IPO registrations (S-1, F-1) · Registrants
AXT INC
- SEC CIK
- 1051627 · filings on EDGAR ↗
- Name on the registration
- AMERICAN XTAL TECHNOLOGY
- Former names
- AMERICAN XTAL TECHNOLOGY (1998–2000)
- Registration
- Form S-1, first filed 1998-03-17, last 1998-05-11; 1 initial registration, 2 amendments
- Outcome
- Final prospectus filed 1998-05-21
- Industry (SIC)
- Semiconductors & Related Devices 3674
- Incorporated in
- DE
- Business address
- 4281 TECHNOLOGY DR., Fremont, CA 94538
- EIN
- 94-3031310
- Ticker
- AXTI (Nasdaq)
- EDGAR entity type
- operating
- Insiders and CEO pay
- AXT INC on the corporate pages
Offering terms
- Proposed price range
- $8.00–$10.00 per share (S-1/A filed 1998-05-11)
- Final price
- $28.00 per share, above the range (424B1 filed 1998-05-21, an initial public offering)
- Shares sold
- 2,500,000
- Gross proceeds
- $70,000,000 before underwriting discounts and any over-allotment option
- Listing
- Nasdaq under the symbol AXTI
- Lead underwriters
- Prudential Securities; Cowen (860,000 shares)
- Syndicate
- BT Alex. Brown (50,000); Donaldson, Lufkin & Jenrette (50,000); Goldman Sachs (50,000); Hambrecht & Quist (50,000); Merrill Lynch (50,000); Morgan Stanley (50,000); Pacific Growth Equities Inc (25,000); Soundview Financial Group, Inc (25,000)
Read from the cover pages of the filings listed under “Prospectus pages read” below; check the document for anything that matters.
On this site
Filings 4
| Filed | Form | What it is | Name as filed | EDGAR |
|---|---|---|---|---|
| 1998-03-17 | S-1 | S-1 (registration) | AMERICAN XTAL TECHNOLOGY | 0000891618-98-001130 ↗ |
| 1998-04-24 | S-1/A | S-1/A (amendment) | AMERICAN XTAL TECHNOLOGY | 0000891618-98-001896 ↗ |
| 1998-05-11 | S-1/A | S-1/A (amendment) | AMERICAN XTAL TECHNOLOGY | 0000891618-98-002250 ↗ |
| 1998-05-21 | 424B1 | 424B1 (final prospectus) | AMERICAN XTAL TECHNOLOGY | 0000891618-98-002587 ↗ |
Prospectus pages read 2
| Filed | Form | Read as | Range | Price | Shares | Proceeds | Listing | Underwriters | What was found | Document |
|---|---|---|---|---|---|---|---|---|---|---|
| 1998-05-11 | S-1/A | registration statement | $8.00–$10.00 | $5.02 | 2,500,000 | $12,550,000 | Nasdaq AXTI | 2 | from the submission text; range, price line, shares headline, proceeds computed, cover names 2 | document ↗ |
| 1998-05-21 | 424B1 | final prospectus | $28.00 | 2,500,000 | $70,000,000 | Nasdaq AXTI | 10 | from the submission text; price sentence, shares headline, proceeds computed, underwriting table 9, cover names 2 | document ↗ |
Officers, directors and large holders Forms 3, 4 and 5
| Insider | Role | Title | Filings | Years | On this site |
|---|---|---|---|---|---|
| YOUNG MORRIS S | Director; Director,Officer; Officer | CEO; CHAIRMAN AND CEO; Chief Executive Officer; Chief Technology Officer; President, JV Operations | 117 | 2006–2026 | |
| CHANG DAVID C | Director; Officer | VP Global Sales & Marketing | 39 | 2006–2026 | |
| Yin Philip C S | Director,Officer | Chairman & CEO; Chief Executive Officer | 7 | 2006–2008 | |
| Cerilli John J | Officer | VP Global Sales & Marketing | 8 | 2006–2010 | |
| CHEN JESSE | Director | 46 | 2006–2026 | ||
| Cheung Wilson Wai-Shun | Officer | Chief Financial Officer | 11 | 2006–2008 | |
| Lin Minsheng | Officer | Chief Operating Officer | 4 | 2006–2008 | |
| Zhang Davis | Officer; Other | President , JV Operations; President, JV Operations | 24 | 2006–2015 | |
| Low Raymond Anthony | Officer | Acting CFO; Chief Financial Officer; VP Corporate Controller | 11 | 2007–2012 | |
| LEBLANC LEONARD J | Director; Director,Other | 38 | 2007–2026 | ||
| Ochrym Robert G | Officer | VP Business Development | 26 | 2007–2017 | |
| Wei Chia Li | Officer | Chief Technology Officer; Sr. Director of Technology | 2 | 2007 | |
| Pai Nai-yu | Director | 5 | 2010–2014 | ||
| FISCHER GARY L | Officer | CFO; Vice President, CFO & Corp Sec; VICE PRESIDENT, CFO & CORP SEC; VP, CFO and Corp Sec; VP, CFO & Corporate Secretary | 37 | 2014–2026 | |
| HOU HONG Q | Officer | Chief Operating Officer | 3 | 2015 | |
| Lin Wilson Weicheng | Officer | Chief Operating Officer | 1 | 2017 | |
| CHRISTINE RUSSELL | Director | 9 | 2019–2025 | ||
| Uni-Pixel | Director | 2 | 2019 | ||
| Liu Tracy | Director | 1 | 2026 | ||
| Duh Jia-bin | Director | 1 | 2026 |
Everyone who filed an insider report for this company, from the SEC’s Insider Transactions Data Sets (2006 on). Person pages are matched by name and state only.
Data: SEC EDGAR. The quarterly full index (every S-1, S-1/A, F-1 and F-1/A since 1993, with the pricing prospectus, notice of effectiveness and withdrawal request of each registrant) and the company submissions data (SIC, state of incorporation, address, EIN, tickers, former names). Company details are what EDGAR holds today, not at the time of the filing.
Also on this site Fuzzy
| Record | Name as filed | Where | Dataset | Matched by |
|---|---|---|---|---|
| SEC filer | AXT INC | SEC filers (EDGAR) | CIK (EXACT) | |
| Form 5500 plan sponsor | AXT INC. | EIN (EXACT) |
Matched by an identifier (EIN, CIK, CRD), by name and state or city, or by street address; a shared name or address is not proof of the same person or organization. Every link says how it was made; how the cross-referencing works.
Others with the same interests
SIC industry Semiconductors & Related Devices, CA first:
- TRANSMETA CORP CA
- PERICOM SEMICONDUCTOR CORP CA
- ZORAN CORP \DE\ CA
- SIPEX CORP CA
- SYNERGY SEMICONDUCTOR CORP CA
- KINETICS GROUP INC CA
- NEOMAGIC CORP CA
- FAIRCHILD SEMICONDUCTOR INTERNATIONAL INC CA
- OSI SYSTEMS INC CA
- FORMFACTOR INC CA
In other datasets, the same topic (Technology) in CA:
- Lobbying client: 8X8, INC. (Federal lobbying (LDA))
Interests: Semiconductors & Related Devices · Technology