raj | Officer | SVP and GM, Semiconductor Grp | 5 | 2013–2014 | |
| Birnbaum Reed | Officer | Interim CFO; Interim Chief Financial Office | 2 | 2013 | |
| Blanco Hector Thomas | Officer | Senior VP of Human Resources | 6 | 2013–2014 | |
| Neely Rick | Officer | SVP & Chief Financial Officer | 13 | 2013–2017 | |
| Griffin Scot | Officer | Executive Vice President; SVP Business Operations | 5 | 2014–2015 | |
| VAN DEN HOEK WILBERT | Director | 3 | 2015–2016 | ||
| MARTIN WILLIAM C | TenPercentOwner | 8 | 2015–2019 | ||
| Raging Capital Management, LLC | TenPercentOwner | 8 | 2015–2019 | ||
| Raging Capital Master Fund, Ltd. | TenPercentOwner | 2 | 2015 | ||
| TRAUB KENNETH H | Director; DirectorOther | 5 | 2016–2019 | ||
| Kramer Christian | Director,Officer; Officer | CEO; President and CEO | 6 | 2016–2019 | |
| Furnas Matthew | Director; DirectorOther | 4 | 2017–2019 | ||
| MILLER LLOYD I III | TenPercentOwner | 19 | 2017 | ||
| ROESCHLEIN BILL | Officer | Chief Financial Officer | 5 | 2017–2019 | |
| SUBIN NEIL S | Other; TenPercentOwner | 3 | 2018–2019 | ||
| Scheer Adam Louis Abraham | Director | 3 | 2018–2019 | ||
| Schultz Jonathan B. | Director | 3 | 2018–2019 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| Business registration | INTERMOLECULAR, INC. | CA | State business registries | name and state |
| Business registration | INTERMOLECULAR, INC. | CA | State business registries | name and state |
| Federal award recipient | INTERMOLECULAR, INC. | CA | Federal spending (USAspending) | name and state |
| Lobbying client | INTERMOLECULAR | CA | Federal lobbying (LDA) | name and state |
| Patent assignee | INTERMOLECULAR, INC. | CA | Patents (USPTO) | name and state |
| SEC filer | INTERMOLECULAR INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Trademark owner | Intermolecular, Inc. | CA | Trademarks (USPTO) | name and state |
| Form 5500 plan sponsor | INTERMOLECULAR INC. | EIN (EXACT) | ||
| Person page | David E Liddle | People (Form 990 officers, directors and employees) | officer, director or 10% owner on the company's Forms 3, 4 and 5 (TenPercentOwner) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Semiconductors & Related Devices, CA first:
- TRANSMETA CORP CA
- PERICOM SEMICONDUCTOR CORP CA
- ZORAN CORP \DE\ CA
- SIPEX CORP CA
- SYNERGY SEMICONDUCTOR CORP CA
- KINETICS GROUP INC CA
- NEOMAGIC CORP CA
- FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC CA
- OSI SYSTEMS INC CA
- FORMFACTOR INC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Semiconductors & Related Devices · Technology